Gramsci:
Socialism Beyond the Necessity of Reason
Despite his heresy in treating authentic class consciousness as the
demiurge of a true history, Lukács, like Rosa Luxemburg, retained Marx's necessitarian language. While he insisted on the importance of purposive action by the proletariat, he also presumed a rational end of history, which established the "concrete meaning" of each prior historical stage: "The objective evolution [of the economy] only gives the proletariat the possibility and the necessity [sic ] of changing society. But this transformation itself can only come about as the—free—action of the proletariat itself."[20] Both Lukács and Luxemburg thus advanced a concept of necessity that protected the proletariat's freedom to act; yet neither seriously doubted that when the proletariat finally did act, it would do so rationally, and thus bear out the necessity of communism. Here, as elsewhere, they preserved and extended Marx's rationalist understanding, although in Lukács's case only through the medium of an enlightened vanguard party.
Against this backdrop, Antonio Gramsci's studies assume a special significance. Like Lukács, Karl Korsch, and the Council Communists (particularly Anton Pannekoek), Gramsci was sensitive to the subjective aspects of social theory, what the Council Communists called its geistige factors. Gramsci, again like Lukács, came to Marxism indirectly, through the philosophy of Benedetto Croce and the Italian Hegelians, and under the influence of Georges Sorel and, later, Henri Bergson. In 1919, at a point when he was already committed to socialism, Gramsci had declared that "man is above all else mind, consciousness," and he greeted the Russian Revolution accordingly, as "The Revolution Against Capital ." "The Bolsheviks have denied Karl Marx, and they have affirmed by their action, by their conquests, that the laws of historical materialism are less inflexible than was hitherto believed."[21] Gramsci never abandoned his interest in the geistige elements of society, an interest he brought to Marxism in the form of such concepts as "consent" and "intellectual and moral leadership."
The Marxism of Gramsci's notebooks, compiled while he was imprisoned under Mussolini's regime, differed from the Marxism of Lukács and Luxemburg. Unlike these predecessors, Gramsci assigned the labor process a central significance for elaborating the philosophy of historical materialism. As a consequence, Gramsci insisted on the inseparability of homo faber from homo sapiens ; he also portrayed individuals, via labor, as actively shaping a world of objects and norms. "Ever man, in as much as he is active, i.e., liv-
ing, contributes to modifying the social environment in which he develops . . . in other words, he tends to establish 'norms,' rules of living and of behavior."[22] His eloquent appreciation of the individual's creative efficacy in labor permitted Gramsci to restore "individuals producing in society" at the basis of Marxian theory.
One must conceive of man as a series of active relationships (a process) in which individuality, though perhaps the most important, is not, however, the only element to be taken into account. . . . The humanity which is reflected in each individuality is composed of various elements: 1. the individual; 2. other men; 3. the natural world. . . . Each one of us changes himself . . . to the extent that he changes . . . the complex relations of which he is the hub. . . . If one's own individuality is the ensemble of these relations, to create one's own personality means to acquire consciousness of them, and to modify one's own personality means to modify the ensemble of these relations. But these relations, as we have said, are not simple. Some are necessary, others are voluntary. . . . It will be said that what each individual can change is very little, considering his strength. This is true up to a point. But when the individual can associate himself with all the other individuals who want the same changes, and if the changes wanted are rational, the individual can be multiplied an impressive number of times, and can obtain a change which is far more radical than at first sight seemed possible. . . . Up to now the significance attributed to these supra-individual organisms [that the individual is related to] (both the societas hominum and the societas rerum ) has been mechanistic and determinist; hence the reaction against it. It is necessary to elaborate a doctrine in which these relations are seen as active and in movement, establishing quite clearly that the source of this activity is the consciousness of the individual man who knows, wishes, admires, creates . . . and conceives of himself not as isolated but rich in the possibilities offered him by other men and by the society of things of which he cannot help having a certain knowledge.[23]
Gramsci also diverged from Lukács and Luxemburg on the issue of necessity in history. Instead of preserving Marx's deterministic rhetoric, Gramsci openly challenged causal explanation in social theory. His interest in Bergson and Sorel facilitated his elaboration of a Marxism critical of its own rationalist premises. Earlier in the century, Sorel had criticized Marxism for relying on an unprovable notion of progress in rationality; Marx, he charged, had covertly assumed the Hegelian notion of a Weltgeist guiding history toward socialism. However useful as myth such a notion might be, it had
nothing to do with science; the socialist revolution would be absolutely unpredictable.[24] Gramsci took over and refined such skepticism.
He pointed out the intimate connection between necessity and rationalism in social theory. "It would appear that the concept of 'necessity' in history is closely connected to that of 'regularity' and 'rationality.'"[25] Not only did necessity depend on rationality, the rationality of social acts depended on their "necessity," on their predictable and regular occurrence. "If social facts cannot be predicted, and the very concept of prediction is meaningless, then the irrational cannot but be dominant."[26]
Gramsci thus faced a series of dilemmas. Predictability averted irrationality, but was prediction possible? How could such prediction proceed? What did it involve? Gramsci dismissed making mechanically objective laws the basis of social predictions. Such laws inappropriately excluded the subjective factor from history. "Objective always means 'humanly objective' which can be held to correspond exactly to 'historically subjective.'"[27] He rejected most "so-called laws of sociology" as having negligible value: "They are almost always tautologies and paralogisms."[28] In the realm of human affairs, Gramsci in fact denied the possibility of any "purely 'objective' prediction." "Anybody who makes a prediction has in fact a program for whose victory he is working, and his prediction is precisely an element contributing to that victory. . . . If one excludes all voluntarist elements, or if it is only other people's wills whose intervention one reckons as an objective element in the general interplay of forces, one mutilates reality itself."[29]
But rather than simply discarding the concept of social prediction as meaningless, Gramsci reinterpreted it. He argued that prediction could be viewed as a practical act, instead of a mechanical accounting of some quasi-natural and purely objective causality. Prediction would then so thoroughly involve subjective factors that a primary guarantee of the truth of a prediction would lie in the practical resolve of the predictor to make it true. "One can 'foresee' to the extent that one acts, to the extent that one applies a voluntary effort and therefore contributes concretely to creating the result 'foreseen.' Prediction thus reveals itself, not as a scientific act of knowledge, but as the abstract expression of the effort made, the practical way of creating a collective will."[30]
As a result of his investigations, Gramsci abandoned entirely the
concept of prediction applied to history. While the theorist still investigated "how in historical evolution relatively permanent forces are constituted which operate with a certain regularity and automatism," Gramsci's Marxism ignored any misplaced imperatives to construct a closed causal system of general laws.[31] He also refused to take the rationality of human action for granted; the problem was precisely to cultivate a rational subject, dedicated to realizing the goals of communism. This interest animated all of his investigations into ideological hegemony and intellectual leadership.
Communists had, as their crucial task, "to demonstrate that the necessary and sufficient conditions already exist to make possible, and hence imperative, the accomplishment of certain historical tasks." The accomplishment of these tasks was imperative not because they were "historically inevitable" but rather "because any falling short" would increase "the necessary disorder" and prepare the way for "more serious consequences."[32] In other words, Gramsci posed again Rosa Luxemburg's alternatives: socialism or barbarism. Action oriented toward the progressive end of history, communism, laid the grounds for a creative politics that might "dominate and transcend" given conditions, even as "one still moves on the terrain of effective reality."[33] Gramsci, like Lukács, thus restored to Marxism its pedagogical concerns and teleological dimension; the achievement of communism required the purposeful intervention of enlightened proletarians.
Although Gramsci's thought remained incomplete, what fragments do survive in his prison notebooks suggest that Gramsci had a sharper understanding than his contemporaries of the inadequacies of Marxism, both as a necessitarian outlook, and as a theory presupposing a rationalist view of man. With Gramsci, Marxism began to appear more as a political art than a natural science: there is something of Machiavelli's virtù and Bergson's intuition in his description of the great political leader. After his own fashion, he anticipated a sense of subjectivity new to Marxism, beyond either positivism or rationalism.