Preferred Citation: Flinn, Caryl. The New German Cinema: Music, History, and the Matter of Style. Berkeley:  University of California Press,  c2004 2004. http://ark.cdlib.org/ark:/13030/kt9j49q63s/


 
Historical Predecessors


1. Historical Predecessors

Melodrama and Modernism


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1. Mourning, Melancholia, and "New German Melodrama"

What I like about Sirk is that he makes movies about things, not people.

R. W. FASSBINDER


MELODRAMA, MELANCHOLIA, AND CULTURAL THEFT

The airing of the U.S. miniseries "The Holocaust" on German television in 1977 was a milestone in the history of the New German Cinema. Enormously well received by a mass audience, its virtues were fiercely contested among intellectuals and filmmakers. Edgar Reitz opined that "the Americans have stolen our history"[1] and retaliated with an even longer family drama, Heimat. The first installment begins with a shot of a rock on which "Made in Germany" is written, emphasizing the homegrown, "authentic" nature of his work. Reviled though the American miniseries may have been among elite cultural producers, it nonetheless paved the way for films that put the war and postwar eras onto German screens: Kluge, Reitz's colleague, produced The Patriot; Fassbinder began his West German trilogy; Sanders-Brahms released Germany, Pale Mother. These were some of the films that attempted not only to reclaim a national history, but to reclaim it from the Americans, whose postwar influence on Germany was summarized in the frequently quoted line from Wim Wenders's 1976 Im Lauf der Zeit / Kings of the Road:"The Yanks have colonized our unconscious."

An intriguing part of the critique against "The Holocaust" was the implicit (and sometimes explicit) condemnation of the series' melodramatic aspects. As survivor Elie Wiesel wrote to the New York Times, the show "transform[ed] an ontological event into soap-opera."[2] Reduced to personal drama, it seemed to diminish that event to the sensationalized fate of

An abbreviated version of this chapter was first published as "Music and the Melodramatic Past of the New German Cinema," in Melodrama: Stage/Picture/Screen, ed. J. Bratton et al. (London: British Film Institute, 1994), 106–18. Reprinted by permission.


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one or two families. That domestic focus ostensibly prevented the series from addressing the Shoah or, worse, risked eliding it altogether. (Ironically, that criticism would later be levied against Reitz's own film.) In addition to the focus on everyday life, "The Holocaust" depicted the more sensationalistic aspects of the Shoah, such as the splitting apart of families and the brutal randomness of the "selections." In short, it was deemed at once too banal and too excessive—a common criticism of melodramatic form in general. Exploiting the affective excesses associated with the genre, "The Holocaust" also partook of the genre's sensationalism, its purported demurral from political and economic problems, and its polarization of good and evil, creating a diegetic world inhabited largely by historically vacant figures. All of which, the critics seemed to be saying, were inappropriate means to represent that darkest episode in modern history.

Part of that attack may have stemmed from the still-fresh memories of sensationalized tearjerkers sanctioned by Nazi authorities, like Sirk's Zarah Leander vehicles, such as Zu neuen Ufern / To New Shores or La Habañera (both 1937), or the Papaskino of Adenauer's 1950s, whose popular forms critics like Siegfried Kracauer condemned as the brainless progeny of Nazi cinema. The concern was that these older films, now widely seen on nighttime television, evoked a furtive nostalgia for Nazism itself; the feminist film journal frauen und film, for instance, devoted a special issue (no. 29) to Leander's ongoing cult status in 1981. Over the course of German cinema, melodrama had lent shape to the street film of the late silent era, the Kammerspiel films, 1950s spectacle films, the Heimat genre, even leftist cinema in the late Weimar Republic, like Kuhle Wampe (Dudow et al., 1932) and Mutter Krausens fahrt ins Glück / Mother Krausen's Trip to Happiness (Jutzi, 1929). But despite melodrama's considerable role in German film history at large, Reitz's bold decision to revisit the Heimat film during this new era of filmmaking was highly contested. Germany, Pale Mother, Sanders-Brahms's maternal melodrama, also met with controversy, with male German critics deriding its focus on female experience "on the homefront."[3] As late as 1994, Margarethe von Trotta's Das Versprechen / The Promise, an epoch melodramatic tale of two young lovers separated while attempting to leave East Germany for the West, remained a commercial and critical failure.

In spite of its homegrown tradition (or more likely because of it), and in spite of melodrama's European roots, in the 1970s, the New German Cinema and its critics were primarily responding to melodrama as an American product snuck in through the back door by the reviled television series and through the front by the Fassbinder-Sirk connection. The rise of melodramatic output was part of the movement's larger, but by no means uniform,


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nod towards American-influenced genres, as evidenced in Wenders's road movies and Fassbinder's early gangster movies. That change was in no small measure fueled by economic forces as the New German Cinema achieved greater international success. Historians are at pains to remind us of the considerable acclaim the movement received from abroad. Melodrama's "American" imprimatur served as a lightning rod to draw attacks on how history should be represented, and it also helped obscure the place of melodrama in Germany's own popular cinema culture, or its tainting of art movements like the New German Cinema. Awash in connotations of crass, imported commercialism and lowbrow populism, of heightened artifice and cheap sentiment, melodrama was, literally, bad form.

English and North American critics at the time read things very differently. Influenced by New German Cinema scholar Thomas Elsaesser's 1975 essay "Tales of Sound and Fury," academics were reinventing melodrama as a politically incisive, even progressive genre. "Readings against the grain" performed on melodramas—and other stylized genres like film noir, horror film, and musicals—were drawn to their enhanced referentiality, two-dimensional characters, banality, and especially their style. It was in these deviations from Hollywood's ostensibly invisible style that melodrama critics located critiques—challenges to the status quo that narrative or dialogue was unable to contain or express. That historically specific construction of melodrama also spilled over into the roughly contemporaneous reception (and construction) of the New German Cinema.

For a national film movement attempting to come to terms with recent history, melodrama makes a certain amount of sense, given its own preoccupation with past events, a point I will develop below. I should state at the outset, however, that that "past" is not as singular as the word might imply. Given that melodrama was construed as, among other things, both an American phenomenon and an emblem of repressed Nazi populism, it cannot excavate any pure, prelapsarian national identity or history. That is precisely the point. For melodrama ultimately dramatizes the irretrievability of the "stranded objects" of Germany's postwar psychic, social, and political landscapes—while simultaneously stressing their ongoing importance. The benefits of that dramatization, I contend, are not restricted to the initial audiences of the New German Cinema, despite the specificity of its stories, references, and the circumstances of its initial reception. Those reception conditions, kinds of audiences, and critical discourses, along with the passage of time, have showcased how history is continually renegotiated, with filmgoers taking up different relationships to it owing to a variety of forces and circumstances.


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MUSIC AND THE EXCESSES OF THE NEW GERMAN CINEMA:
THE EIGHTIES[4]

Melodrama and the New German Cinema both stressed the ongoing impact of the past upon the present, a thematic obsession that characterized melodramas by Fassbinder, Sanders-Brahms, von Trotta, and others. Lost lives, destroyed ideals, homes, national, psychic, racial, geographic, and political identities took residence in a variety of cinematic "material ghosts."[5] These were irrecoverable pasts, to be sure, but ones that could not be kept down. This partly explains the lure of hysteria as an exegetic tool, with its own emphasis on the "return of the repressed." Melodrama's various longings and elaborate (if not compulsive) restagings of past events recall Freud and Breuer's description of hysterics as people who "suffer from reminiscences."

The hermeneutic power of the hysterical model also derives from the idea that a trauma of the past—one subsequently buried beneath the realm of consciousness—cannot be directly articulated. The censored event seeks expression in displaced, nonlinguistic ways on the body of the patient—aphasic conditions, aches, twitches—through a process of somatic conversion. Geoffrey Nowell-Smith's "Minnelli and Excess" introduced the concept of hysterical somatic conversion into cinema analysis: films gave analyst/critics "bodies" to read symptomatically for signs of repressed meanings. In a sense, trauma renders its bodies unable to speak, forcing articulation out of nonlinguistic means (a point to which I return in chapter Three). Peter Brooks acknowledged that speechlessness in his influential reference to melodrama as a "text of muteness"; David Grimsted called it an "echo of the historically voiceless."[6] It is no surprise that so many speechless characters populate classical Hollywood melodramas: Jane Wyman in Johnny Belinda (Negulesco, 1948), the mute servant in Letter from an Unknown Woman (Ophuls, 1948). Yet they frequently appear in the New German Cinema as well. Films like Wenders's Falsche Bewegung / Wrong Move and Die Angst des Tormanns beim Elfmeter / The Goalie's Anxiety at the Penalty Kick (1975 and 1971), Even Dwarves Start Small and Fassbinder's The Bitter Tears of Petra von Kant and Chinese Roulette feature deaf, mute, and blind figures. Richard McCormick argues that their diminished perceptual abilities emerged from a more generalized alienation and distrust of language, perception, and experience that characterized German culture and politics after the disappointments of the 1960s.[7] These physical and communicative impairments, along with the disenfranchisement they intimate, were characteristic of the "inward turn" of the Neue Subjektivität / New Subjectivity in place by the mid-1970s. It


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privileged local change and personal, subjective matters over objective, abstract theories of large-scale change, like the critique of capitalism that failed to deliver by the end of the 1960s.

The ability to speak is a powerful, recurring trope throughout the New German Cinema, and I will return to it in the work of Alexander Kluge. Questions of human speech cover a wide range. At the one end is Lene, the mother of the narrator in Germany, Pale Mother. Her diminished freedom after the war is somaticized through her facial paralysis and the extraction of her teeth that her husband authorized: toothless, she becomes speechless. At the other end of the spectrum is Oskar Matzerath, whose obstreperous screams pierce soundtrack (and eardrums) in The Tin Drum. These disparate depictions reveal not just the importance of the voice to representing the past, but a disinvestment or distrust in its naturalness. In other words, the films show the same suspicion of sound that theorists were elaborating vis-à-vis the cinematic image and its claims to truth, knowledge, naturalness, or objectivity. As a character in Chinese Roulette states, "We overhear the wrong truths," and Maria Braun displays wartime signs warning "Feind hört mit" (The enemy might be listening in). That same deauraticization informed production choices as well: Straub and Huillet would record live, continuous sound, only to subject it to extreme manipulation and fragmentation. Even the market-driven practice of filming in English (Fitzcarraldo; Despair) or of dubbing into German (Fontane Effi Briest[Fassbinder, 1974]) highlights the discrepancy between sound and source, putting in question the reliability and authenticity of the soundtrack.

If, as Brooks argued, the motor behind melodrama is its impulse to "express all," a certain shifting of registers is required in order that its expressive business of "pressing out" may be executed in a way unencumbered by conventional linguistic constraints. Thomas Elsaesser discusses strategies that "compensate for the expressiveness, range of inflection and tonality, rhythmic emphasis and tension normally present in the spoken word."[8] And this is where music steps in. It takes over where language, generically distrusted and lacking, leaves off, filling out what narrative and dialogue cannot accomplish. Working with other formal elements, music forms what Elsaesser calls a "system of punctuation, giving expressive colour and chromatic contrast to the story-line, by orchestrating the emotional ups and downs of the intrigue," indicating how melodrama amplifies music's conventional Hollywood function of providing passive, emotional support and background to visual drama.[9] For Nowell-Smith, melodrama's "undischarged emotion which cannot be accommodated within the action, subordinated as it is to the demands of family/lineage/inheritance, is traditionally


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expressed in the music and, in the case of film, in certain elements of the mise-en-scène. That is to say, music and mise-en-scène do not just heighten the emotionality of an element of the action: to some extent they substitute for it."[10] But where conventional melodramas are suspicious of language, the New German Cinema pushes further: for at the heart of its melodramatic imagination is a deep-seated distrust of representation itself.

Fassbinder worked collaboratively with Peer Raben for over fifteen years to produce the scores for his films; the director would suggest existing material to use, write lyrics to Raben's songs, and otherwise sustain a close, active involvement with the sound of his films.[11] It was Raben who first introduced Fassbinder to the work of Sirk, an encounter that yielded Fassbinder's well-known written accolade ("On the Films of Douglas Sirk"), meetings and collaborations with the retired director, and the beginning of his own melodrama cycle. Both men were fascinated with Sirk's Universal Studio melodramas and were thus keenly aware of how much their own soundtracks departed from Frank Skinner's heavily orchestrated scores. The brief musical snippets and undeveloped phrases Raben gives us (even in films closely modeled after Sirk's, like Ali or The Merchant of Four Seasons) repudiate music's typical over-the-top function in melodrama, just as they reject the unobtrusive, unifying function it had in many Hollywood studio scores more generally. Its conspicuously small role in these "art-melodramas" of the 1970s only increases our awareness of its detachment from the idea of authenticity of character emotion, background mood, composer's intention, or the purity of musical form or its cultural and historical connotations. This is not to say that music is absent from Fassbinder's early work. Götter der Pest / Gods of the Plague and Warnung vor einer Heiligen Nutte / Beware of a Holy Whore (both 1970), while containing stretches without musical accompaniment, have equally long periods of music as well.

SCORING THE HOLY WHORE

Fassbinder's Beware of a Holy Whore is a film about the making of a film. Completed in 1970, it was not released in German theatres until 1992, well after Fassbinder's death, due to the high costs of procuring music rights.[12] Like other films predating his melodrama phase (which began with The Merchant of Four Seasons in 1971), Holy Whore borrows melodramatic conventions rather than exemplifying the genre tout court. Its narrative is skeletal, and little happens in the way of dramatic twists and turns, as one would expect from melodrama. In fact, the genre's narrative function of unpredictability and


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figure

Lounging around in Fassbinder's Beware of a Holy Whore. Courtesy of the Museum of Modern Art Film Stills Archive.

volatility is displaced onto diegetic figures. Characters loll around the lobby of a Spanish villa rented for a film shoot, waiting for the arrival of Jeff, the manipulative, abusive director, as paterfamilias of the film crew.

Even after he arrives, however, little happens. Throughout the course of the film, character movement is minimal; several unmotivated 360-degree pans dramatize the extent of their paralysis. Cast and crew drink and pair off indiscriminately for dancing and sex, smash drinking glasses—small, stylized revolts in otherwise eventless time and space. Yet for as visually and psychologically understated as it is, the soundtrack is clamorous and busy. Characters speak in German, Spanish, French, Italian, English, or combinations thereof, in various accents and dialects; often the speech of one character overlays and drowns out others. Dialogue coaches and interpreters are hired for Jeff's film, highlighting the disjointed paths of communication among speakers. The words spoken by characters are not their "own" in a number of ways. Swedish actor Lou Castel plays the Fassbinder character; Hannah Schygulla plays Hannah; Kurt Raab, Fassbinder's actor, ex-lover, and art director, portrays the film's set designer; Magdelena Montezuma hangs listlessly on the arm of the photographer Dieters, played by


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Werner Schroeter, the director with whom the actress was intimately tied. She is named Irm after Fassbinder regular (and another ex-lover) Irm Hermann, whose voice is dubbed over Montezuma's, and whom Montezuma resembles, with her blond wig and tall, thin build. Hermann is also evoked through biographic details sent up in diegetic events. She pleads pitifully with Jeff, her former lover, who rebukes her, much as Fassbinder had done to her. Fassbinder himself appears as a veiled Peter Berling, his producer, who likewise appears in the film as someone else. The film, as German audiences were aware, was Fassbinder's acerbic response to the personal and financial difficulties he had had in shooting Whity earlier that year. One result of this complex intermeshing of profilmic and diegetic, of fact and depiction, is that characters become simultaneously flattened and overly layered. The interinhabitability of their roles shows how unstable their identities are, and it is impossible to accept the characters as psychologically credible individuals.

Mixed into this Tower of Babel is a steady stream of pop music from the 1960s (Ray Charles and Leonard Cohen), the presence of which is only partly explained by a jukebox in the room. The tunes are just background sound that seems as unmotivated as the characters that languish about: songs are played at a low to mid-range volume, and their lyrics don't provide any clear function or commentary. Nor is there much musically that connects the songs to the scene at hand—though the monotone vocals of Leonard Cohen do parallel the scene's visual stasis and melancholy. The foreign origins of most of the songs establish that music, like the speech just mentioned, is not of the characters' provenance. It is mass-produced, sung in the language of others, imported from the outside, German culture prefabricated in North America. (Interestingly, the characters sing a Protestant hymn at the bar at one point, a piece that appears just as foreign as the U.S. hits.)

Elsaesser has stressed how that sense of outsiderness inhabits the New German Cinema thematically, a trait that separates it from another nonnaturalistic movement, German Expressionism. Though rarely named as such, Expressionism has been crucial in the mechanics of the "melodramatic imagination." With its etymological roots in "pressing out," Expressionism, like "hysteria"—a term that entered psychoanalytic discourse at about the same historical moment as German Expressionism emerged—maintains that the stylistic excesses of a film reveals the internal mental states of a character that are "pressed out" in displaced, distorted fashion onto the text, as in the sets of Das Kabinett des Dr. Caligari / The Cabinet of Dr. Caligari (Robert Weine, 1919), which articulate the instability of its narrator. As the prerecorded music in Holy Whore suggests, the sense of


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outsiderness and importation that Elsaesser observes rallies against that kind of expressivity, of having come from "within." In other words, and unlike its standard melodramatic function, music does not give vent to something hidden within or behind the text.

What is probably the sole musical stinger of the film appears in a music fragment by Peer Raben. At the moment that the overdue director arrives, we hear an over-the-top, heavily attacked chord of an electronic piano made to emulate an organ, in the sappiest of early film melodrama tradition. This diminished fanfare simultaneously acknowledges and ridicules Jeff's narrative significance, his emotional import to diegetic figures, and his importance as a director. The brief, clichéd chord is subsequently joined by strings, soon generating a theme repeated with modest variations and developed somewhat more extensively as we move to the next scene, following Ricky's movement into a different room. The music here accompanies the character as an empty acoustic prop, providing hollow continuity between scenes.

Raben's repetitive music fragments in Holy Whore and in his other work have prompted critics to denounce his scoring style as monotonous or unsophisticated. But as David Raksin's monothematic Laura (Preminger, 1944) proved decades earlier, even history's most acclaimed scores trade in repetition. Moreover, as Russell O. Potter and James Snead have argued, much of the attack on repetitive music is motivated by racist and elitist biases. Detractors often align it with mindlessness or uncritical reception (think of Adorno in this regard), linking it to non-European, African, and African-American cultures in particular. Potter and Snead, by contrast, focus on the differences contained within repetition, and the challenge it poses to linear, developmental, and more goal-oriented forms of musical expression.[13] If the endlessly repeated theme song in Laura may seem to bathe its auditors in the fetishistic aura of its lost woman, Raben's work provides us with something quite different: its sparsely inserted "pieces of pieces" refuse to unify or emotionalize its repetitive fragments.

Given the sheer number of "anti-melodramas" he scored for Fassbinder, and given that he was the most active composer of the New German Cinema, it is easy to discern patterns in Raben's work. He frequently features oboe and piano, he will use children's instruments, and certain progressions and patterns of development recur from film to film. Of particular relevance to the melodramas is the fact that his original music—taking form once again in brief themes, or variations thereof—usually accompanies travel scenes. In Holy Whore it accompanied Jeff as he moved from one room to another, but it usually covers broader spatial and even temporal passages, following the movement of a car and/or movements into the


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past. We hear this in Jeanine Meerapfel's Malou (1981) as Hannah (Grischa Huber) drives to Alsace to explore the past of her late mother, a Gentile who had left the country with her German Jewish husband during the war. Daniel Schmid's nostalgic Hors Saison / Off Season (1993) tells the story of a man who revisits the deserted small hotel where he had lived as a child. Raben's music travels with him into a place that unleashes a flood of memories. And if that function seems to adhere to the principles of standard film musical cuing (where music provides continuity during geographical or temporal dislocations), we have seen how contrived that continuity can be, as Beethoven's Ninth Symphony in Maria Braun made clear.

Elsaesser has made much of the layered, nonlinear temporality in Fassbinder's work. This, I believe, is also evident in Raben's music. Though a bogus indicator of linear space and time, it makes the more important point that history is necessarily intertwined with the present. Malou, for example, weaves from country to country, from one woman's past to another's present. Watching, one cannot delineate where Hannah's search for her mother's past ends and her own begins. The fragmented nature of Raben's themes abets that quasi-permeability between past and present, and the inability to separate fully one era or location from another.[14] Their repetitive nature helps underscore the unsatisfiable, yet insistent, desire of contemporary figures to establish pieces of identity through their pasts in order to change things—or at least understand them.

"THE FOUR SEASONS"

Given this yearning for different pasts (and for other ways in which the present may have worked), it would be incorrect to say that Raben's melodramatic scores are without emotion or affect, however withholding they may seem. Consider Fassbinder's Merchant of Four Seasons, which follows the story of Hans Epp (Hans Hirschmüller), a produce vendor taunted by his mother, his memories, and his current imperfect, inescapable station in life. His marriage has little passion, and after he suffers a heart attack, Epp's new business help becomes his wife's lover. Defying his physician's warning that more alcohol will kill him, Epp goes on a binge and holds court at a table of drinking mates who watch him as he effectively drinks himself to death. Four Seasons was Fassbinder's first Sirk-influenced melodrama, although the story was reportedly inspired by the story of his own uncle and by Fontane's Effi Briest.[15] Raben's score for the film is sparse, containing less than five minutes of original music. When the main theme finally does appear nearly an hour into the film, it is only in pieces, a melody fragment


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figure

Hans Epp drinks himself to death in Fassbinder's Merchant of Four Seasons. Courtesy of the Kobal Collection.

never allowed resolution. Norbert Jürgen Schneider notes, "Clearly a film lacking music, this corresponds to Hans Epp's emotionally barren world."[16] Yet that absence does not undermine the conventional associations of film music with emotional expressivity so much as underscore it. Because Epp, like the equally listless, self-destructive characters of Holy Whore, is not emotionless. For all his paralysis, Epp's is a life of too many emotions, a history too overcome with grief, a self-disappointment reinforced by characters past and present. Withholding music under these circumstances, I believe, is proof that emotions are not easily rendered musically. It also demonstrates that some of the emotional force of music resides precisely in its inability to deliver, much as Fassbinder maintained that by withholding happy endings, he made them more possible.

The pivotal music in Four Seasons is Rocco Granata's "Buona Notta Bambino." (Raben told me that had he used more of his own music, it would have detracted from this work.) Epp plays his treasured recording several times over the course of the film, but finally smashes the record. When he does, we know he is giving up on its phantasmatic promises and hopes (of his mother's affections, or those of his "one lost love") as well as the fragile subjectivity it glued together. Yet internal motives or psychological character traits do not altogether explain the violence of the act. The


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tantrum's declarative component is key: Epp's acting out transforms the already stagy aspects of the melodrama into an even more externalized performance. Thus, in addition to establishing the fact that Epp has given up on his "emotionally barren" world—a reading consolidated by his ensuing suicide—we are also shown the necessity of the act itself, not unlike melodrama's desideratum of a moment of recognition, whether it be heeded or not. Framed this way, music is tied to need rather than its fulfillment. Although that fulfillment is denied at every corner, this does nothing to diminish the importance of the desire for it. For with Fassbinder, no music is up to that impossibly redemptive task, be it original scoring like Raben's, popular songs (U.S. and German Schlager), high art forms (Donizetti, camped up in Martha[1973] and Whore), or combinations of all three (Lili Marleen).[17]

REFUSING REDEMPTION: HERRR

Strictly speaking, Warum läuft Herr R Amok? / Why Does Herr R Run Amok? (1970) is not a melodrama, nor even a genre film, although it borrows heavily from melodramatic traditions. It tells the story of a lowermiddle-class man, Herr R, numbed from all sides: boss, coworkers, motherin-law, neighbors, even, apparently, his wife. Without explicit motivation, he suddenly kills her as she is talking with a neighbor, whom Herr R also murders before his own suicide. This tale of a beleaguered bourgeois calls to mind the American melodrama Bigger than Life (Ray, 1956), although there James Mason's final murderous rampage against his family not only is kept in check by buddy Walter Matthau, but is explained by his cortisone treatments. Fassbinder's film, by contrast, withholds answers for R's actions, toying with our expectations by having that basic question appear as its very title. It is arguably a purer melodrama for having its actions occur as abruptly and as irrationally as they do (this occurs in Fassbinder's other melodramas, notably Mother Kusters, which opens on the unexplained murder/suicide of Herr Krausen). Herr R vaguely presents the stifling situation of R's workaday existence by stressing his silence among incessantly chatty people, all of whom operate more or less as position-holders in familial, social, and class structures. The alphabetic rendering of the character's name in the title (Herr R also designates Kurt Raab, the actor portraying him) establishes the commonness of the situation and the ease into which other "names" may be inserted into its deadly genericness.

As is common with Fassbinder's early output, Herr R has no nondiegetic music—a consequence of budgetary limitations, among other things. But


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like the question of why the character "runs amok," the film plays with the expectation that music should be present. A fairly drawn-out scene in a record store dramatizes that "should-be presence." Clearly out of touch with the trends of popular music, R is amusing to two young saleswomen trying to remember a hit "about love" that he wants to purchase for his wife. Recalling only the most banal lyric-fragments, he tunelessly hums its melody, to no avail. Another source of music's inadequate presence is the television/radio console at his home; it plays terribly recorded English-and German-language pop songs (and offers another nod to the U.S. melodrama Bigger than Life since, as Mason and Matthau brawl, the television set pumps out bizarre carnival music). The most conspicuous reference to music's should-be presence, however, occurs in a brief scene in which Peer Raben cameos as R's old school friend. Raben plays the harmonica as R sings an old hymn (the one sung in Holy Whore). R's pleasure from this musical memory is one of his few moments of clear joy. It seems a wish for what Paul Coates identifies in melodrama more generally, that "things could always have been different."[18]

Peer Raben articulates something between the melodramatic and the utopian when he writes that music "supports something that isn't yet in the image, nor in the mind either … a truth we discover in another sense to come." Discussing a melody he composed for Fassbinder's Liebe ist Kälter als der Tod / Love Is Colder than Death (1969) that he had borrowed from a Spanish madrigal, he says, "Melody seemed entirely appropriate to break up Fassbinder's laconic characters and, consequently, made them speak in a different way: At the time I really wasn't aware that they were expressing themselves in Spanish through my music."[19] The remark is in one sense in perfect keeping with conventional melodrama. But by refusing to make a one-to-one match between music and diegesis (historically, culturally, thematically), Raben highlights the alternate scenarios to which it gestures.

HINTS OF ALTERITY

Raben's unwillingness to interiorize musical signs, or for that matter to associate them with any direct utopianism, is evident in his score of Fassbinder's Ali: Fear Eats the Soul, in which Emmi (Brigitte Mira), a middleaged widow, becomes involved with Ali (El Hedi ben Salem), a Moroccan worker much younger than she. The North African music that appears intermittently in its spartan score reasserts the rigid racial divides of the film's diegesis. The music offers no escape to Ali and his friends, who are


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figure

Fragile utopias: Emmi and Ali in Fassbinder's Ali: Fear Eats the Soul

never depicted without it. For them it is an auditory reminder of Germany's unwillingness to accept anything about them except their status as Gastarbeiter. In other words, it proffers Ali acoustic signs of his purported ethnic and cultural identity while simultaneously reminding him of that identity's distance from him. The racist pub owner tells Emmi that there's German music on the jukebox, but "they prefer their own."

Yet for Emmi the music extends the possibility of a refuge. Fassbinder has long been noted for his interest in disenfranchised people. For a cleaning woman whose labor is ill-paid, and for whom, as a middle-aged woman, her sexual worth plummets, the North African music might offer a momentary escape from western norms and pressures. This is not to say that the music functions as pure metonym for Ali's Arab culture or that Emmi's is a simple, open celebration of it. Far from it. Their initial meeting, for instance, is at the grimly named Asphalt Pub, where they dance to one of the jukebox tunes. The song is not Arab but an old, scratchy popular German tune (later referred to as "that gypsy record"), significantly the only non-Arab music heard in the bar—or most of the film, for that matter. In typical melodramatic fashion, the scene will be restaged at the end of the film as Emmi and Ali try to regain the intimacy and trust of the earlier days.

During their dance Ali comments, "German master, Arab dog." Emmi displays no such mastery and dramatizes the fiction of that kind of identifactory


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privilege. First is her age: "I know I'm old, and I can't stop you from doing what you want"; and then her name, Kurowski, which, as her neighbors say, "is no name for a German." While dancing, the two characters use just enough words to get to know one another. As Judith Mayne has observed, language is limited for both characters: there is Ali's fractured German and Emmi's reliance on popular clichés and platitudes.[20] True to melodramatic form, language offers little, draping figures with the telltale marks of national difference and class. Unfamiliar with the vocabulary of an upper-class restaurant she visits with Ali, Emmi is unable to negotiate the waiter's queries for an aperitif or the degree of doneness for their steaks. Upholding melodramatic tradition, words do little except to construct the barest, most superficial aspects of their identities.

Nor does music come rushing in to redress such deficiencies, as it would in a more conventional melodrama. The score offers little extravagance or even sustenance to its characters. Take, for instance, the nondiegetic music that appears briefly on three occasions. Initially we hear a brief, aimless melody when Ali and Emmi talk in bed the night they meet, then as Ali goes toward the bar after he's walked out on her, and later at the end of the film as the image fades to black. Thoroughly conventional in style, the short, unmotivated phrase appears to be Fassbinder/Raben's wink at music's typical emotional function in melodrama. Similarly, when Emmi announces, "Now I'll play our record," when putting "the gypsy music" on the jukebox at their engagement celebration, it is difficult to hear anything but hollow promises and doomed identification (by this point, the song's initial promise has been perforated like the ulcers that plague Ali).

MELODRAMA AND WOMEN'S MODALITIES

In the 1980s, scholars considered melodrama a women's genre, due to its historical popularity with female audiences and the spectatorial engagement it was believed to offer. Although these assumptions have been nuanced or overtly challenged since then, it is important to stress their importance in European film culture at the time. Directors like Margarethe von Trotta, Jeanine Meerapfel, and Helma Sanders-Brahms were closely aligned with the genre—as were male counterparts like Reitz who were more centrally positioned in the New German Cinema. Despite this collective interest in exploring the past, however, the women directors' motivations for using melodrama were different, partly due to the genre's historical "feminization." To be sure, some of these directors—von Trotta most vocally—militated against that very feminization:"What does it mean? Every Hollywood film in which


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women are playing the lead calls itself a ‘woman's film.’ I would like to eliminate this genre description from the face of the earth."[21]

But in light of the various links (historical, scholarly, popular) among women, femininity, and the domestic sphere at the time, melodrama seemed an appropriate form with which to explore historical issues from female-centered perspectives and memory. Critics maintain it provided a way for women's voices and experience to speak; it could also be tied to an autobiographical impulse that their male counterparts left largely unexplored. As Barbara Kosta notes, autobiographical modes gave women directors a way to mediate between the subjective experience of women and women's public construction and positioning in "history."[22] These German melodramas, as Renate Möhrmann, Julia Knight, Susan Linville, and other feminist scholars have stressed, presented history intertwined with subjective and intersubjective connections. Moreover, they argue, the women's melodramas eschewed masculinist norms, assumptions, and perspectives. (As Linville notes, even the Mitscherlichs' theory of a national "inability to mourn" assumed a male German subject with small room for women, gays and lesbians, and people of color, a point to which I will return.) For Möhrmann, women's melodrama achieved something even more radical. Sanders-Brahms's Germany, Pale Mother, she writes, exposed the "deficiency" of the male system through its critical depiction of the return after the war of the "patriarchal project."[23] In contrast to U. S. melodramas, with their abundant clichés of fallen women, or desexualized virgins and mothers, feminist German melodrama of the time "stages the swan song of patriarchal discourse and the entry of mothers into film history. The absence of fathers, their departure for the Second World War, frees the mothers—as these films show us—from the limitations of their gender roles … for everyone to see."[24]

What Möhrmann observes at textual levels also applies to the economic contexts of the films, since financial, political, and social aspects of production, distribution, exhibition, and reception were different for West German female filmmakers. Directors like Ulrike Ottinger, Jutta Brückner, Helke Sander, and Ula Stöckl (in addition to Meerapfel, Sanders-Brahms, and von Trotta) emerged from progressive, leftist contexts that had been largely impervious to women's issues. They were also responding to a newly established cinematic institution—the New German Cinema, populated by celebrated male Autoren who were having a much easier time getting their films made and distributed than the women were. Another context for their work was the contemporary feminist debates over cinema's relationship to social issues, questions about cinematic realism, and the possibility of a female or feminist aesthetics. How, for instance, to represent


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women's bodies, stories, and concerns that had been historically cast to the sidelines?[25]

Part of that immediate historical context was established by frauen und film, the journal Helke Sander started in 1974. By the early 1980s, the journal had shifted toward theoretical questions of representation,[26] but in the early years it featured essays on directors like Maya Deren, Leni Riefenstahl, and Yvonne Rainer. The journal's position favored documentary and realism for contemporary female directors. Now given documentary's long-standing association with education and social issues, the preference was justified: pressing women's concerns were at hand, such as Paragraph 218 and the threat to criminalize abortion. Yet, as we shall see in chapter Five, for directors working in more stylized or fictional venues—like Sander, Mikesch, and Ottinger—controversy, disdain, or neglect often awaited the release of their films in the women's community.

Among the films that used melodramatic form to explore the intersection of the past with the present were von Trotta's Schwestern, oder die Balance des Glücks / Sisters, or the Balance of Happiness (1979) which, as the name implies, was told from a sister's perspective, as was Marianne and Juliane. Adult daughters tell the family dramas of Sanders-Brahms's Germany, Pale Mother and Meerapfel's Malou, and their quests for personal and historical identities are centered around their mothers. Although these directors did not express interest in American melodrama—compare von Trotta's remarks with Fassbinder's boisterous homage to Sirk—their films nonetheless share the "nonstyle or zero-degree style" of American women's films of the 1930s and 1940s.[27] The formal excesses that characterized the work of Sirk, Minnelli, Ray, and others were simply not there in these German women's melodramas. We can see how they thus operated on the periphery of both typical melodramatic form and the documentary modes of women's filmmaking prevalent in Germany at the time. Some of these films focussed their critique on Germany of the 1950s, not a time of "miracles" for them, but, as the original title of Marianne and Juliane makes clear, a "leaden time," when West Germany was returning to conventional gendered and sexed roles and the (re)formation of the German family and state.

Finding a voice was important for these female directors, and its thematic and formal prominence in their films is not incidental. For all its suspicions of language, melodrama seemed able to provide a voice for these women, even if, as Susan Linville has argued, their films usually suggested a differently gendered relationship to stories, their telling, and the ways of "coming to terms" that could be articulated through the genre. Finding a voice often involved telling histories that had been given little public voice before,


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even within theoretical paradigms such as the Mitscherlichs' masculinist conception of mourning work, as Linville argues. Their films focussed on women's coming-of-age stories and the experiences of mothers and daughters at the "home front," enduring the war and its aftermath, as in Malou or Germany, Pale Mother. Von Trotta's Marianne and Juliane was a little different. Loosely based on the story of Gudrun Ensslin (here, Juliane), one of the three members of the Baader-Meinhof terrorist group who "suicided" under suspicious circumstances in the high-security Stammheim prison, it follows Marianne, her sister, who preserves what would have been Juliane's submerged history. Marianne passes the political, personal story along to her sister's young son, Jan, who, after much ambivalence, finally asks her about his dead mother at the end of the film. However clichéd an avatar of the future he may be, he represents an openness to the consumption of new histories: "Begin, begin!" he says. Nondiegetically, Juliane's sure-to-havebeen-censored history is passed on to audiences as well, giving a personal perspective to the terrorist events that, at the time of the film's release, were rocking Germany (the U.S. reception of the film concentrated principally on its female-female relationship).

By selecting a personal, melodramatic format to approach a recent and volatile political event, von Trotta conveys the extent to which affect and history are linked. She also conveys that repression is at once a political and psychological phenomenon. The latter is established through the use of film form. If vertical excavation is a central trope for the attempts to dig out new histories in Kluge's The Patriot, here the layers of repression are laterally sculpted into the mise-en-scène. The building in which Juliane is jailed reveals the material, institutional dimensions of the process. When Marianne visits, she enters through an initial series of doors, is then escorted by a guard into a room where she is strip-searched, brought out a door through a courtyard into a new building to a waiting room, and finally sees Juliane in the room next to that. At another point a pane of glass separates them when they "meet." Juliane's story could not be more locked away and separated. Marianne—who is strongly ambivalent about her sister, resenting her "abandonment" of her husband and son for life as a political fugitive—becomes obsessed with learning more. She has to rely on material fragments and affective evidence alone to vindicate her sister, just as Malous's Hannah would comb through photographs and memento to try to tell her mother's story.

Marianne takes measurements and then restages her sister's hanging, basically re-presenting it—much like the work that the film itself does. The film also mimics Marianne's efforts to produce history infused with affect and personal subjectivity. Marianne and Juliane is punctuated by flashbacks


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to the two sisters' childhood, another realm mediated by politicized events, particularly when Marianne recalls their horrified response to watching Resnais's 1955 Night and Fog. Affect and politics are inseparable here; in his insightful response to the film, Barton Byg notes, "Rather than criticize hysterical responses to terrorism, the film employs its emotive power."[28] Mark Silberman comments on the subjective nature of its "narrative logic," noting that the film's realism is a "mimesis of the psyche rather than a model of verisimilitude."[29] But for all of these defenses of the film's strategies, there were attacks. Was it "hiding" something? In a particularly scathing review, Charlotte Delorme wrote, "[I]f Marianne and Juliane were really what it claims to be, it would not have gotten any support, distribution, and exhibition."[30]

Aware of the pressing psychic, sociopolitical need to find meaningful personal histories, these melodramas, even nostalgic efforts like Malou, seem aware of the fantastic, elusive nature of their project. Access to memories, mastering or even uncovering a clarifying, edifying past was always a messy, mediated affair, almost impossibly so. These films suggested that contemporary identity had multiple relationships to events, facts, or figures of the past, and that one might disidentify as much as identify with them. Like many postwar children, Malou's daughter searches for a past she herself never experienced. Even her mother's story is piecemeal and unsettled, associated with so many different national, religious, and linguistic "homes" as to preclude a singular story or identity in the first place. The film's style dramatizes the difficult access to memory and the past; characters constantly play and work around material scraps and quirky shrines. Martin, Hannah's husband, is commissioned to design a cultural center and is told by officials, "You won't solve anything with that ‘old stuff.’" Angry, he turns on Hannah, chiding her for her "useless" obsession with the photographs of her mother (von Trotta's Marianne is similarly criticized by her male partner, a pattern Susan Linville notes in examining the gendered patterns of remembrance in the two films). After her many journeys back, Hannah is nowhere closer to peace, a sense of identity, or an improved relationship with Martin. The film closes with a dramatic aerial shot of her and Martin literally going around in circles, trying to find each other on the roof of a skyscraper.

Malou places great weight on the material scraps of cinema itself (photographed images, music) as the means by which the past can be approached. That Malou (Ingrid Caven) is a singer—and often performs in the style of Marlene Dietrich, or at least this seems to be the historical recollection she encourages—further foregrounds the staged nature of her daughter's recovery. And even if our attention is drawn to the dramatic


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component of her songs, the overall acoustic strategies of Malou and these other women's melodramas reveal less displacement—less potential "hysteria," if you will—than those of films like Herr R, as I noted in relation to their style in general. To be sure, their scores are not so different from Fassbinder's melodramas (that Raben worked on a number of these should not be discounted). Music is conspicuously low key—and brief. For Germany, Pale Mother, Norbert Jürgen Schneider counts an average of 77 seconds of music in 21 cues (in total, 22% of the film's length); only 17% of von Trotta's Sisters and 8% of Fassbinder's Merchant are scored.[31]

In that regard, the scores of the women's German melodramas function like those of Fassbinder. Music retreats rather than reassures, appearing in fragments without resolution, much as the historiographic assumptions of the films operate. The inability to attain closure vis-à-vis the past is formally suggested by Raben's score for Malou, which reproduces the circularity of the plot. It presents a myriad of variations of "Ein kleines Franzeschen."[32] The song's association with Malou is evident before the story even begins, when we see her performing it over the opening credits. Throughout the film, it moves seamlessly from diegetic to nondiegetic situations, whether sung by Malou/Caven, or nondiegetically accompanying Hannah or Malou as each picks through the photographs of her past, or with Hannah as she seems to travel to that temporal past by driving to Malou's home in Alsace. But the circularity doesn't dramatize a lack of direction, just the fictive nature of resolution.

Jürgen Knieper's soundtrack to Sanders-Brahms's Germany, Pale Mother is similarly sparse and compelling. Nonmusical sounds such as air raids and radio transmissions of political events intrude into key personal moments, such as Lene's birthday party early in the film or, as I have already mentioned, the birth of her child. Some of the sound sources are diegetic, like the radio at Lene's birthday gathering; others are not. Most blur diegetic borders altogether. The intercutting of clearly documentary air raid sirens and footage with the birth scene appears to be nondiegetic, or at least nonsynchronous, but later Lene mentions having given birth during an air raid. Sounds here offer literal examples of public culture, policy, and governance penetrating what would seem to be extremely private, domestic spaces—just as Fassbinder did to ironic effect in the opening of Maria Braun. It is against that invasive backdrop that Knieper's music struggles, as Schneider has observed.

Schneider focuses on the plaintive piano music fragments that recur throughout the film, describing it as a "solo instrument placed on the same level as the commenting voice of the [narrating] author,"[33] a point driven home as the theme fuses with the rhythms of Lene's breath at one point.


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In a film concerned with the acquisition and consequent undoing of a maternal voice, the choice of instrumentation is interesting. For even though the matching of a solo instrument such as the piano performs the rather unexceptional function of individualization, the near-complete absence of any other music makes it difficult to read it as expressive in the typical sense of the term—much as this use of music flies in the face of an excessive, melodramatic style.

As his career developed and budgets grew, Fassbinder's melodramas became more lavishly stylized than his earlier work. They would also concentrate on the experiences of female rather than male characters—Veronika Voss replaced Hans Epp; Lili Marleen, Herr R—and the director would tell interviewers he found women more interesting to work with. But unlike Anna or Hannah, who go in search of history from within the constellation of the family, few domestic frameworks encumber (or abet) the protagonists of Fassbinder films like Die Sehnsucht der Veronika Voss / Veronika Voss (1982) or Lili Marleen. Their identities, drives, and desires are bound up in other social, economic, and cultural institutions of what Elsaesser calls the enticing machinery of "image-making." Fassbinder's bypassing of the family is significant, even if German cinema had never shared the American tradition of presenting family as a utopian haven: "Both visually and in his narratives, Fassbinder in effect distances himself from the Oedipal time of the family romance and the primal scene of ‘the marriages of our parents’ giving the spectator no illusion of depth, of entering or penetrating the recesses of the fiction: his flat, evenly or underlit images invite no ‘inwardness’ but merely complicate infinitely a visual surface, put ‘en abyme’ by the multiple frames and overlaid action spaces of sound and image."[34]

In exchanging an ostensibly private domain for a public, exhibitionist one in these later melodramas, Fassbinder directs our attention to the politics of re presentation. "What emerges," says Elsaesser in a remark more applicable to film sound than it admits, "is the notion that cinema has a claim on history, where this history is spectacle and make-believe, deception and self-deception."[35] For Raben's scores for the "New German Melodramas" bank on that very deception and inauthenticity, even as they establish an "authentic" historical period and a historicized locus of desire. For example, he describes the song "Capri Fishermen" (Winkler/Siegel), which turns up in films like Lili Marleen, Lola (1981), Maria Braun, and Schmid's Hors Saison, as "epitomizing [German] longing of the 1950s."[36] Such scores seem to recognize the generic obligation to provide some form of emotionalism, which they do, but not without self-consciously tweaking the material, historical, and ideological hardware behind that same function,


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whether by ironizing the music, making it "too simple," "too brief," or, in the case of Lili Marleen,"too much"—a point that recalls not only hysterical and melodramatic modes of signification but melancholic ones as well.

THE CAMP ENCOUNTER

It should probably come as no surprise that the Fassbinder film that gets the most opprobrium is Lili Marleen, whose focus on "things, not people," is announced by its subtitle, "the story of a song." Loosely based on the memoirs of Lale Anderson, whom Fassbinder's friend and critic Christian Braad Thomsen calls simply a "cheap variety singer,"[37] it concentrates on the singer's wartime affair with Rolf Liebermann, the Jewish administrator, conductor, and occasional composer who would eventually direct the Paris Opera. With Lili Marleen's record-breaking budget, German critics were complaining that Fassbinder had sold out before the film was even released. Thomsen, for his part, opines that the film is recklessly paced and performed and is inattentive to detail, even geographical locale, flaws that he attributes to Fassbinder's purported disinterest in the project.[38] That same spatial and temporal indeterminacy leads Saul Friedlander to compare the film to Nazism's own poisonous mix of transcendence, myth, and death in his study on kitsch and fascism.[39] Along the same lines, Paul Coates argues that Lili Marleen turns German history into "candy floss," a bloated, overproduced spectacle that encourages passive fascination. Like Friedlander, he maintains that it deploys fascism's shimmering tropes of mass spectacle only to repeat them uncritically. To be sure, not all critics find the film offensive or thoughtless—although most of its enthusiastic reception came from abroad and was after its initial release. For Elsaesser, Lili Marleen exposes global capitalism's "commodifying but also charging with desire the material and immaterial fetish objects of the past," thereby making it impossible to whisk Nazism away into a hermetically sealed twelve-year period.[40] In an analysis that is especially sensitive to the soundtrack, David Bathrick argues that Fassbinder's film indicts Nazism's own mass entertainment machinery.[41]

Like most pop tunes, "Lili Marleen" is musically uncomplicated. Originally written as "Der Wachposten," its sentimental lyrics tell of a soldier's longing for women left behind. A popular tune, it was nonetheless pivotal to the largely unsympathetic reception of the Fassbinder film. It simply had too many associations. Anderson had sung it to Wehrmacht troops, Dietrich to Allied ones. Goebbels despised it ("crap with the stench of death,"


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as the film relays it),[42] but it pleased Hitler, and its transmission on German radio became a popular daily ritual. Combining nostalgia with nationalism, populism, and propaganda, "Lili Marleen" was as Volkisch and kitschy as it was carefully groomed by Nazism's sophisticated, cynical mass media. In a sense, it was so full of meanings that it became virtually meaningless. Raben and Fassbinder capitalized on that by relentlessly repeating the piece in what is nearly a monothematic score. To critics, Fassbinder and Raben fetishized the song; I would argue instead that they were exaggerating its fetishistic function to the point of exhaustion, consigning it to empty, vicious repetition. To further taint it, Raben orchestrated the piece in the style of composers in favor with the Reich, like Wagner and Bruckner, grafting an unsettling complicity onto any nostalgic pleasures older audiences might have had in listening to it. (Its composer, Norbert Schultze, would complain to Raben that he had turned his song "into a helmet," to which Raben replied, "Precisely.")[43]

For many, however, the glitzy "story about a song" merely traded in degraded registers of camp and kitsch. In what seems a transferal of his own possible contempt for camp onto the film's director, Paul Coates writes:

For all its apparent delectation of Nazism as camp spectacle, Fassbinder is disdainful of camp's empty-headedness. Sadistically cramming an excess of candy-floss into a digestive system addicted to junk food, he is kind to be cruel. His contempt for camp, however, is not dictated by his occupation of the higher ground of analysis. … By trading in melodramatic clichés, the later films flatter the audience into the delusion that [noticing generic conventions engenders insight into historical contexts]. Peer Raben's music—melted-down Weill—performs a similar function, which is less one of camp than of kitsch: As Eco puts it, a quotation unable to generate a new context. … [We conceptualize] kitsch as the product of a desire to work "beautifully" rather than well.[44]

Coates makes a convincing point that Fassbinder's earlier, pared-down melodramas, like Merchant and Fear, provide more sophisticated analyses of fascism's psychological, social, and economic mechanisms than the later films, even though the latter situated their stories in Nazi and post-Nazi eras. He argues that the early films tackle the ostensibly apolitical psychic and social mechanisms that enabled fascist structuration to endure decades after the end of the war. By using contemporary, peacetime diegetic settings, that critique was made all the more trenchant. It is nonetheless strange that given Coates's preference for Fassbinder's early, male-centered melodramas, he selects the term "melodramatic clichés" to attack Lili Marleen. It would seem that, in the final analysis, style is the culprit: "The later films, however, are fatally compromised by pretension: Their empty,


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mannered virtuosity glazes the low-ceilinged power games of the early films with a distancing sheen of allegory [that ultimately] bespeaks no Brechtian peasant wisdom, only unquenchable triviality. … Intended as essays on German history, the later films do not probe the past, however, but surround it with decorative ricochets of reflections."[45]

Elsaesser's work contains some of the same kinds of contradictions. While his sensitivity to melodrama and camp influences on the New German Cinema and on Fassbinder in particular is beyond doubt, he has a disturbing take on Fassbinder's 1973 television film, Martha. Based on Cornel Woolrich's "For the Rest of their Lives," Martha tells the tale of an emotionally and sexually underdeveloped woman (Margit Carenson) living at home with overbearing parents. Helmut (Karlheinz Böhm, of Powell's 1960 Peeping Tom fame) first espies Martha on vacation as her father suffers a sudden, fatal heart attack. Aroused, Helmut courts her, and the two soon marry. What follows is gothic overload. Refusing to move into her family home, Helmut forces Martha to live in a dark, overbearing house. He increasingly restricts her movement, removing her from her job, forcing her to stay home, even cutting off telephone service. Their sexual life is a series of painful encounters, most gruesomely dramatized when he lets her fall asleep in the sun and afterwards forces himself on her scorched body. Martha grows aware of the anomalous nature of her relationship (a slow recognition since, in classical Fassbinder style, a female friend advises that "a little roughness is a sign of passion") and tries to escape with a male friend, her only outside connection. Their suspicious car accident kills her companion and leaves Martha permanently confined to a wheelchair. Despite her terrorized protests, hospital officials release her into the care of her husband, and the film concludes showing Helmut wheeling her ominously out of the corridor. Elsaesser describes Martha as one of "Fassbinder's most accomplished comedies."[46]

He is probably not alone in this view. When I show the film to students, their responses are mixed, as they are to most melodramas. Some respond to its pathos; others to its possible social critique; some find it hopelessly misogynistic; for others, it is nothing but ludicrous camp. Given the extent to which Martha hyperbolizes male sadism and female masochism and stages them within a hyperconventional bourgeois marriage, it would be ludicrous to deny its potential camp effects. Yet camp is not coterminous with comedy, and Elsaesser's terminological slippage fits with disquieting ease into Leo Bersani's troubling assertion that gay male camp "lovingly assassinates [a certain type of femininity],"[47] a point I discuss in Chapters Five and Six.

Christian Thomsen, the critic who wants nothing to do with anything remotely camp or kitsch, takes on Fassbinder's Satansbraten / Satan's


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Brew. This 1976 film follows Walter Kranz (Kurt Raab), a frustrated writer who slowly descends into madness while assuming the identity of the rather more successful and sexually desirable writer Stefan George. It is one of Fassbinder's campiest works. Thomsen writes: "Satan's Brew is a film that belongs on the garbage dump of our civilization, in which the most revelatory things about our society can be found. That is why it is worth showing it in a cinema, for theatres are gradually becoming garbage dumps to which one has to pay admission. There is nothing edifying about Satan's Brew. The film is repellent and unpleasant in every respect, without a single conciliatory scene."[48]

Thomsen's fierce objections to the film's camp aesthetic demonstrate that more is at stake than meets the eye. These intimations are fleshed out later in an astonishing claim about Berlin Alexanderplatz (1980): "There are no sexual undertones," writes Thomsen, "to the relationship [between Franz and Reinhold]."[49] What is it that motivates this kind of denial? While arguing on the one hand that Lili Marleen bore the signs of Fassbinder's indifference, Thomsen also maintains that the director sadomasochistically identified with Satan's Brew while knowing it was aesthetically, maybe morally, "repellent" to do so. But does this explain Thomsen's desire to toss Fassbinder's attachment on the garbage heap along with the film? Might not identifying with "repellent" aspects of figures, texts, and stories open one up to difference? It is, after all, a form of listening to perceived unpleasantness, to alterity, and a potential way of avoiding projecting abjection onto images that do not reflect back to us idealized, recognizable selves. Camp is often construed this way.

Kurt Raab's over-the-top performance as Walter Kranz is in keeping with the film's interest in role-playing and socio-sexual place-holding. Dressing up as Stefan George, Kranz "loses" his own identity as he accumulates more signs of the writer's, conspicuously revealed through increased make-up, garb, and accessories. Kranz even hires a group of young men to listen to his readings and adulate him, as if paying performance rights will purchase the sexual cachet and cult value of Stefan George. Characters are mere participants in a fantasy that theatrically attempts to remake a life in the present out of an idealized one from the past. As Fassbinder remarked, "The way I thought of it, Kranz was the central figure, and everyone around him is kind of invented. He treats the people around him as if they were characters in stories he is just telling. Because he lives this life as an artist, all situations are for him moments of play. Even the death of his wife is such a moment of play—for him, this is a character he's dropped, because it's a character he had invented."[50]

Although I return to the degraded status of camp and kitsch in Chapters Five and Six, it is worth noting here that critics often use the terms pejoratively


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figure

Invented characters: Kurt Raab as Walter Kranz as Stefan George in Fassbinder's Satan's Brew

in conjunction with melodrama. To be sure, the connections are there, since melodrama, kitsch, and camp all trade in excessive style and exaggerated performance, with objects and props taking precedence over characters—who are de-psychologized to the point of being objects anyway. All three combine heavy-handed artifice with intense affect.

It is also easy to see how stylistic and affective excesses like campiness have been used to denigrate melodrama or to pathologize hysteria, whether as representational or psychological phenomena. Formally, melodrama and hysteria violate verisimilitudinous norms, but not towards overtly political ends; in other words, not for reasons that conform to the radical aesthetic agenda, say, of materialist filmmakers. The bias of the latter emerges from their modernist separation of high and low aesthetic forms and the tendency to disassociate "low forms" from political critique. Without wanting to reify those very divisions, I find it nevertheless significant that politically motivated minoritarian groups often deploy the so-called low representational strategies like melodrama, kitsch, and camp. For Sanders-Brahms and von Trotta, melodrama offered a way to explore women's social and representational relationships to history; Schroeter embraced kitsch; Treut and von Praunheim have been immersed in camp. The willingness to incorporate such styles without demurring from their sensational or denigrated


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aspects suggests relationships to alterity not always in evidence in other representational strategies. It may even point to a new form of mourning. As Laurence Rickels and Judith Butler have argued, Freud used melancholia to explain the permanent loss of initial narcissistic attachments to the conscious ego, which must be heterosexualized at all costs and made to forget desires that might present obstacles to that task.[51] Lesbian and gay culture's turn to declarative, obstreperous events/representations defies that normative Oedipal scenario of repression and denial by giving expression to that-which-Freud-dared-not-name or-theorize.

MELANCHOLIA AND MELODRAMA:
"SHAMELESS DISPLAY" AND UNEARNED SENTIMENT

It can be argued that hysterics, mourners, and melancholics are all people who remember too much. Specialists in the past, they are consummate historians. Yet only the mourner gets it right, by any conventional measure. For this reason, I believe that those who "get it wrong" may have more to offer. For melancholia acknowledges the impossibility of overcoming the past—and even questions the desirability of doing so. We might start by questioning its existence as mourning's dark, devalued other, with nothing but messed-up circuitry. How can we reexamine its representational assumptions and strategies? In emphasizing strategy over solution and process over conquest, melancholia shows the importance of stylization and the affective props and pieces involved. I believe that the mechanisms of melancholic style invite others into relationships with personal memory and history. That style, I contend, is a key component of "the melodramatic imagination."

For Freud, mourning and melancholia are prompted by similar kinds of losses (of people, places, ideals, potential);[52] what distinguishes them is the manner in which that loss is dealt with. In mourning, Freud avers, there is "nothing about the loss that is unconscious" (245), and because that loss is consciously perceived as separate from the self and the body-ego, the contours of the mourner's identity remain unquestioned. Thus, although the ego laments the departure of the lost object, it does not turn to self-deprecation; it is able to move beyond the loss ("We rely on its being overcome after a certain lapse of time " [243]), to move past the debilitating effects of grief. In this way, the ego is free to form new attachments, to "get past the past," one might say. The rhetoric of conquest and mastery Freud used to describe mourning (with reality "winning the day"; "overcoming" the loss) anticipates the language of the victor retained by the term Vergangenheitsbewältigung


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(see Introduction, note 1) and the vocabulary of punctures and breaks used in poststructuralist theories of excess.

By contrast, melancholia is a kind of failed mourning, a primal, inwarddriven, narcissistic form of dealing with loss. Because the melancholic subject does not consciously grasp the lost experience or object, Freud maintains, the subject cannot separate the body-ego from the loss to which it is purportedly fused. Borders are blurred, and Freudians and non-Freudians alike point to the vagueness of melancholia's object as well as to the instability of its parameters (Günther Grass would refer to it as a utopian objectlessness).[53] Needless to say, this destabilizes boundaries of the ego as well. Unable to separate the self from this loss or negation, the melancholic experiences a diminishment of self unknown to the less distressed mourner. Understandably, melancholia provokes fiercely ambivalent responses from its sufferers, as is evident in the desultory outbursts of characters in Holy Whore and melodramas such as Herr R and Merchant of Four Seasons.

Feminists and others have justifiably taken Freud to task for opposing mourning and melancholia so reductively and judgmentally.[54] How can mourning be untainted by ambivalence or the unconscious? How can it leave ego-boundaries undisturbed, given how they are imbricated in all sorts of desires, attachments, contradictions, and proscriptions? Is melancholia such a tidy pathological other to mourning's "normal" means of coming to grips? Even Freud reveals some ambivalence on the matter, opening his essay with qualifying remarks that mourning and melancholia are but two ways of dealing with loss: they simply paint a "general picture" (243). At one point he maintains that "moral people" are more predisposed to melancholia (247) and that the "melancholic's access is sharper than ours[!] to a fundamental truth" (246), making it difficult indeed to pinpoint the norm that he claims to want.[55]

Mourning and melancholia are both lengthy endeavors. "We rely," Freud says about the former, "on its being overcome after a certain lapse of time " (244). Mourning, in other words, has a conclusion. No such happy ending lies in store for the melancholic, whose narrative contours are so unpredictable as to have no set timetables. Melancholics are condemned to repeated lamentations that cannot get past their object, nor at times even identify it. The serial format of Reitz's two televised Heimats intimates such a process, given its near-inability to conclude and the undirected nature of its longing. In a sense, melancholia and melodrama show that these processes cannot fully close, driven by this pointed lack of progress and goals and the seemingly infinite deferral of resolution. Without wanting to idealize these vicious circles, I believe that they nevertheless articulate the


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representational effort of addressing the past more accurately than mourning's discourse of linearity and mastery.

Just as mourning and melancholia suggest different narrative patterns, each implies different relationships to style. One might visualize the mourner in culturally appropriate, respectable black attire and with restrained conduct, in contrast to the melancholic, prone to sullen, withdrawn moods or, antithetically, to outbursts, screaming, and exhibitionist display. In the New German Cinema, this is evident at the level of character behavior as well as film style. Recall the unmotivated eruptions of music-fragments punctuating texts like Whore, Herr R, or Petra von Kant. Does this suggest that style makes it easier for us to "hear" melancholy's appeals? This may be so, since proper mourning is inconspicuous by social necessity. Sustained in most North Atlantic cultures through religious ritual, respectful social distance and time frames, everything is explained, ceremonialized. Thus even in its private forms, mourning is conducted in socially sanctioned spaces of support. This is precisely what is denied to the melancholic, who must take recourse to more boisterous, deviant ways of demonstrating loss. Even Freud concedes the point: "It is really only because we know so well how to explain [mourning] that this attitude does not seem pathological" (243).

Rather than frame the artifice of a film like Holy Whore as "aberrations of mourning," we might consider it as a form of melancholic refusal. Consider how Freud describes melancholics:

They are not ashamed and do not hide themselves, since everything that they say about themselves is at bottom said about someone else. … [T]hey make the greatest nuisance of themselves, and always seem as though they felt slighted and had been treated with great injustice. All this is possible only because the reactions expressed in their behaviour still proceed from a mental constellation of revolt, which has then, by a certain process, passed over in the crushed state of melancholia. (248)

Obviously melancholia is not the "crushed state" Freud claims, and the passage more than intimates that the melancholic's sense of self-worth is not as damaged as he elsewhere postulates. Freud continues:

The melancholic does not behave in quite the same way as a person who is crushed by remorse and self-reproach in a normal fashion. Feelings of shame in front of other people, which would more than anything characterize this latter condition, are lacking in the melancholic, or at least they are not prominent in him. One might emphasize the presence in him of an almost opposite trait of insistent communicativeness which finds satisfaction in self-exposure. (247)


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"Self-exposure" implies an externalization and introjection that Freud and others typically do not associate with melancholia. Moreover, the "insistent communicativeness" of the melancholic belies the claim that its bearer can only be narcissistic, or internally referential. As Fassbinder scholars like Elsaesser and Silverman have noted, Fassbinder's films extend extraordinary tolerance and lack of judgment to his figures, who usually make terrible mistakes and suffer terribly for them. If his texts make appeals to others-outside-the-text, their melodramatic framework only intensifies that appeal. The effect is heightened further by the inability (or unwillingness) of diegetic characters to respond to the cries of others.

PIECES, PROPS, AND PLAY

In spite of its incessant association with interiority, melancholia shows the weirdly communicative, stylized component of articulating grief—in short, its externalized dimension. An important aspect of its performative nature in relation to the New German Cinema can be explored through Santner's contention that "stranded objects," the sundry relics of Germany's war and postwar experience, function as transitional objects required in both mourning and melancholia. The seemingly excessive objects of melodrama and the New German Cinema thus provide "controlled symbolic doses of [poisonous] absence and renunciation,"[56] a way of dealing with grief comparable to the process of homeopathic medical treatment. Santner uses this to describe a specifically post-Nazi, post-Shoah context in which healing is a matter of process, not conquest. Although Santner does not put it in these terms, that is precisely what melancholia acknowledges, more openly than mourning. Given the shadow of Nazism's infamous "final solution," as Santner writes, "Mourning means to abandon the notion that alterity … requires a ‘solution.’ "[57]

Thus rather than working through or past loss, these substitutions and props allow subjects to move forward with loss. Given cinema's existence as physical images and sounds of substitutions, the idea has special relevance. To the extent that these substitutes are always not-the-object itself (in displaced foreign pop tunes, or in the striking resemblance of a photographic image), dealing with loss is an ongoing process. Its staging, in and out of the cinema, is abetted by transitional objects, the bits and pieces that stand in for what is "missing": the lost object, desire, a sense of wholeness, Being, the Real. Objects function like interruptions or substitutions put into play after entry into an Oedipal, symbolically bounded field. Within this field, props, symbols, and fetishes are freighted with


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meaning, and Santner rightly notes their prominence within the Nazi iconography of postwar German film.

Klaus Theweleit emphasized much the same thing in his work on the Freikorps subject, for whom the protection of ill-established bodily borders from "undifferentiated miasma" was pivotal. (The Freikorps were a rightwing vigilante militia formed in reaction to Germany's defeat in the First World War.) Theweleit's infamous Freikorps subject took pleasure from the degradation of objects and other externalized "others," since their destruction was necessary to construct and maintain his own subjectivity. Theweleit argues that identity can be externally supported in the form of what he calls a borrowed social ego, fused onto the Freikorps subject like armor. The military uniform offered one external boundary to hold identity in place, an observation easily extended to a film like Der Letze Mann / The Last Laugh (Murnau, 1924), or Petra von Kant's frequently changed wigs. Theweleit borrows Michael Balint's concept of ocnophilia, "a term containing notions of dread, hesitation, terror, ‘clinging’" illustrating it with objects like a clenched jaw, or the riding whip Hitler always carried with him.[58] These objects are rather like successors to Winnicott's transitional objects, and Theweleit intimates, in referring to the Freikorps man as being a "not yet subject," that ocnophiliac behavior is an instance of failed mourning. With its investment in partial identifications and restagings, melancholia refuses the illusion of completion. To suggest that that option is undertaken by both Freikorps soldiers and concentration camp survivors shows that repudiating wholeness is not an act with guaranteed political consequences or causes. As Parveen Adams notes, although the objects with which we identify might be "traded in" and "judged, according to political calculations," to be "better" (by identifying with a maternal rather than paternal signifier, for example), ultimately they don't matter so much as the subject's relationship to them.[59] For instance, The Merchant of Four Seasons' opera recording becomes an object into which the notion of completion is placed, performing a phallic function in providing the illusion of a stable, normative identification for the subject. These objects become intermediaries between one subject and those that might witness him or her. They also offer glimpses into the subject's relationship to memory and history.

OCNOPHILIA AND CHINESE ROULETTE

Chinese Roulette is a movie of objects and games tailored to Santner's and Theweleit's analyses. Angela is the crippled daughter of haut-bourgeois parents who are both having affairs. She brings them together for a retreat in their country chateau, knowing that they are unaware that the other will be there with their lover as well. Fassbinder and Michael Ballhaus


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capture the action through vertiginous camera movements that encircle characters gathering for cocktails, gravitating around the liquor and stereo cabinet as if it were an elaborate plexiglass shrine. Drinks, glasses, mirrors, dildos: the film is filled with objects of identity on the skids. Although the story line concentrates on familial and not national conflicts, the two are occasionally collapsed (at one point, Angela tells her mute governess, Traunitz, that her grandfather should have been a military victor). Angela's parents refer to their daughter as a "monster" and say they want to kill her, and her mother displaces that rage onto Traunitz, whom she shoots at the end of the film. Before this, the family's calamitous history culminates in the playing of the vicious parlor game adored by Angela, Chinese Roulette. Once Traunitz is shot, plot and image recede into a sort of common vanishing point. The final scene shows the outside of the estate in long shot, with a procession moving past. Wedding vows are written over this image (with "till death do you part?" evoking the chilling story on which Martha was based). The musical vocals begin and end with a male tenor performing "Kyrie Eleison," which usually inaugurates a mass but is placed here at the very end of the film.

Performing a mass after the attempted murder of one character and the shooting of another has a perverse logic, to be sure. Yet religious ritual or form has no place in this houseful of people, despite their misleadingly celestial names, like Angela and Gabriel. Throughout the film, musical appearances are as deceiving as these people. It is nonetheless curious that the vicious, ironic world of Chinese Roulette features one of Fassbinder's more elaborate, sensual soundtracks. The score is littered with choirs, the electronic music of Kraftwerk, symphonic vocals, generic "thriller" film music, a central theme that's repeated several times, and an extended, compositionally varied piece during the Chinese Roulette game itself. Yet for all this acoustic display, and again as Angela warns the groundskeeper Gabriel, "eavesdroppers often hear the wrong truths," the film's soundtrack generates the same epistemological, emotional, and moral uncertainty as its mirrorstudded image track.

The drinking glasses clung to and tossed about in Chinese Roulette or Beware of a Holy Whore (like Dorothy Malone hugging papa's oil rig model at the conclusion of Sirk's Written on the Wind[1957]) establish that melodrama and its ocnophiliac props are born of a melancholic economy wherein they can only gesture towards resolution with the past, not provide it. In "successful" mourning, by contrast, these objects would disperse the affect associated with loss in order to stabilize the wounded human identity. Yet here we see that that kind of conclusiveness is illusory at best.


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INTROJECTION AND INCORPORATION

Critics have compared Freud's notion of mourning to Maria Torok and Nicolas Abraham's concept of introjection. Introjection copes with loss by extending autoerotic cathexes outward towards it, thereby extending the self as well. (Like Freud, Torok and Abraham deploy the rhetoric of conquest—claiming that the self "advances, takes over, assimilates" the object.) Introjection includes the instincts and desires attached to the object—the emotions, relations with it, not just the object or loss itself—an observation one might equally make about melodrama, whose worlds are inhabited by so many over-invested, overwrought "things, not people."[60]

Opposed to that is incorporation, a process construed as a sort of failed introjection, just as Freud established melancholia as unsuccessful mourning. Here, in trying to identify with the object, the self internalizes it, seals it off, and disguises it—encrypting it, as Torok and Abraham put it. Jacques Derrida discusses this inauthenticity as follows: "I pretend to keep the dead alive, saved inside me … but it is only in order to refuse … to love the dead as a living part of me."[61] The ego splits, burying the object alive, refusing to mourn it through this psychic mummification. Thus while incorporation may go through the motions of introjection and adopt its superficial signs, as Torok and Abraham describe it, it is not the real thing because it cannot extend outwards. Important here are the means by which it "adopts" "superficial signs," a description that suggests that there is no direct recourse to "the real thing," just artifice and attempts. Clinically speaking, melancholia shares that pathological status, particularly in terms of its inability to distinguish borders (sealing, encryptment) of the self; it also shares its psychic and emotional intensity, its stylized articulation ("superficial signs") and presentations of such attachments, its uncontrolled diversions from "reality"—again, recalling aspects of melodramatic representation. Yet the way that melancholia (and melodrama) depend upon embodiment suggests to me that the encryptment of introjection does not fully explain the process. Interestingly, melancholia (and melodrama) elaborates some of the incorporative processes of extending attachments outwards into discursive situations.

Rather than completely externalize the object (as in classical mourning and introjection) or incorporate it, the melancholic representation I am considering restages the oscillation between the two. It externalizes that which the subject has tried to incorporate by placing it into exhibitionistic cycles, requiring someone to be there to see or hear it. Put into the realm of historical representation, the stakes in the process are high. Objects become the means by which a past/lost object/absence is invoked (along with


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the affect these things might generate) and presented to another. The cinema's closeness to this historical and psychic process is made clear in Derrida's description of incorporation as "fantasmatic, unmediated, instantaneous, magical, sometimes hallucinatory."[62] This new form of melancholia avoids the depth models that point back to generative causes, as hysteria does, suggesting instead a complex relay of past and present events and their restagings. (In Merchant, for instance, scenes with Hans's mother are interspersed with flashbacks of her scolding him; scenes with his wife are interrupted by idealized visions of his lost lover; flashbacks appear of Hans being erotically whipped by a man of color during his service abroad.) What this underscores is that even the most profound losses are at one remove, displaced or replaced through representation and style. The process of symbolizing grief and acting it out—in the pretense of its conquest, or performing a new identity—is constantly being staged in Fassbinder's melodramas. Consider the pop music diegetically "put on" in Holy Whore, a film that makes clear that no subjectivity is motivating the choice of records. As we shall see, even the cameos of Peer Raben are important in this game of referential interplays (his name is to a degree also "put on"—Raben's birth name is Wilhelm Rabenbauer and he is known to his friends as Willi).

Because melancholia presents itself as an ongoing process and not a solution to loss, Freud's characterization of mourning as a conscious act and melancholia as an unconscious, narcissistic one becomes difficult to sustain. Santner writes of the conscious, "lucid melancholy" of postwar intellectuals who have adopted its elegiac tone,[63] and I have stressed the illusory nature of the closure promised by mourning work. Interestingly, Freud repeatedly asserts that his study "Mourning and Melancholia" is itself incomplete, and "call[s] to a halt" and "postpone[s] any further explanation … til the outcome of some other enquiry can come to its assistance" (258). By concluding his essay on these words, Freud proves that mourning work defies the clear-cut closure upon which he otherwise insists.

It is not my intention to celebrate melodramatic representation, nor to argue that it is fundamentally more effective than other forms at presenting stories of history and loss. The point is rather to question the received notion that melodrama is by default too cheap, reductive, American, or inappropriate to tackle historically charged issues. (Anglo-American film scholars in the 1980s may have dispensed with that bias only to construct melodrama at the other extreme, as a "subversive" piece of mass culture.) When all is said and done, the claims for melodrama seem about as ambivalent as the emotional push and pull of its stories. Clearly the Young


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German Cinema's early condemnation of the genre—and directors' subsequent embrace of it—was not altogether different from Freud's pathologization of melancholia. Melodrama and melancholia were too excessive, too feminine, too "cheap," too formulaic, and too disrespectful of (a masculinized) reality—recall Freud's reference to the realness of the mourner's losses and that "normally, respect for reality wins the day" (244). Suspicious of codes of verisimilitude and the veracity of cinematic sound or image, directors of the New German Cinema also distrusted the sense of a normative reality "that wins the day." In the same way, melodrama and melancholia's eschewal of realism is not a disregard for social or historical contingencies so much as proof of their inability to capture them. As Peggy Phelan puts it, "[A] believable image is the product of a negotiation with an unverifiable real," and as such, it can never reproduce the totality of any particular reality.[64]

INSATIABLE AFFECT

[Fassbinder] deployed filmic means to create a very specific form of "historical" memory, among which his use of melodrama and violent juxtaposition of contrasts, sentimental pop songs and improbable coincidences have a strategically important place. Thus, the "effects of melodrama, sentimentality and prurience" form a part of Fassbinder's aesthetic and moral universe, prompting the question of whether they do not in his work constitute "limits" which any discussion of representation may have to confront, including one that wants to approach German Fascism, Auschwitz, and the relationship between Germans and Jews. For what terms such as melodrama signify, however much they may be coloured by negative judgements of taste and decorum, is an affectivity, and therefore an aspect of subjectivity crucial not just to the cinema. These emotions, one could argue, ought to legitimately belong to any engagement with matters of life and death, on the part of those to whom history has given the role of readers or spectators [and auditors], but also for those who are charged with passing on compassion and preserving memory.[65]


This extended passage comes from Thomas Elsaesser's 1996 Fassbinder's Germany, his swan-song study of the director whose passing fourteen years prior had critics ringing the death knell of the movement at large. Wolfram Schütte's famous obituary used somatic terms that effectively transformed a disperse movement into a single body—mimicking how melodramas were being read as "body-texts" at the time:

Alexander Kluge would be its synthesising intelligence, Werner Herzog its athletic will, Wim Wenders its phenomenological power of perception.


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Werner Schroeter emphatically underscores its emotional side, Herbert Achternbusch is its rebellious stubbornness, and Volker Schlöndorff its craftsman. Rainer Werner Fassbinder, however, would be the heart, the beating, vibrant centre of all these partial impulses, these different aggregate states of its energy. … He was the pounding heart. Now it has been stopped.[66]

The publication of Elsaesser's book coincided with what was basically the death of melodrama as a hot object of study in cinema studies. There as well the topic seemed to have run its course. Folks had had their say; some seemed embarrassed for their indulgent "readings against the grain," for having espoused radical politics, for failing to consider melodramatic traditions outside North Atlantic cultures, and for downplaying historical and institutional contexts. For whatever reasons, melodrama had suddenly become as unfashionable as the New German Cinema.[67] In view of that shift, Elsaesser's assertion that Fassbinder's cinematic world view was "essentially melodramatic" is striking.[68]

As his earlier reference to proper decorum reveals, critics closely scrutinize cinematic style when the topic of an appropriate means of representing and addressing the past is raised, particularly when the past is Germany's. Affect and emotions play large roles in these debates, particularly when the supposedly more "tasteless" forms and styles of melodrama, hysteria, and kitsch are involved. This is not the kind of emotion that comes from identifying with characters, but rather the kind that arises from the melancholic strategies that simultaneously encourage and deny our affective responses. As Elsaesser argues, they show that even at their most unruly and distasteful, emotions and desire instigate our involvement with our memories and with those of other people. Since these desires, and the pasts with which they are involved, do not go away (for desire always exceeds its object), objects are all that's left to work with. Hence Fassbinder's admiration for making films "about things, not people" is a bit misleading, since it is only through "things" that people are made.

Psychoanalytic theorists of film spectatorship in the 1970s and 1980s did not put emotion and affect on the table for discussion. Surprisingly, this also characterized melodrama scholarship of the time. Ever the good modernist soldiers, academics distrusted people's emotional connections to film texts, arguing that emotional involvement meant depreciated analytical abilities, and a lack of critical "distance." To this day, melodrama's affective features, as well as those of cinema more generally, remain undertheorized.[69] The relationship between emotions and bodies is significant here for, as Linda Williams observes, emotionalism is often associated with the


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physical responses of filmgoers in the form of tears, stimulation, or fear.[70] For Paul Coates, melodrama can even bring us to the point of physical shock, a point I will develop in the next chapter. The following is the full citation in which his remarks appear:

Melodrama is set clearly apart from tragedy through its dependence on the sensation of shock—and on shock to induce sensation per se. In tragedy all the reversals and catastrophes grow logically out of the original dramatic material. In melodrama, however, they arrive unexpectedly: Disaster is not precipitated by profoundly rooted character traits … or the deep structures of reality [e.g., myth] but by purely fortuitous events. … If tragic events unfold with the appearance of inevitability, the accidental nature of melodramatic occurrences implies that things could always have been different. … It torments one with an excruciating sense of "if only this had not happened."[71]

Somatic though it may be, the sensation Coates describes is tied up with feelings more than anything else. That is what produces the "excruciating sense of ‘if only this had not happened.’ " Like most scholars of the New German Cinema, Coates does not idealize these hypothetical possibilities, for alternatives do not necessarily point to better or even desirable conditions. Indeed, the movement is renowned for constituting alternatives out of the very systems that oppress, as with the exploitative gay subculture of Fox and His Friends or the female pirates who adulate their tyrannical leader in Madame X. Ultimately the drive to find utopian "elsewhereness" is intensified because the New German Cinema produces few depictions of it. I believe that this is true for melodrama as well, as it searches for its utopias-that-never-could-have-been. As Gilberto Perez remarks apropos of Ophuls's Letter from an Unknown Woman, Joan Fontaine plays "a woman in love with an illusion that no reality can dispel."[72] But where Ophuls uses tragedy to expose the danger of that belief, Fassbinder does the same thing in The Marriage of Maria Braun through irony.

It should be noted that refusing to depict solutions is not the same thing as refusing their importance. As Coates states, "One of the consequences of melodrama's inevitability is its potential endlessness." When he goes on to note that "melodrama's form is dictated by insatiability,"[73] he reveals how close melodrama is to melancholia, whose personages are also dominated by the desire for things to have "happened differently." That desire is punched up all the more since it refuses to disappear and persists in boisterous displays.

When Santner addresses the "lucid melancholia" of postwar intelligentsia, he helps show that refusing to let go of the object is not always a


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pathological act. It can be deliberate, defiant, and productive. To be sure, social and historical circumstances can converge to dictate when losses are not to be confronted, as Butler and Rickels note in relationship to Freudian psychoanalysis's attempts to "lose" same-sex desire. One wonders, though, if melancholia's objects are so deeply hidden, whether the attachments to them weren't more profoundly experienced in the first place. Kathleen Woodward makes just this point about photographic portraits as images of people we loved but who now are gone. Like the daughter in Malou, we return to them, but our repetitious viewings are not fully explained by unconscious motives: what of deliberate, conscious, acts of melancholia? As Woodward describes Roland Barthes's extraordinarily melancholic Camera Lucida, written shortly after the death of his mother, "The book itself embodies a resistance to mourning which entails a kind of willed refusal to relinquish pain."[74] In other words, what if the lost object is worth preserving? What if the memory we are talking about pertains to the Shoah?

THE ABILITY TO HEAR

Clearly this approach to mourning and melancholia is distinct from forms of psychoanalytic analysis that relate films back to the psyche of their director (such as Syberberg's conflicted nostalgia) or a nation (allegories of arrested development in The Tin Drum), or even the "body" of the text (the hysterical model). Equally clear is the fact that we are describing more than private, psychic events. After the war, conditions were simply not such that Germans could readily mourn their complicity with Nazism, especially since the auratic super-gaze of the latter had simply been appropriated by American occupiers.[75] By the time of the New German Cinema, however, an affirmative social space was widening, and filmmakers used very public venues like theatres, television, and discussions to stage the processes of exploring the past rather than resolving it. Thus German films of the time exhibit less an inability to mourn than an elaborate apparatus with which to do so.

Melodrama's generic obsession with past events, losses, missed opportunities, and abuse—and the possibility of acknowledging these histories in others—dramatize the work involved in the process of listening to other people. In the films I have examined here, the material self-consciousness of the scores counters the tradition that banks on music's abstractness or transcendence. Its minimized role heightens our awareness of its detachment from the idea of emotional "authenticity." Again, this is not to withdraw emotions from these scores, but to suggest that their obstreperous physicality turns them into demands to be heard.


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Bearing in mind how important it is for someone to listen to and witness the memories of others, even modest details like the small parts Fassbinder played in his films (from Holy Whore to Lili Marleen— or his starring role in Fox) and Raben's cameos as musical characters (the music teacher in Four Seasons, a pianist in a bar in Malou, a nightclub bandleader in Berlin Alexanderplatz) become charged with significance. Through them we recognize that these sounds and images were created by historical subjects who are made present to us by being stagily placed in the films. By physically taking places in their own work, Raben and Fassbinder become ideal melodramatic characters, discursive space-holders. In other words, and in contrast to the inward-directed narcissism Freudians use to explain melancholia, these types of performances establish a social, outwardly directed space for others to whom the performances are geared, just as melodrama requires an empathetic jury to confer legitimacy on characters or situations at hand.

I have been stressing that we can characterize melodrama and the New German Cinema in terms of a working-out of the past, one considered to be an irrepressible force upon the text. And if in the 1980s melodrama critics accounted for this by invoking the structures of hysteria, in hindsight one sees that the psychoanalytic model that might offer more exegetical force is that of melancholia. This is not to replace one psychological condition with another, but to suggest a different representational modality altogether. Unlike melodrama and hysteria, melancholic representation is not intent on reproducing a lost or rediscovered truth, or in expressing something from within the depths of a clearly defined subject. Instead it suggests that those things are impossible to begin with. Playing with that impossibility, melancholia leaves us with the distance and differences from what its lost objects, histories, and fantasies might have offered.

If, as André Bazin, Susan Sontag, and Roland Barthes have argued, a photograph works as a ghostly representation people use to hold on to lost people, events, and objects, music cannot "fix" its object to begin with, and that sense of haunting becomes all the more difficult to pinpoint.[76] Similarly, melancholia involves "a sense of disappointment over something which was never received."[77] Here, instead of pathologizing melancholia, as Michael Schneider sees it, we can view it as a strategy of identificatory survival, however utopian its actualization would be. But since nothing exists of the melancholic object in the first place except as identificatory possibility, it cannot be received or given stable articulation, like utopian thought. To pretend that its losses can be so easily managed is absurd. Equally problematic is the effort to freeze melancholia as an aberrant condition: it is more reasonable to reconsider it, and the utopias toward which it fumbles, as key players in the "melodramatic imagination."


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Thus we can approach lost objects as a means of reworking the everyday, moving towards new ways of chronicling our experience. One of melodrama's contributions has been in offering the possibility of rereading our everyday existence historiographically, a sort of Alltagsgeschichte. Elsaesser goes so far as to call melodrama the "literary equivalent of a … mode of experience."[78] By narrativizing the past through the everyday, melodrama usually creates the sense of a perpetual present. Yet the New German Cinema knew no such perpetual present; instead it showed that the present could only be read through the past. To elaborate, I return to the film with which this chapter began.

The melodramatic aspects of postwar German cinema suggest that the objects of the everyday, our own histories and identity, are never our own in the first place—much like the pre-and post-recorded voices and music of films like Anna Magdelena Bach, Ticket of No Return, and Germany, Pale Mother. Melancholia's exhibitionist tendencies arguably proceed from that same tension. Even as we see the "Made in Germany" inscribed in flamboyant, Gothic letters on the rock at the beginning of Reitz's Heimat, their home-grown authenticity is put into question: how can a sense of nation or national history possibly remain natural in such a heavy-handed detail? Why is identity still being configured as part of the German soil? The film is self-conscious acoustically as well, with its manufactured sounds, which are often indistinguishable from "natural" or diegetic sounds (birds, trees); music is frequently ominous and unstable rhythmically.

As Heimat's lumbering, rustic chronicle begins, its focus on the everyday is immediately crystallized by the first title: "May 9, 1919: A Friday." Subsequent "year-chapters" are inaugurated by a variety of photographs, family trees, and other souvenirs arranged by the film's diegetic narrator—just like Syberberg's Parsifal, which also opens as a museum of visual clutter: photographs of performances, buildings, ruins, and other frozen mementos. Heimat's soundtrack offers a similar assemblage of parts, mixing, among other things, national anthems, Protestant hymns, and synthesized music. What does sound do here? It seems to extend the promise of escape, at least to the character Paul Simon (an intriguing allusion to U.S. pop music). Through his early experiments with radio technology in the 1920s, Simon believes he can transcend his native Hunsrück. Of course, that "transcendence" is utterly dependent on the material aspects of technology and in fact, at the end of the film, Paul's company is bought out by multinationals. Reitz's depiction of transnational capital suggests that the sounds and sights of the everyday really cannot be authenticated as "German" or possessed by any one owner. American pop songs in Sugarbaby,


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Petra von Kant, and The American Friend dramatize this same large-scale cultural colonization. In The American Friend, Dennis Hopper sings a snippet of a tune made famous in his U.S. cult film, Easy Rider (1969). The refrain of the Byrds' "I Wasn't Born to Follow" americanizes him as actor, icon, and character. A cowboy of capitalism, Hopper is hardly his own man, even if he is able to convince Bruno Ganz's character—a clear allegory for Germany at the time—that he is mortally ill.

Music in the New German Cinema offers little in the way of fixity, stability, or access to utopia, be that access direct, as with Hollywood musicals, or deferred, as in melodramas. In this way, the melodramas of the New German Cinema externalized the "inward turn" discussed by McCormick and others in relation to the Neue Subjektivität movement. The interiority and subjectivity associated with it were tacitly assumed by melodrama's Anglo-American critics as well, using the hysterical exegetic model to "turn inward" in order to excavate meanings (subversive or not) within or behind textual bodies. Although I am no more interested in placing cinematic meanings "on the surface" than I am in finding them within the deep structural recesses of the text, the issue of externalization remains critical. For outward exhibitions are intertwined with subjectivity, and "excessive," melancholic acts are attempts to negotiate identity and structure relationships to other people through objects, props, and sounds.

Scholars of both melodrama and New German Cinema have justifiably stressed these films' lack of faith in the power of human vision (and hearing). Yet rather than retreat from displays of looking or hearing, these films give sights and sounds hyperbolic, concrete presentation. The "shameless display" of melancholia is thus a representational strategy based not on expressivity but on the concrete, externalized expression of melancholia's "utopian objectlessness," to recall Grass's remark. By sweeping characters into the realm of objects, Fassbinder's appreciation of Sirk for making "movies about things, not people" shows the extent to which such "things" are the materials out of which stories and histories are made.


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2. Modernism's Aftershocks

Peer Raben's Film Music for Fassbinder

Music admits that the fate of the world no longer depends on the individual, but it also knows that this individual is capable of no content except his own, however fragmented and impotent. Hence his fractures are the script of truth. In them the social movement appears negatively, as in its victims.

THEODOR ADORNO


Adorno wrote these words about Gustav Mahler, but they describe the collaborative work between Raben and Fassbinder with eerie prescience. Adorno maintained that Mahler moved beyond musical expressionism, subjectivity, tragedy, and unity, not for the sake of novelty, nor even for a modernist jolt, but out of a larger, general fatigue that was passionate yet, as is commonly said of Mahler, ironic. The style of his symphonic movements, for instance, repudiated fantasies of symphonic wholeness while simultaneously acknowledging their allure. Thus Mahler's music conveys "the truth of the unattainable"—another comment that describes Fassbinder and Raben well.[1] Others construct Mahler quite differently, as the apotheosis of romantic decadence and kitsch.[2]

Like Mahler, Raben has been criticized for his simple, even kitschy compositions, a point film music scholar Norbert Jürgen Schneider refutes."Before the listener even realises it," he writes, "the simple themes become complex collages with sophisticated harmony and bi-tonality, and Peer Raben's music completely overtakes [the idea of] ‘film music.’ "[3] My aim is not to compare Raben and Mahler, even if the frequent appearance of the latter in Fassbinder's films makes such a project tempting.[4] Yet the historical contexts of the two composers reveal interesting parallels. Mahler ambivalently straddled the brink of modernity (and musicologist Romain Goldron argues that the conductor/composer was consummately aware of his position as a "counterforce"

Anearlier version of this chapter was published as "The Legacy of Modernism: Peer Raben, Film Music and Political After Shock," in Cinesonic: The World of Sound in Film, ed. Philip Brophy (North Ryde: Australian Film Television and Radio School, 1999), 171–88. Reprinted by permission.


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on that cusp.)[5] Raben straddled, in much the same way, the precipice of postmodernism. In fact, Raben may be more the musical modernist than Mahler, for, unlike his predecessor (whose obsession with death and despair is legendary), Raben offers a cautious hope for change that recalls pre-World War II modernism more than it does contemporary postmodernism.

In a 1995 talk, Raben argued that film music should function as a series of "shocks."[6] The aim of the "Musik-Shock" for him was "to support something that isn't yet in the image, nor in the mind either, that isn't yet true."[7] For any serious listener of his compositions or his treatment of existing music, the claim makes immediate sense. Early in The Marriage of Maria Braun, for instance, "O du schöner Westerwald" (Maas), a soldiers' song popular during the Nazi era, is played in a deliberately childish manner on xylophones and glockenspiels as Maria walks through a room filled with athletic equipment. Our ears are privy to the life choices she will be making (naively) over the course of the film; it also testifies to the regressive power such choices have over her (Raben says it was played this way to suggest that the character was recalling her childhood at this point). By deliberately infantalizing a Nazi-era song that would be familiar to German audiences of the time, Raben disabused it of any nostalgic potential or sense of childhood innocence that it may have purveyed. To hear this kind of a melody played like this is, quite simply, a shock.

The modernist notion of shock—in particular, an aesthetic shock that puts reworked forms into new contexts—has been articulated in a number of ways. For Shlovsky, it was part of ostranenie; for Brecht, a Verfremdungseffekt; and, at the other end of modernism's political spectrum, shock followed Ezra Pound's imperative to "make it new." For members of the New German Cinema like Raben, Kluge, Straub/Huillet, and others, the connection to modernist aesthetics is as important as it is nonincidental. Yet commentators have downplayed the movement's ties to modernism by focusing on its more obvious investment in the war and postwar periods, and to the projects of Trauerarbeit and Vergangenheitsbewältigung.

This chapter examines how New German Cinema was marked by the interwar years when European modernism flourished. As Kluge has said, "I wouldn't be making films if it weren't for the cinema of the 1920s, the silent era. Since I have been making films it has been in reference to this classical tradition."[8] The figures and texts of this generation, once removed from the New German filmmakers, have proved to be as crucial as those of their parents' time. There are the remakes of films from the 1920s (Mother Kusters, Nosferatu, Berlin Alexanderplatz); the reworking of period icons (Anita: Dances of Vice, Tenderness of the Wolves, Lola); the authenticating of forebears (Eisner for Herzog, Vertov and Brecht for Kluge, von Horváth[9] for


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Fassbinder). These were the good grandparents, members of the Opaskino with whom children of the "fatherless society" seemed desperate to reconnect. Miriam Hansen pushes Kluge's clock back even further, noting his penchant for techniques of early cinema. Other modernist-influenced techniques include Fassbinder's near-Eisensteinian typage of characters; the anti-illusionist mise-en-scènes of Ottinger, Schroeter, and Syberberg; the expressionist camerawork of Elfi Mikesch. Moreover, many of these techniques have come to be associated with an explicitly politicized modernism.[10]

SHOCK, MUSIC, AND MODERNISM

Because the concept of shock saturates European modernist discourse until the end of the interwar period, it is not surprising that critics and other cultural workers were drawing connections between the arts and the "shellshock" of World War I.(That framework recalls the argument that the Great War swept Europe's aesthetic slate clean, purging it of nineteenthcentury excesses like romanticism, or banal bourgeois tastes like realism.) Shock was a crucial piece of what is widely understood to be modernity's larger oppositional project. For critic Peter Bürger, Russian formalism was one movement in which "shocking the recipient becomes the dominant principle of artistic intent."[11] Picasso: "Art and liberty, like the fire of Prometheus, are things one must steal, to be used against the established order." Of course, moral shocks and the shock of bad taste were key to the effects of Duchamp, Grosz, and even Picasso. But it was the brute physicality of shock, its material sources and somatic effects, that was instrumental to modernists from Eisenstein, who wanted to wire his viewers to their seats, to Marinetti, who enthused over death drives in sexualized cars. Peer Raben seems to descend from this tradition by advocating a provocative use of music that jolts the filmgoer, stating, "When you watch a film there's a riot [going on] in your brain that's not just psychological but physical."[12]

Whereas realist art used materials to appear as transparent as possible and create the illusion of life-likeness, shock, by contrast, abetted the modernist project of foregrounding these materials in order to provoke. This would lead some to align modernist shock with technology itself, be it the futurists' delight in war's destructive machines or Benjamin's guarded hope that film would habituate consumers to the jolts of modernity. Shock's intense materiality, whether from leftists like Eisenstein and Benjamin or proto-fascists like Marinetti, was crucial for its purported ability to impart alternative new worlds to consumers. To take only cinematic examples, consider the widespread vocabulary of attractions, conflict, collision,


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physical sensation, the sensory stimuli of both fairground and city, the jolts of industrialization and modernization (prominent noncinematic examples of the time include the "blasts" of British vorticism and Jünger's Man of Steel). Shock was, moreover, central to modernism's dual project of instruction and amazement—something articulated especially in its more popular, mass-produced forms. But the brutal polemics of shock also participated in the larger "rhetoric of hyperbolized negativity" that Thomas Levin observes in political modernist discourse of the period.[13] Shock, like modernism itself, was a multi-faceted, contradictory phenomenon.

Critics and artists often perceived shock to be both produced by and productive of textuality. At once cause and effect, symptom and response, it seemed a constitutive part of an aesthetics that wanted to disrupt conventional perception, cognition, and emotional engagement. The idea was in keeping with modernism's goals of overturning the realist, illusionistic aesthetic of nineteenth-century bourgeois art—or of adapting it to a changed technological, socio-political climate, or using art as an ideological corrective to mass-produced forms of the twentieth century. It is worth noting that, unlike Eisenstein, Peter Bürger didn't believe shock could be wired in or predicted, particularly on a large scale, a point that would be echoed by Fassbinder and Raben. For him, shock was enmeshed in a fundamental meaninglessness and emptiness—lacks that will also prove significant with Fassbinder and Raben."This refusal to provide meaning is experienced as shock by the recipient," Bürger writes, going on to say that "shock is aimed for as a stimulus to change one's conduct of life; it is the means to break through aesthetic immanence and to usher in (initiate) a change in the recipient life practice."[14]

THE ART OF NOISE

It would be a commonplace to note that, even by omission, shock was most commonly linked to vision, availing potentially radicalized ways of seeing. Such was the case for European intellectuals and artists as diverse as Benjamin and Heartfield, Kracauer and Breton. Even Ernst Bloch, advocate of music's utopian expressiveness, maintained that "visual montage [would be] an appropriate vehicle for representing utopianism since its juxtaposition of fragments … provid[e] multiple jumping off points in the present from which to imagine a better future."[15] In his preface to a 1990s book on montage and modernity, Matthew Teitelbaum uses similar language, writing that "montage practice sought not merely to represent the real … but, also, to extend the idea of the real to something not yet seen [or even seeable]."[16]


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How far is this remark from Raben's assertion that musical practice can reveal that which is "not yet true?"

It would thus be wrong to dissociate modernist shocks and visual techniques like montage from new ways of hearing. Modernist critics, composers, and filmmakers alike all valued music and sound's capacity to disrupt conventional listening patterns. Hanns Eisler advocated "choral montage," and his enthusiasm for music's connection to modern technology is evident in his pride for having composed what he called "blast furnace music" for a Soviet film.[17] Countless examples from the time had music function as a sort of mimetic mouthpiece of the shiny, new machinery of modernity. That tendency finds its most extreme articulation in Italian futurism, the technophilia of which is legendary. In 1913, futurist painter Luigi Russolo championed "the crashing down of metal shop blinds … the variety of din from stations, railways, iron foundries, spinning mills. … [E]very factory will be transformed into an intoxicating orchestra of noises."[18] Futurist musician Francesco Balilla Pratella praised "the musical soul of crowds, great industrial complexes … the domination of the machine and the victorious reign of electricity."[19] Other examples include Stravinsky's remark that music functioned best when it ran like a sewing machine,[20] or Kurt Weill's that "my imagination is not a bird, it's an airplane."[21] There are George Antheil's compositions "Airplane Sonata" (1922) and "Ballet mécanique" (1925), the 1920 "Concert for Factory Sirens," in which factory sirens were orchestrated to call workers to their stations in the U.S.S.R.,[22] or the rhythmic fusion of cinema, trains, and music in Honegger/Mitry's somewhat later Pacific 231 (1949).

Although Eisler, a life-long Communist Party member (and composer of the East German national anthem), may seem to lead the charge in advocating new musical forms and function as a part of larger socio-political transformations, other cultural workers and distributors[23] played important roles in attacking autonomous music, giving music a more significant place in filmmaking practice and redefining its very function. Music had to be changed. As Carl Dahlhaus writes in a different context, "Whereas music, in the form of church music, used to partake of religion as revealed in the ‘Word’ it now, as autonomous music capable of conveying the ‘inexpressible’ has become religion itself."[24]

MUSIC AND MODERNISM

Musicologists generally reserve the term "modernism" to describe the atonal experimentation of the 1910s. The leader of that movement, Arnold


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Schoenberg, was, however, a fierce advocate of music's autonomous function and its need for trained ears to hear it. Thus, although "musical modernism" is historically framed this way and is usually associated with more exclusive practices, I retain the term "modernism" to describe developments occurring as late as 1933. For modernism's reactions to Expressionism and Romanticism—as well as to modernity and industrialization—preceded the 1910s and continued beyond then.[25] This is not to suggest a uniform landscape over that period; some composers rejected the autonomy embraced by Schoenberg or the perceived elitism in his twelve-tone system, turning to jazz and other popular forms.

Many German modernists believed that music should play an active, socially conscious, critical role. Paul Hindemith, for instance, wrote that contemporary music should be of "moral foundation."[26] His remark is in keeping with the Neue Sachlichkeit / New Objectivity linked to Hindemith and other composers, as well as painters, cineastes, and other German artists of the 1920s and early 1930s.[27] Though not a stylistically or even ideologically uniform movement,[28] the Neue Sachlichkeit generally affirmed urban culture, its surfaces, detached coolness, and technologies, much as Benjamin and Kracauer had cautiously held out hope for in the cinema. Society itself was perceived as a "city machine."[29] As Eisler asserted in 1928, "When you are composing and you open the window, remember that the noise of the street is not mere noise, but is made by man. … Choose texts and subjects that concern as many people as possible."[30] The outward focus of the Neue Sachlichkeit helped it militate against the emotional subjectivity of Expressionism, against the latter's obsession with psychic states outwardly expressed, only to point back to the special individualism "inside" the artist. Some factions of the movement were in favor of paring down aesthetic forms in favor of function (see below); some were pro-technology, others technophobes.

Closely tied to Neue Sachlichkeit was Gebrauchsmusik, whose aim, if it can be so singularized, was to democratize music, to wrest it from the hands of elite specialists, to compose it with real audiences in mind, and to educate and widen that audience through new technologies like the cinema, phonograph, and radio. For Hindemith, with whom the term was initially associated, Gebrauchsmusik aimed for a democratic society of musicians in Berlin, something impossible after the events of 1933. To close the breach between ostensibly high forms like opera or concert music and light, popular music, some composers utilized new forms of music and modes of transmission. There were the Zeitoper, short, topical operas which, according to Weill, exposed the "rhythm of our time,"[31] workers' choral music, film scores, radio music, Schuloper, and Laienoper. Normally translated as


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"music for use," Gebrauchsmusik transformed ideas of the "beautiful" and "not beautiful" into questions of "useful and useless," to which Eisler later added that one should ask, "Useful for whom?"[32]

Kurt Weill tackled the two questions simultaneously. Even though Weill is not normally associated with radical critique—many consider his easy wartime assimilation into American culture sufficient evidence against that—he raised pertinent social issues and changed musical theater form, especially by incorporating different musical forms and styles, and in his unconventional instrumentation. Despite his occasional efforts in cinema and his early association with Brecht, however, he remains surprisingly underdiscussed in film and film music circles. It was he, for instance, who developed the notion of gestus that Brecht would borrow, and it was he who, like Raben after him, found in Mahler an important model (specifically for integrating popular folk forms into his music). Weill's career in Germany was well under way in the 1920s, and it flourished until the Nazis seized power, when his music was triply damned, for its purported decadence (e.g., its use of jazz and other "foreign" forms), its unflattering portrayals of contemporary conditions, and, not least, for the Jewishness of its composer.[33]

Weill shared Eisler's concern that "music for the people" not be modeled after the "hit," but he did not share his colleague's disdain for music's association with beauty. Instead, Weill believed that music could be enjoyable and still perform socially critical functions, much as Brecht advocated that pleasure and learning could coexist. One of Weill's clearest articulations of this interest is found in a letter to his sister Ruth, dated 28 January 1920, regarding an unfinished opera based on a one-act play by Ernst Hardt. He writes: "In this work I would want to give—and would want to achieve—only one thing: beauty. In addition to all of the beauty Hardt has already poured into it … it simply has to result in an exuberance of beauty when combined with the music I have in mind; if this succeeded, it could even become a model for an entirely new lyrical musico-dramatic creation."[34] Another passage, written in 1929, defends Gebrauchsmusik's various forms from attacks on the alleged decay and "superficiality" of their "easily-comprehensive melodies," and emphasizes musical "pleasantness": "In the process the observer all too often overlooks that the effect of this music is not catchy, but instead rousing; that the intellectual bearing of this music is thoroughly serious, bitter, accusing, and in the most pleasant cases still ironic."[35]

Weill's interest in beauty and pleasure suggests the flip side of modernist shock, an idea to which I will be returning, and one which ultimately enables Weill to endure as a stronger prototype for Peer Raben and postwar,


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politicized German film music culture in general than Eisler, who seems the more obvious choice.

FILM MUSIC AND SHOCK

There were reasons why film music seemed particularly suited to the task of the technologies of shock and dehabitualized perception. As Eisler put it, "By virtue of its character of immediacy—and music still possesses this character to a greater extent than any other art—it should stress the mediated and alienated elements in the photographed action and the recorded words, thus preventing confusion between reality and reproduction, a confusion that is all the more dangerous because the reproduction appears to be more similar to reality than it ever was."[36]

In this way, it is not insignificant that the considerable musical activity of the Weimar era often intersected with film culture, as with Hindemith's 1921 score for Arnold Franck's Im Kampf mit dem Berg / Battling the Mountain and Eisler's for Kuhle Wampe. A famous example outside of Germany was Eisenstein's celebrated collaboration with Prokofiev, and his theories that put music on par with other film elements. Even the very terms Eisenstein used to discuss cinema relied on music. He argued that music should be used "in contrapuntal style" to visual elements; he valued montage for the "music of its intonation," and wrote "without rhythm, montage would simply be the ‘shapeless’ sum of a succession of ‘facts.’"[37] For him, distance between "intervals"[38] was crucial in creating shock-like violence: "There can be cases where the distance of separation is so wide that it leads to a break—to a collapse of the homogeneous concept of art."[39] Intrigued by Russian musical symbolism, Eisenstein wanted to blend cinematic "dominants" and "overtones and undertones" in ways inspired by Scriabin's "colorised" chromaticism, to produce a unity through synthesis.[40] Cinema's metaphoric adaptation of musical terminology is not restricted to Eisenstein by any means, nor to the 1920s,[41] even though these two art forms enjoyed a particularly intense relationship during the period.

If the proclamations of their own aesthetic principles are any indication, composers of the late 1910s and 1920s seemed fearful of driving away potential audiences, publishers, or sponsors by appearing too modern or shocking. Only the most polemical spoke out. The phenomenon may be partially explained by the populist aims of the Neue Sachlichkeit, whose members, as I have already noted, sometimes rejected modernity outright. Yet even the cautious Schoenberg wrote that he hoped his music "stimulates the brain or spinal cord … in its full severity," a somatic reference to


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stimulus and shock with obvious resonance.[42] In the end, however, it is Hanns Eisler who supplies the most direct articulation of conflict and shock, and does so, significantly, in speaking on film music: "Only by using the element of surprise can the motion picture give everyday life, which it claims to reproduce by virtue of its technique, an appearance of strangeness, and disclose the essential meaning beneath its realistic surface."[43]

His most widely known argument for film music, of course, was to place it in opposition to the image, a "conflict" that provided "commentary" rather than redundancy. The idea carried over into Eisler's overall theory of music, one enriched by Adorno: "Music can only develop in the contradictory relationship of music to society. Whoever does not understand that is a blockhead, no matter how clever he is."[44] Developing this admittedly questionable correspondence between formal aesthetic practice and socioideological opposition, Eisler describes his work for Kuhle Wampe:"Deteriorated houses on the edge of the city, slum district in all its misery and filth. The mood of the image is passive, depressing: it invites melancholy. Counterposed to that is fast-paced, sharp music, a polyphonic prelude, marcato style. The contrast of the music … to the straightforward montage of images creates a shock that, according to the intention, stimulates opposition more than sympathetic sentimentality."[45] His score for Abdul Hamid (Gune, 1935) revealed another kind of opposition: the patriotic "Hymn to the Sultan" appears just as Hamid is beating his own soldiers. Years later, Kluge would deploy the same technique, taking the movement from Haydn's "Kaiserhymn" on which "The Deutschlandlied" was based in the same ironic, antinationalist vein.

Peer Raben's work involves much the same recontextualization of existing music, a term I select over "recycling" because of the frequency with which meanings derail, often humorously, sometimes ominously. Consider Fassbinder's televised series Berlin Alexanderplatz, set in the late 1920s just prior to the Nazi seizure of power. At the end of the fourteen-hour film (of which eight were fully scored—an unusually high ratio), we hear "The Internationale," the workers' anthem by Eugène Pottier, which then fades into the Nazis' beloved "Horst Wessel Lied" (1933), subtly but ominously clinching Franz Biberkopf's future with the party. It is interesting to compare this with the song used at the beginning of the film and of each installment (it also appears diegetically whenever Franz plays it on his phonograph). It is "Liebe kleine Nachtigall" (Sweet Little Nightingale), performed by the Jewish singer Richard Tauber.(Tauber left Germany in 1933 for Austria, which he subsequently fled in 1938.)[46] By inaugurating the series with a popular song sung by a popular Jewish singer and by closing on the "Horst


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Wessel Lied," Raben creates a musical bookend that mimics the political, social, and personal shifts undergone by Franz Biberkopf in the story.[47]

Nazi songs do not occur all at once at the end of the film, however."Die Wacht am Rhein," for example, is played throughout.[48] Based on a patriotic poem from the mid-nineteenth century that recounts the threat of invasion to territories near the Rhein,[49] the song had nationalistic and military connotations long before its association with the Nazi regime, much like the history of the "Deutschlandlied" (see Introduction, n.15). Reviving these pieces of music helped perpetuate the fantasy of historical continuity, offering a phantasmatic rationale for Germans to be military and vigilant. Raben would continue to subject them to assault, even in lesser-known work like Bismarck, a 1990 telefilm loaded with nationalist and militaristic war-horses that resonated deeply with domestic audiences. Bombastic though they may be, Raben orchestrates them in such a way as to generate the impression of their being fatigued, worn-out. Eisler's advocacy of what he called the "clichéd" use of "standardized" music in films is relevant here: through overuse, pieces can be bereaved of their initial spellbinding properties. Finding a "certain charm" in Disney's "Pluto galloping over the ice to the ride of the Walkyries," Eisler cites an example that deprives Wagner's music of any claim to auratic uniqueness.[50]

Some of Eisler's other ideas also seem a good match for Raben's. Both advocate an antinaturalist use of music; both champion unexpected soundimage pairings by matching pitch relations to screams, sirens, and other noises; both value segmentation and interruption over continuity and development. Each of them prefers fragmentation to the rich, complicitous identifications of classical filmmaking practice. Both, in short, value shock over seduction. Examples proliferate throughout Raben's work, but a striking one occurs in his use of Mahler's Eighth Symphony at the beginning of Chinese Roulette.

The film opens with alternating shots of the mother and daughter. Carefully framed in separate rooms, the characters are inert and wordless (the mother simply mutters an ambiguous "schön" when she finally reaches her daughter). These are ice-cold tableaux, acoustically overwhelmed by the impassioned aria of a male vocalist with chorus from the Eighth Symphony. That voice, along with the odd reverie of mother and daughter, is abruptly silenced once the father opens the door and enters the house, as if walking into a woman's film. Yet the paternal term has not interrupted anything at all—this is not an enactment of the Lacanian nom du père halting imaginary bliss between child and mother. For the film goes on to detail one of the most hateful mother-daughter relationships imaginable.


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figure

Angela, the daughter, at the opening of Fassbinder's antimaternal melodrama, Chinese Roulette

Chinese Roulette thus appears to set the stage for a maternal melodrama but undercuts it in different ways. The text of Mahler's Eighth Symphony, for instance, is based on Goethe's Faust, probably the most famous narrative of a man making a pact with the devil (not by chance are Fassbinder's characters named Gabriel, Christ, and Angela). Second, the lush symphonic accompaniment of the soloist and children's choir of "angels" stand in sharp contrast to the staged stillness of the two female characters. In spite of the brevity of the quote (a couple of minutes), it thus illustrates Eisler's dictate that film music function as "movement as a contrast to rest."[51] The original music that Raben composed for the film produces the same effect with punning literalness. Using ballet, waltz, and other dance forms, it provides an ironic juxtaposition to the fact that Angela cannot even walk without crutches or braces.

Sound and music destabilize the ending of Chinese Roulette as well. As I described in the Introduction, we hear portions of a requiem mass, after an offscreen gunshot, out of sequence. We don't know who has been shot—the event presumably follows Traunitz's having been wounded—but we do know that Fassbinder believed Chinese Roulette gave his sharpest indictment of marriage. Musically, all is fraudulent; there is no redemption or even grief here. By resequencing and fragmenting the mass, Raben shows that music is not commensurate with the feelings typically associated with it. In other words, grief and mourning are not coterminous with traditional liturgical forms, nor do they proceed from them.


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figure

Ariane, the mother in Chinese Roulette

Here it is worth exploring other examples of the seemingly modernist violence of Raben's use and advocacy of "Musik-Shock." Whether Raben selected preexisting music or composed new material for Fassbinder's films, the connection of that music to the diegetic period is disjunctive, undercutting as much as establishing setting, as Chinese Roulette demonstrates. Describing his work for Fassbinder's war trilogy, Raben states: "With each one, my music referred to the appropriate period. In Lili Marleen, it relied heavily on Wagner and Bruckner, judged favourably by the Nazis. In Lola, it was music of the early 50s, influenced by Glenn Miller or Mantovani and therefore with a large orchestra in these styles. For Veronika Voss, you find an American influence of country music, barely sketched out, to be sure, but there to suggest the origin of the drug given to Veronika by her doctor."[52]

Violence prevails in the often-overwhelming silence of many of Raben's scores, especially for Fassbinder's early work. There were pragmatic reasons for this—at the beginning, Fassbinder and Raben were unable to afford rights to music they wanted to include—and historical explanations as well. In a 1998 interview, Raben reminded me of the Young German Cinema's early polemics against cinematic artifice and the aspersion it cast upon indulgences like nondiegetic music.[53] He noted the cleverness of Straub and Huillet, who preempted criticism by claiming their films were actually documentaries of "workers working"—the workers simply happened to be musicians. Economic factors dictated the shape of soundtracks:


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rights were costly to obtain, original music was expensive to record, etc. As the international success of the movement grew (and as coproductions became more common), larger budgets became available for star directors like Fassbinder. It is therefore not incidental that middle and later productions like Berlin Alexanderplatz and Chinese Roulette have intricate, multisourced scores and that the soundtracks of Wim Wenders and Jürgen Kneiper, always known for their sophistication, similarly grew more layered as different world music increasingly informed the directors' work. (Indeed, Wenders's image as film Autor has grown virtually indistinguishable from that of colonial discoverer of foreign, regional musicians in films like Lisbon Story (1994) and his 1999 hit, The Buena Vista Social Club.)

Fassbinder's early films featured what might be called stylized dialogue that functioned as music.[54] The near-absence of music suggests the influence of prevailing aesthetic dictates of the time. Yet since we have seen how the almost restive absence of music overturns convention within Fassbinder's early melodramatic output, I hesitate to reduce these scores to so much trend-following. As Norbert Jürgen Schneider observes about Fassbinder's work more generally, silence frequently takes over, even having the last word in the soundtrack.[55] And silence can say a lot."Silence is never a neutral emptiness," Michel Chion writes, "It is the negative of sound we've heard before or imagined; it is the product of contrast."[56] And silence can point to what should be there.

Peer Raben's dense score for Berlin Alexanderplatz reaches a pinnacle in the fourth chapter, in which Franz Biberkopf almost drinks himself to death. This chapter features the barest of narrative movement, and music interrupts what little diegetic action there is. It certainly takes over the linguistic and symbolic interactions eluding Biberkopf at this point (not for nothing is the section named "A Handful of People in the Depths of Silence"). As Biberkopf nearly suicides in a run-down room, we hear only ghostly sounds and voices that reprise earlier dialogue or sing parts from a requiem or sections of Mahler's ubiquitous Eighth Symphony.

The score parallels Biberkopf's passivity as he undergoes one of his several redemptions and rebirths throughout the film. At the same time, the sounds of this chapter partake of a quietly insistent delirium, with female voices coming and going, producing eerie, ethereal "ohhhs" and "ahhhhs."[57] As for Mahler's Symphony, it is important to recall that the piece not only deals with a pact with the devil—a pact Franz will seal on several occasions—but that it incorporates themes of redemption (Läuterung) crucial to Berlin Alexanderplatz. In the film's famous epilogue, Franz undergoes another hallucinatory experience, a "dream" in which all of the previous characters appear, with their accumulated, entangled motifs. Interwoven


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among them are a variety of existing musical pieces Fassbinder considered religious (apparently Raben had to convince the director that Kraftwerk's "Radio Activität" was not religious music). As in the alcoholic fourth chapter, the epilogue features a dizzying variety of musical styles and themes, sounds, noises, and snippets of previous dialogue that accompany the character as he undergoes another death and rebirth—hence the appropriateness of a religious form like the requiem mass.

Christian Thomsen once observed that the characters of Berlin Alexanderplatz, who are themselves split, exist inside one another.[58] The idea is reinforced musically in the phantasmagoric final sequence and in the film as a whole. Norbert Jürgen Schneider discusses this in terms of the character-centeredness of Raben's score:

[E]ach person has his/her theme, his/her leitmotif. Obviously, this method has been obsolete since Carl Maria von Weber. But in the totality of Fassbinder's style, it still works. It helps with the complex story, creating order and an overview [übersicht] upon first hearing it.[It is] grandiose when, for example, Mieze first appears with a piece of music [a familiar children's lullaby] that tells everyone immediately that this girl is innocent and pure.[As] Peer Raben [puts it]: "with the character the music also enters as his/her musical portrait."[59]

As Schneider notes, Raben's decision to use traditional thematic scoring and his use of character leitmotifs is unusual, even "obsolete." But as he also says, the sheer length and complexity of the story make it a reasonable decision. Because Berlin Alexanderplatz lasts over fourteen hours and first aired in installments on German television, Raben had to ensure that audiences would recall as much as possible of previous installments—events, characters, relationships. Clarity was critical, and Raben knew that leitmotifs offered a way to provide it in an otherwise dense, collagistic text. This is not to say that his thematic scoring was conventional, however. In the famous sequence in which Reinhold murders Mieze, Biberkopf's lover, in the woods, Schneider identifies Biberkopf's motif, thereby holding Biberkopf at least partially responsible for her death, even though only Mieze and Reinhold are present.(Given what has transpired in the plot, this is not an unreasonable reading; flashbacks that repeatedly show Biberkopf killing Lina make clear his murderous potential.) Yet, as Raben himself noted, all of the film's major characters are musically "present" in the woods, just as every character plays a part in Reinhold's violence against Mieze: Meck arranged the deadly rendezvous; Eva had prevailed upon Franz for Mieze to remain a prostitute; landlady Frau Bast interfered with her eavesdropping and gossip.


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Returning to Christian Thomsen's observation that Berlin's characters reside "inside one another," let us consider their actual musical motives. Franz Biberkopf is represented by the most frequently heard theme, dominating the soundtrack as much as he dominates the story and mise-en-scène (few scenes do not include him). But Franz has a second theme too, one introduced just over an hour into the first installment, "The Punishment Begins." Played by a flute, we first hear it when he and Lina are in bed where he pledges, with her as his "witness," to "take an oath" to "stay honest" and "conform to society." This secondary oath motif is repeated frequently throughout the rest of the film. That two themes are tied to Biberkopf reveals how even a single character gets "placed inside another," with an acoustically split identity, as many have argued about the themes and visuals of Fassbinder's work thematically and visually. Both of Biberkopf's themes are characterized by a steplike motion followed by a leap.(The principal theme features a major second step upwards and then back down, followed by a minor seventh leap upwards; his second, oath theme has a minor second step downwards and then back up, followed by a minor sixth upwards.)

The motifs of other characters are structurally related as well—indeed, they are entwined with Franz's. Meck's and Reinhold's are both modifications of Biberkopf's, asserting not only their erotic, criminal, and social interconnectedness, but the structuring centrality of Biberkopf to the film as a whole. Meck's theme begins with the leap of a minor sixth followed by steplike descents ending in a minor second that go down and then back up in a sort of inversion of Franz's main theme. Reinhold's resembles Franz's even more closely, a fact that underscores the importance of their relationship to the narrative as well as the "inside-one-another-ness" of their identities and desires. It begins with a major second, moving upwards and then back down, followed by a minor third leap upwards, followed by a leap upwards of a perfect fifth. It is like Franz's theme but compressed, the first four notes showing the same motion as Franz's. Other characters are likewise represented as musical variations of Biberkopf: Eva's theme, a sort of waltz, begins with a leap downwards of a major sixth, which is repeated and then followed by a neighboring motion, down then back up, of a second. A major second neighboring motion (upward then back down) musically depicts Mieze, followed by a downward leap of a minor fifth. Meize is also accompanied by a constant stream of lullabies and children's songs to the point of campiness, as when she is first introduced, bathed in very diffuse light, wearing a girlish white dress and hair ribbon. Franz's acoustic domination of the film does not, however, convey a sense of control or power, but rather shows the extent to which fragmentation and splintering shape his body, his subjectivity, and the film more generally.


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How does Raben's decision to deploy motivic composition in Berlin convey a modernist sensibility? In one sense, it follows the aims of neoclassicists of the 1920s insofar as it revisits earlier, traditional compositional styles and techniques, like thematic scoring, to modify them. It doesn't overlook musical predecessors, Nazified or not, preferring instead to rework them. Raben also does this in his score for Werner Schroeter's Tag der Idioten / Day of the Idiots (1981), a film that could be called a latter-day example of the Zeitoper advocated by musical modernists in the 1920s.(The film takes place in a contemporary psychiatric institution, and we follow protagonist Carole Bouquet's arrival and departure there.) Additionally, Hanns Eisler's remark that "well-arranged noise strips might in many cases be preferable to music"[60] aptly describes the amplified typewriters that interrupt Maria Braun periodically. This sound, which critics have understandably mislabeled as that of jackhammers or machine guns, draws equivalencies between war's destructive machinery and that of the postwar capitalist "miracle." For Roger Hillman, for instance, it functions as a motivic theme set in motion by the bombs and sirens of the film's opening, which is framed by the radio transmission of the 1954 German World Cup victory over Hungary blared at the end: "That's it! That's it! The game is over! Germany is world champion! [Deutschland ist Weltmeister!]," cries sportscaster Herbert Zimmerman.[61]Maria Braun trumps up its acoustic explosion of private and public domains with markers of German pride and aggression, moving seamlessly from Beethoven to postwar soccer. Political reference points are made through a number of striking visual details: Hitler's portrait fills and then tumbles out of the film's opening frames; at the end of the film we see negatives of a series of portraits of Germany's postwar chancellors—all except for the less conservative Willy Brandt. Here it is worth recalling the "interpenetration" of public military announcements into ostensibly private spaces in Sanders-Brahms's/Knieper's Germany, Pale Mother. What distinguishes Kneiper's and Raben's treatment of "noise strips" from Eisler's, however, is that Eisler—who preferred the recording of a storm over the musical suggestion of one—revels in the creative potential of technology, whereas Raben and Knieper foreground its destructiveness.[62]

And so the productive shocks and physical violence so cherished by musical modernists before and between the World Wars are turned inward in postwar film. Raben takes conventional form and technique to undo them from the inside out. Recordings are smashed or badly performed, pieces altered or damaged, as he wages violence against Europe's canonic repertoire. Examples range from his dizzying variations on Vivaldi's Violin Concerto in A Minor that constitute part of the Lola"Concerto" to the barely audible, scratchy recording of Beethoven's Ninth Symphony at the beginning


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of Maria Braun. Regarding the latter, it is worth noting how critics have associated violence with Beethoven's famous symphony, formally (see McClary),[63] historically (Beethoven's work was the first that the Nazis officially placed off limits for Jewish performers), or both (the still-fetishized "Ludwig van" that accompanies Alex's violent sprees in Kubrick's A Clockwork Orange[1971]). Brecht, who disliked Beethoven, quipped that "his music always reminds one of paintings of battles."[64]

Raben is the first to acknowledge the direct relationship music can have to physical or political violence. In Lili Marleen, Nazi officials actually torture Willie's Jewish lover by repeatedly playing a scratched, skipping recording of "Lili Marleen," the song incessantly performed by and equated with his Aryan girlfriend. The beginning of Martha, in which Martha's sadistic lover pursues her after her father's death, recalls the opening act of Don Giovanni. Martha, moreover, adores Donizetti's Lucia di Lammermoor, an operatic tale of forced marriage that also comments—painfully—on her own circumstances. But Martha's husband forbids her to play it, and she soon finds the record, like her adopted cat, destroyed (curiously, the piece is a favorite of the equally unhappily married Emma Bovary). As I argued in chapter One, the record-smashing scene in Merchant of Four Seasons is even more violent since Hans, who has identified with "Buona Notte Bambino," breaks it himself, acoustically rehearsing the suicide he will soon perform at the drinking table. Alexander Kluge, as we shall see in the next section, also recognizes music's role in larger cultural/emotional/physical violence. His distrust of nineteenth-century tragic opera is strong, and in identifying the opera house as a bombastic "power plant of emotions," he criticizes its institutionalization of music and the human feelings it feeds upon. Like Benjamin before him, Kluge prefers smaller stories and feelings, ones that get left behind—not unlike the debris produced by war, political censure, or indifference. It is instructive to compare his approach to decay and ruins to that of Eisler, who instead urged composers "to check the decay of music … to find a new technique, a new style and thus a new circle of listeners."[65] Kluge and Fassbinder/Raben (as well as the queer, camp filmmakers after them), by contrast, considered these fragments of decay and negativity crucial precisely to allow new "circles of listeners" to emerge.

POSTMODERN DEPARTURES:
RATIONALISM, VIOLENCE, AND BODIES

Thus, despite the references to modernist concepts such as shock and violence, and despite the similarities to earlier composers such as Eisler (a


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canonical figure to any German film composer), Raben and his colleagues leave the impression that these references provided cultural practices to be reworked rather than retrieved. Whereas Eisler wrote that "motionpicture music should not become the tool of pseudo-individualization,"[66] Raben, by contrast, loads his score for Lola full of what he calls "bad popular songs" of the 1950s, such as "Capri Fischer" and "Am Tag, als der Regen Kam" (Becaud/Delanoe), precisely to accentuate the "pseudoindividuality" of the film's characters, the corrupt managers and beneficiaries of postwar Germany's economic miracle.

More telling than this contrast of Eisler and Raben, however, is Raben's own account of the New German Cinema's beginnings. He wrote that German film composers at the time "had no rules, examples, models."[67] They couldn't turn to Hollywood. The symphonic orchestras that Hollywood studio composers like Max Steiner enjoyed had never been a routine feature in German film production, and few individuals enjoyed the kind of profiles that Steiner, Korngold, Waxman, and others had in the States. Though a pragmatic observation, especially given the differences in industrial and funding structures of German and U.S. filmmaking, Raben's comment also stands as an Oedipal, aesthetic, and ideological rejection of German musical forebears like Eisler. While generally subscribing to Eisler's basic position that film music needn't match the image or the historical/ geographical setting of the film's diegesis, Raben found his notion of music-image "opposition" too "flat, too heavy-handed." Like Fassbinder's well-known criticism of Brecht for the latter's purported disregard of emotional response and identification,[68] Raben finds Eisler's aesthetics of contradiction "too active, rational, and unfeeling."[69] Raben's work bears this out because, for all its shocks, it is compellingly beautiful music.

Eisler once wrote that music was "par excellence the medium in which irrationality can be practiced rationally."[70] Sounding much like Kracauer on the mass ornament, he wrote, "Today, indolence is not so much overcome as it is managed and enhanced scientifically. Such a rationally planned irrationality is the very essence of the amusement industry in all its branches. Music perfectly fits the pattern."[71] Interestingly, this critique, made in Composing for the Films, is contradicted by the text's repeated call for an "objective" use of film music. Thus, in spite of Eisler's steadfast critique of music's rationalization, commodification, and overall function under capitalism, one nonetheless detects a certain faith—one marked by the modernist heritage from which he emerged—in a similar form of rationalization.

I don't want to use Eisler too metonymically here, to have him signal every attitude of every cultural modernist in Germany during the 1920s. Nor do I


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wish to minimize the ideological differences among these figures, coming as they did from left and right extremes of the political spectrum—or from purportedly apolitical centrist positions—and expressing mixed enthusiasm for things modern. Eisler's endorsement of Gebrauchsmusik,[72] for example, was highly qualified, even ambivalent, although, like most of its leaders, he consistently argued against the capitalist division that "has led to a peculiar division between specialist and amateur in art. That indicates the difficulty of talking scientifically about music. If we want to discuss art in such a way that we not only describe it, but also obtain practical and useful results then it is essential to introduce scientific methods, not only into the production of art, but also into the conception of art."[73] Yet it is precisely this faith, however qualified, in technology, science, and rationalism (shared to varying degrees by Brecht and Eisenstein and rejected by surrealists and dadaists)[74] that gets twisted into unrecognizable shape by Raben/Fassbinder, Knieper/Sanders-Brahms, Kluge, and other members of the New German Cinema.

For someone eager to "check the decay" of musical trends, it is more than a little curious that Eisler selects the metaphor of disease to make the point. Arguing that diseases were once perceived as "matters of chance," misfortune, or demonic possession, he writes that science now acknowledges their basis in germs and since diseases are often a consequence of poor economic conditions, the latter are therefore also "changeable, curable"—not fated."If we modern composers," he goes on to say, "were able to apply some of this objectivity, common sense and knowledge to our own field, we would be more successful."[75] Eisler's desire for healthy social, somatic, and musical conditions is very different from Santner's concept of homeopathic healing, in which decay, disease, and alterity are not projected outward, but taken in.

This is not to say that Eisler's confidence in science and technology was boundless. Many of his writings blast the failure of technology to widen music listenership or to advance proletarian music. He argues, for instance, that "the tempo and rhythm of [contemporary factory workers'] work is dictated by their machines and not by the workers themselves," as opposed to the "Song of the Volga Boatmen," which, he enthuses, moves with the rhythms of the men's labor.[76] Nevertheless, it is clear that Eisler's rhetorical turns to science, technology, and objective presentation are meant to preserve categories of the Expert and the Artist against which are juxtaposed the Amateurs and the Music Lovers, whom Eisler repeatedly laments are taking over. But contradictions punctuate his work. For example, although he rallied vigorously against Hollywood cinema, Eisler reserved a certain optimism about the cinema as a populist art form, and maintained this position even after the war. As he wrote in the late 1940s,


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film's "sensationalism" and nonbourgeois progenitors like "dime novels" and fairgrounds enabled it "to gain access to collective energies that are inaccessible to sophisticated literature and painting." In the end, however, the kind of music he believes taps such vibrant collectivity is far from populist. "Traditional music," he goes on to say, cannot "reach" this perspective; "modern music," by contrast, "is suitable to it." For instance, the "traditional music" he felt Steiner composed for King Kong failed to achieve what the "shocks of modern music" could have.[77]

Given these differences, one might position Fassbinder and Raben as textbook illustrations of postmodernism's rejection of some of (German) modernism's indenture to reason, truth, science, and rationalization. For, contrary to their predecessors, they stressed the unexpectedness of audience response and sought playfulness over scientifically derived effects. For Raben and Fassbinder, shock was no longer a calculable or predictable effect, something objectively manufactured or democratically aimed. Instead, it was sporadic, subjective, and chaotic—if no less violent. This shift to what Raben calls the "unexpected" is, I believe, still constitutive of a utopian sensibility. And if the hopes that were raised seemed lower than those of the political modernists before them, that made the impulse behind them all the more crucial.

Other conceptual differences separate Raben and Eisler's enthusiasm for shock in film music. According to Eisler, early film music tried to "help the spectator absorb the shock" of seeing lifelike images lacking sound, a familiar enough remark for film music historians.[78](Perhaps the idea is equally appropriate for a postwar cinematic movement enmeshed with its own ghosts.) Before the war, the idea of adapting to shock was critical. Benjamin famously claimed that cinema and other new technologies offered a training ground for the body to adapt to the shocks of modernity. Overall, however, modernist shock was not something that jolted, moved, or changed the body so much as something that was adopted or integrated into it, like so many homeopathic pills.

THERAPEUTIC SHOCKS AND PILLS, OR MODERNIST
AND POSTMODERNIST DIVIDES

Postmodernity is modernity without the hopes and dreams that made modernity bearable.

DICK HEBDIGE


As I argued in the previous chapter, Santner's homeopathic-derived model of dealing with the past offers an alternative to the concepts of Vergangenheitsbewältigung


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and Trauerarbeit. His study leaves us to ponder a number of questions: Who takes the homeopathic pills? What is the loss Germans mourn? How is this collective Germanness constituted? What relationships connect psychic and subjective mourning with socio-political, collective mourning? While Santner observes that successful mourning is contingent upon a socially supportive space in which "mourning play" may be conducted, somewhat less clear is how various groups obtain access to these public spaces. How does Trauerarbeit differ for Jews, for instance, for people of various sexualities, and for nationally, ethnically, and generationally differentiated groups, in an equally differentiated "Germany"?

Like Santner's Stranded Objects, Allen Weiss's study of the Swiss art brut movement, whose tortured, traumatized, disfigured bodies appear to convey the unsettled physicality of modern subjectivity, turns to medical treatment as an exegetic source. Weiss admires Francis Bacon, for instance, for having initiated "a realism of deformation, opposed to the idealism of transformation."[79] Such a materialized realism might be exemplified in Franz Biberkopf. Berlin Alexanderplatz likens Biberkopf to every beast imaginable, and in the last chapter, it actually depicts him strung up in an abattoir, and his subsequent "transformation" emerges only after his rebirth as a petit-bourgeois Nazi supporter at the film's conclusion. Weiss's study pushes another connection between bodies and shock when he mentions, "without further comment," the psychiatric "treatments" purportedly developed during the Nazi era, in Axis countries. Electroshock therapy, which "creat[es] violent convulsions of the body, was developed in Rome in 1938; insulin shock therapy, which puts the body in a comatose state, was developed in Vienna in 1933."[80]

I am less interested in Weiss's historical errors[81] than in his desire to equate abusive physical shocks with abusive political regimes. He infers an unmediated commensurability between bodies, technologies, and political epochs that is problematic on a number of levels. Can the shocks and jolts of modernity be captured or conveyed by contemporary cinematic form, or by later film movements like the New German Cinema? Can social/ representational shocks be directly absorbed by spectators? Such correlations place perception, cinema, and body into impossibly neat, unified equivalences. Even Benjamin succumbs to the temptation when he writes that "the shock experience which the passer-by has in the crowd corresponds to what the worker ‘experiences’ at his machine."

Critics frequently assume that people must be fundamentally passive in order to receive these modernist shocks. In the same essay, Benjamin describes Poe's urban pedestrians: "Their behavior is a reaction to shocks. If jostled, they bow profusely to the jostlers."[82] Thus in spite of its constantly


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asserted productivity by artists and intellectuals, modernist shock is simultaneously constituted as a threat of too much production, of excessive energy and stimulation—an out-of-control production that the hapless modernist subject has to confront and endure.(Not incidentally, those excesses are marked by racial, sexual, and gender differences, as Andreas Huyssen and Peter Wollen observe in their analyses of Metropolis[Lang, 1926], a film that clearly articulates an anxiety of technologically induced excess through white heterosexual women's bodies—much as Fassbinder would do in Lili Marleen.)[83]

By stressing the absorption of shock, previous modernist discourse had established imaginary bonds between the human body and external stimuli, be this the cinema or a vaguer notion of "the modern experience," in order to habituate the former to the latter, to train and regulate it at the same time that the body was believed to be inoculated against that very externality. Absorbing the shock meant absorbing the lesson. Althusserian structuralism could do no better. Neither could Eisenstein, whose "Montage of Attractions" essay, over thirty years before William Castle's The Tingler hit U.S. theatres in 1959, advocated rigging electrical currents in the seats of designated theatre chairs. Shock has always been grounded in physicality, from its first usage in agricultural measurement and military operations to its more contemporary usage (as with trauma, discussed in the following chapter). Critics retain the physical side of shock while asserting that it prompts new forms of knowledge or perception. The New German Cinema upheld this belief in knowledge's physicality with surprising insistence. Kluge offers an especially literal exemplification in The Patriot. Among many examples from the film is its narration by a talking knee which, we learn, is all that remains of a German soldier killed at Stalingrad, "remains" that stubbornly insist on their historical significance. But even though the New German Cinema was littered with splintered, seemingly modernist, "shell-shocked" bodies, the matter of absorption and of shock's forced integration into the body was constructed differently than in interwar modernism.

For shock retains the threat of what can't be absorbed, of what can only be repeated, recontextualized, or repulsed. Thus in contrast to the internalized shock treatments espoused by Benjamin, Eisler, and others, Kluge and Fassbinder/Raben stress shocks that the postwar body cannot absorb. This is evident in what the body cannot take, as with the death of Hans in The Merchant of Four Seasons or of Fox in Fox and His Friends, or Fassbinder's countless other depictions of drug or alcohol abuse—bodies that have literally absorbed too much. Mendelssohn's torture scene in Lili Marleen, in which the song plays repeatedly in his tiny cell, reveals a strategy of physical


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figure

Tiny torture chambers in Fassbinder's Lili Marleen

overdose imposed by the Nazis. Fassbinder reprises the theme in Veronika Voss, when the evil doctor gives U.S.-supplied drugs to Veronika Voss, who at the end of the film is left to overdose in a small, locked room over Easter weekend.

Without a doubt, shock affects, transforms, and deforms bodies in Fassbinder's films, with the one-armed Franz Biberkopf remaining a particularly striking example. Yet nowhere is there a sense that these bodies are capable of absorbing the shock. No myth of buffering, protection, or internalization is in operation. In a sense, these postwar films suggest that bodies cannot refuse shock any more than they can take it. And if shocks like Raben's still offer enlightenment in unexpected places, it is nonetheless worth recalling the extent to which shock and trauma also create disempowered, victimized subjects.

Another example from Lili Marleen demonstrates that postwar shock, in contrast to modernist shock, depends on the body's alienation from the people and contexts to which it is juxtaposed. During Willie's first performance of the song with which she is associated, a brawl erupts in a small cabaret, whose male patrons make crass remarks about her voice. In her first sponsored performance for the Nazi party, Willie wears a colorful blue dress that exposes her throat and chest, and leaves her arms free to gesticulate and add other emphatic weight to the song. This freedom and energy diminish with each repetition of the endlessly performed song, and by the


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figure

… and in Veronika Voss before her overdose

final number, Willie, bound in a tight, metallic dress, seems less alive than mummified. The shimmery armor of her gown, in which she can barely move, suggests that a lifeless artifice has overtaken the affect of the tired, romantic song. Willie's connection to shock and death is rendered all the more explicit through Fassbinder's clever, disturbing intercutting of her performance with the song's "simultaneous" broadcast on the battlefield. Believing that the song emerges from a fellow German camp, the soldiers (led by Taschner, Willie's friend and former accompanist) forge on, only to be gunned down by Russian troops. The sequence offers a quite literal conflation of woman and music into a "bombshell" siren, a shock generated by an unwilling body that lures men to their deaths. Here one might say that the song achieves on a mass scale what it had attempted individually when Robert Mendelssohn was being tortured.

Just as these recent shocks deaden bodies, nothing guarantees that they will generate productive or desirable results. Given the fundamental alienation of the body from any unifying contexts, shock can be said to affect it but does not buffer or inoculate it from externality. Recent film-shocks thus work to operate on the principle of isolation and emptiness, not protection or assimilation. Such a conception contrasts dramatically with the synergistic assumptions of modernist textuality, where dialectical montage added up to more than the sum of its parts, yielding ideological, epistemological, and political gain. Such gains were crucial to many branches of


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figure

From giddy chanteuse to glitzy mummy: Hannah Schygulla's performances at the beginning of Lili Marleen. Courtesy of the Kobal Collection.

modernism that, like the socio-economic and technological aims of modernity itself, tended to value progress and productivity. In other words, New German cinematic absence and "the subtractive" govern what had once been a productivity constituted around additive assumptions (assemblage, montage, collage). Consider the deserted, cavernous spaces of Daniel Schmid's Schatten des Engels / Shadow of Angels (1975) and Hors Saison or the constant fades to white in Fassbinder adaptations like Effi Briest and Querelle (1982). As Alexander Kluge put it in a discussion of The Patriot,"The after image is what matters. Before it, something has been emptied out, and after it there is an image that does not belong. I call that the subversive work of the cinema."[84] And from Jean-Marie Straub, from a 1972 interview on the release of Geschichtsunterricht / History Lessons:"I think the deception comes about when one gives people the impression
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figure

… and at the end. Courtesy of Bayerischer Rundfunk/RGA.

that something always happens when the film is running, something they call ‘action.’ It's not true; when a film that doesn't rest on deception is running, nothing is happening, absolutely nothing. Whatever happens, only happens in the spectator."[85] The after-effects of modernity and the war, along with their "shocks," take form as blanks, afterimages, leftovers, and negation in the postwar German cinema.

In postwar "modernism," the formal mechanisms that once seemed to be the very guarantors of political effects become emptied debris. Compare the following passages from Adorno. The first is a 1928 review of


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Weill/Brecht/Hauptmann's The Three Penny Opera, and the second is a postwar reflection on the transformative potential of modernist montage, published posthumously in 1970:

How distant I at first feel from music that does not draw any consequences from the current state of musical material, but rather seeks its effects by transforming old, atrophied material: Weill achieves this effect with such force and originality that, faced with the fact, the objection pales. In Weill there is a regression, one which exposes the demonic traits of dead music and uses them.(1928)[86]

The idea of montage and that of technological construction are intimately bound up with each other. Together they are becoming increasingly incompatible with the notion of radically elaborated art with which they used to be identical. The principle of montage was supposed to shock people into realizing just how dubious any organic unity was. Now that the shock has lost its punch … the interest in montage has therefore been neutralized; more and more, it becomes a historical and cultural concern.(1970)[87]

Modernism's novelty and oppositional edge, along with strategies like montage, diminished as they were brought into art history books, museums, and a variety of aesthetic canons. As Fredric Jameson argued in the influential anthology Aesthetics and Politics, the practices and analyses of political modernists no longer held sway. The "culture industry," he argued, had become so massified that it made "an unpropitious climate for any of the older, simpler forms of oppositional art [proposed by Lukács, Brecht, Benjamin, or Bloch]. The system has a power to co-opt and to defuse even the most potentially dangerous forms of political art by transforming them into cultural commodities (witness, if further proof be needed, the grisly example of the burgeoning Brecht-Industry itself!)."[88] Against this seemingly totalizing, self-reproducing machine, Jameson called for a "new realism" built out of the awareness that modernism's emphasis on fragmentation/opposition/estrangement itself needed to be estranged, and "corrected by a more totalizing way of viewing phenomena."[89] Although Kluge had also called for a new form of realism to counter the totalizing effects of aesthetics under capitalism, it was his, Fassbinder's, and Raben's refusal of totalities that enabled them to find goal-less, productive play in the debris of modernism—as well as in the weightier ruins of National Socialism and the Shoah.

In a recent essay, Patrice Petro argues that the banality and boredom evident in the photographer Brassai's images of Paris in the late 1920s and early 1930s are a fundamental feature of the "provocative," sexualized images of modernity in his work. Petro compares Brassai's work with a 1980s


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Rolling Stone photographic spread of Madonna. Maintaining that boredom is the necessary complement to modernist notions of shock, Petro argues that Madonna's portraits are composed in a banal attempt to shock. In other words, Petro suggests that while modernity may have been more invested in the depiction of boredom, as in, for instance, Chaplin's Modern Times (1936), postmodernity produces boredom as an effect.[90] The fatigue and waning highlighted in analyses like those outlined above call to mind Raben's early work for Fassbinder in films whose themes, acting, and visual styles were all organized around banality and bleakness. The same sense infiltrates their scores, whose hollowness has already been commented upon. Such strategies are in Petro's terminology a constituent part of "after/shock," the shadow side of modernity's "restless search for novelty," a result of the overstimulation, indifferentiation, commodification, banalization, and institutionalization of "the new" that, as she rightfully insists, define modernist and postmodernist cultures alike. To her analysis I would add that because the New German Cinema participated in both a postwar era of "modernist European filmmaking" and a postmodernist era more generally, additional weight should be placed on the temporal implications of the term "post modernism." Moreover, and as critics like Saul Friedlander, Dominick LaCapra, and Eric Santner have stressed, its post-Holocaust provenance imparts a critical interpretive edge as well. Emerging from a ravaged Europe, West German film was marked with a particular (massively delayed) "aftershock," which included changing notions of nation and nationhood, dealing with the United States as both physical occupier and cultural colonizer, and dealing with changing, expanding patterns of global capitalism.

Superficially, the negativity of Fassbinder's films seems linked to their overriding pessimism. But as I noted in the preceding chapter, scholars have aligned this negativity with a utopian impulse. Kaja Silverman's thesis on the masochistic ecstasy that emerges from repudiating phallic identity remains one of the most daring articulations of this utopia, but she is by no means alone in its assertion. Elsaesser's recent work on sexuality in Fassbinder makes similar gestures, and before them, Peter Ruppert had examined Fassbinder's negatively constructed utopias. Fassbinder himself helped set these kinds of claims into motion, remarking—not unlike Brecht and Sirk had—that the unhappiest film endings are the most utopian in drawing our attention to how they could and need to be changed. Peer Raben likewise has drawn focused, explicit links between utopia and shock via music, and even Eisler's cynicism about music, banality, and duping reveals a prescience regarding its utopian potential: "Of all the arts," Eisler writes, "music is the most distant from the world of practical


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things and so it is most prone to be used as a sort of narcotic. It is said to arouse the emotions, though how this happens was never quite clear. In any case it appears to be the abstract opposite of emptiness and monotony in everyday life. The greater the emptiness and monotony, the sweeter the music."[91]

Postwar critical theorists frequently seem nostalgic for unrealized promises of prewar, political modernism and its supporting technologies. This can be seen with Adorno and Eisler. Eisler: "How poor we musicians have become, if we look back at [the] prehistory of music. … What power music had. Just think of the trumpets of Jericho, of Orpheus, of Odysseus and the Sirens."[92] Now, while Kluge and several other members of the New German Cinema have been accused of the "leftwing melancholy" Benjamin once described, one would be hard-pressed to identify this as nostalgic melancholy. Films like Der Angriff der Gegenwart auf die übrige Zeit / The Blind Director (1985), Kluge's last major film before moving into television and new media on what appears to be a permanent basis, are best described as heavily ironic, bittersweet adieux.

In an influential essay, Thomas Elsaesser once argued that with Fassbinder, "Identity … appears negatively, as nostalgia, deprivation, lack of motivation, loss,"[93] an idea fully worked out in Mother Küster's Trip to Heaven, Fassbinder's 1975 remake of Jutzi's 1929 film. Characters include Father Küster, the suicided husband/father who is never depicted and is constructed solely through the responses of the other role-playing characters. Mother Küster is the suffering wife who desperately tries to clear her husband's name, clinging to what's left of her family, and whose position within that family diminishes as each of her children leaves. Corinne, the daughter, uses the scandal to advance her stage career. Helena, the daughter-in-law—for whom her unborn baby "is everything"—is humiliated by it. The event gives fodder to a sensationalizing press, a martyr to the Communists, and an excuse for terrorism to the Anarchists. Only Ernst, the son, has no reaction and seems bereft of any commitment, ambition, or identity. His figure barely moves and is shown outside of his mother's house only once. But his non-acts are acts, and he seems to embody Elsaesser's observation that in Fassbinder, "victimhood" is presented as "a solution" in which exploitation exists without the support of the standard cultural fictions. Portrayed by the director's lover, Armin Meier, Ernst Küster is likely a stand-in for Fassbinder.[94]

By contrast, the son in Jutzi's original film performs a more active function. Guilt-ridden and remorseful for having taken money from his impoverished mother, he is depicted outdoors, lurking in dark alleyways, carrying out bungled robberies, and so on—an active outcast from the home


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rather than its anchor of negation, like Ernst.[95] Discussing the remake, Fassbinder said he refused to "tell the audience what to do," unlike Jutzi's earlier film or other politicized cinema of the time, like Kuhle Wampe. The "shock" of Fassbinder's film thus does not emerge from productivity generated by the new, but from its refusal, from a repudiation of responses to others. Echoing the well-known conclusion of Kracauer's essay "Boredom," in which boredom was said to lead to an "unearthly bliss," Fassbinder seems to be suggesting that hope resides in actions not taken (like Ernst's), just as Peer Raben spoke of "hearing what is not yet true."

These differentiated shocks can partially—and I stress partially—be explained by the divide between modernism and postmodernism as aesthetic "dominants" (Jameson) connected to different socio-historic, economic, and psychological contexts. Fassbinder pushes the idea of modernist shocks as a defense against productivity to its limits, and questions their goaloriented nature. Intellectuals of all stripes have argued that the Nazi deployment of modernism's rationalism, technology, and mass media helped "produce" the murder of people by the millions, bringing modernity's faith in the progressive capacity of new technologies to a definitive end. This is to suggest not that people no longer view new technologies as liberatory or potentially democratizing (one need only consider the high hopes for cyberspace), but rather that novelty and shock, whether tied to technology or to technique, are harder to connect to epistemological, social, moral, or political benefits. The myth of that guarantee is gone, and art's relationship to political agendas has changed. In addition to his oft-cited remark on the impossibility of poetry after Auschwitz, Adorno also maintained that after the war, "committed" political art was impossible, particularly in West Germany. Ironically, that critical function, Adorno argued, had been relocated to fundamentally "autonomous" art, a historical development he argued began with Beethoven's later work.[96]

Although Adorno was keenly aware that aesthetic autonomy was as contingent on capitalism as it was potentially critical of it, it is significant that he, like Fassbinder, evacuated the category of "the" political (whereas he goes on to relocate it, Fassbinder more or less sends it packing). Fassbinder's retreat from political categories is quite explicit in his writings. We also detect it in his harsh portrayal of the Communist couple in Mother Kusters and the strikingly unsympathetic depiction of leftwing terrorists in the same film. For a long time, academic commentators have endorsed Fassbinder's critical yet politically unfixed position(s) and his refusal to affiliate himself with organized groups and parties—his depiction of gay culture in Fox and His Friends is a good example—but that does not discount the outrage his work provoked among some of these very groups in Germany.


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Curiously, comments on Fassbinder's antipathy to the left have enjoyed a resurgence since the Wende and the so-called demise of Communism,[97] after which even the left seems to be happily going about pronouncing its own demise.[98] Just as "politicized" readings of melodrama dropped off by the late 1980s, subsequent Fassbinder criticism appears to be absorbing the (non)positioning of its object of study in politically troubling ways, gently ridiculing all leftist positions tout court or eschewing words like "Marxism" or "socialism" in favor of vague, capacious labels like "the anti-capitalist left."[99] One prominent scholar writing in 1996 simply refers to the controversial 1977 death of terrorist Ulrike Meinhof in the high-security Stammheim prison as a "suicide."[100]

Problems of political categories aside, the discourse of refusal and negation goes at least as far back as nineteenth-century modernity and Nietzsche. They remain important tropes for postmodernism, although the terms are less aligned with fully oppositional stances or pure resistance so much as they are colored by a sense of dispersal or emptying out. That shocks still remain—especially in historically sensitive films like Maria Braun and The Patriot—indicates the considerable power of even their modified function for cinema viewers/listeners. On the one hand, shocks still testify to Benjamin's claim that a traditional "linear, progress-and victor-based continuous course of history" can be "blasted open," suggesting some continuity with the functions assigned to "shock" under modernism. On the other hand, aspects of contemporary shock move pointedly away from these earlier models and metaphors of violence.

If the negation and unpredictability associated with postwar shock no longer work toward antagonistic opposition or a full 180-degree "counterpoint" (as Eisler's mantra for film music puts it), it might be said that instead it yields contradictions and dislocations, which auditors may or may not take up. One dimension of these dislocations is elaborated by Chion's term "anempathetic" in his energetic rejection of terms like "counterpoint," "overturn," and "opposition" in film music studies. Chion is responding to the fact that when music doesn't replicate visual or narrative information, people tend to follow Eisler's lead and perfunctorily link it to ironic antiemotionalism or critique. Instead, Chion stresses that music provides a "backdrop of ‘indifference’ … [that] has the effect not of freezing emotion but rather of intensifying it." (That acoustic apathy is precisely what empowers Raben's near-absent score for Merchant of Four Seasons.) He goes on to describe the "cosmic indifference" that film music inherits from opera, "when emotional pitch was so high that it froze characters into inaction, provoking a sort of psychotic regression." Film music's deliberately banalizing indifference is, for Chion, "intimately related to cinema's


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essence—its mechanical nature. For, indeed, all films proceed in the form of an indifferent and automatic unwinding, that of the projection. … What does anempathetic music do, if not to unveil this reality of cinema, its robotic face?"[101]

Chion's remark may seem more at home within Weimar debates on forms of Gebrauchsmusik and technologies of mass production than in early 1990s film theory, when it was written. Yet if we push what Chion calls cinema's "unveiling" beyond its mechanical "essence," we see how the New German Cinema provided an alternative space for auditors. Claudia Gorbman perfectly translates Chion's provocative reference to music en creux ("in the gap," in between spaces) as false or "phantom" sound—a sound that has no textual existence but is perceptually believed to exist. In other words, it is an absence, an alterity, that is wished present.[102](Eisler once wrote à propos of his score for Lang's Hangmen Also Die that the music "acts as the representative of the collectivity [of the Czech underground]: not the repressive collectivity drunk with its own power, but the oppressed invisible one, which does not figure in the scene.")[103] Surely that psychological presence in the face of physical absence and the desire to hear what Raben calls the "not yet true" are part of a utopian hope for change.

Negativity offers one space in which such change can occur. Though a descendent of modernist shock that acknowledges the violence of (post-) mechanization and its socio-political institutions, it does not attempt to reproduce, internalize, or fuse with social conditions around it. Contemporary negation will not generate remarks like the best film music "runs like a sewing machine" or is commensurate to a gunning machine, or that it functions in pure opposition to either of them. Something else shapes this new, less violent form of shock. Beauty, as I mentioned in reference to Kurt Weill, joins the acoustic landscape. For Raben, "I frequently made use of these [particular kinds of] shocks; it's no contradiction to say that my music doesn't sound ‘shocking’ but indeed sounds ‘pretty.’"[104] Raben's focus on beauty and pleasantness would certainly frustrate strict modernist proponents of shock, who would have it achieved solely through dissonance, aesthetic "difficulty," and aloofness—assumptions that nourished a discourse of antipleasure for decades.

Raben and Weill's interest in beauty is not as a fixed aesthetic property or function. Rather, it openly admits the political and personal power of style, especially when conspicuous enough to be described in terms of materiality, theatricality, posture, or pleasure—terms often discredited by being associated with triviality or kitsch (recall Broch's remark that kitsch strives to "do something beautifully, not well"). Unpredictable moments of


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aesthetic rapture may even offer beauty and pleasure as ways to attach ourselves psychically, politically, and socially to a variety of ideas and histories. Far from providing object-directed forms of identification or cathexis, they offer an impetus to engage, even if only taking form in the what-hasn't-happened. As Raben states, "Yes, beauty belongs to the Utopian."[105] All of this is not to say that beauty soothes or evades unpleasantness. For psychoanalytic critics, it is just the opposite. For Lacan, beauty is "a barrier so extreme as to forbid access to a fundamental horror"; Julia Kristeva simply calls it "depression's other realm."[106] In an overview of Fassbinder's work, Georgina Brown recognizes its constant "tension between beauty and cruelty," and only somewhat more optimistically does the lead character of Schroeter's Malina (1991) say, "I've never been happy, but I have seen beauty."[107]

Thus beauty is a component of Raben's Musik-Shock. Music need not be unsettling to jolt or to convey social critique. Interestingly, the illustration he used for me in our discussions was from Weill. Spontaneously, Raben sang the refrain of "Matrosen Song / The Sailors' Tango" from Happy End:

Ah, the sea is blue, so blue
And all the world goes on its way
And when the day is over
We start another day
Ah the sea is blue, so blue.[108]

In Weill, Raben finds music strikingly "close to beauty," and about this example said, "Why should it sound dissonant, when one knows that the sea is blue? When something is as beautiful as that, why can't one just leave it and let the irony emerge automatically?" In the song's text, a storm washes over, sinking the ship on its way to the idealized Rangoon ("But of course / One can't let it upset one!").

Thus, under the surface of Raben's seemingly violent advocacy of shock in film music ("riots in your head"), there is a gentle, impassioned hope for change. Unlike his modernist predecessors, he seems less certain of film music's ability to actualize this change (for instance, by retraining the perceptual habits of filmgoers), relying instead on aleatory, random gaps, negation, or ephemeral moments of beauty. We can assess his work by way of a comment James Young made in the late 1990s regarding postwar memorials and "anti-monuments": "Unlike the utopian, revolutionary forms with which the modernists hoped to redeem art and literature after World War I, much post-Holocaust literature and art is pointedly anti-redemptory. The post-Holocaust memory artist, in particular, would say that not only is art not the answer, but after the Holocaust there can be no more


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‘final solutions.’ "[109] What I want to propose is that Fassbinder's obsession with redemption emerges from its very impossibility. Although he and Raben retreat from modernism's belief in oppositional shocks, it is important to acknowledge how modernism's own ruins, music, and after-images would still function as "aftershocks" to reconfigure.

By critically reenergizing ideas and practices of prewar modernism, Raben and Fassbinder's soundtracks rework Germany's cultural and historical movements. Although Raben goes back to modernist musical traditions for important theoretical and compositional ideas, it is important to remember that he did not skip over the Nazi era, but instead used popular songs of the period, orchestrating music "à la Bruckner" in Lili Marleen. His practice may prove a key exception to LaCapra's assertion that the Shoah is a "repressed" of critical thought that formulates a "divider or traumatic point of rupture between modernism and postmodernism."[110] Clearly the brutalizing shocks from the Shoah and its aftermath have shaped the "post"-modernist deployment of Musik-Shock in the New German Cinema. But they may also explain why these filmmakers and composers still articulate, in their varied and displaced ways, what seems like an old-fashioned call for change.


Historical Predecessors
 

Preferred Citation: Flinn, Caryl. The New German Cinema: Music, History, and the Matter of Style. Berkeley:  University of California Press,  c2004 2004. http://ark.cdlib.org/ark:/13030/kt9j49q63s/