Preferred Citation: Vogel, Ezra F. Japan's New Middle Class: The Salary Man and His Family in a Tokyo Suburb, Second edition. Berkeley:  University of California Press,  1971 [c1963] 1971 1963. http://ark.cdlib.org/ark:/13030/ft8z09p23r/


 
Chapter III— The Gateway to Salary: Infernal Entrance Examinations

Chapter III—
The Gateway to Salary:
Infernal Entrance Examinations

No single event, with the possible exception of marriage, determines the course of a young man's life as much as entrance examinations, and nothing, including marriage, requires as many years of planning and hard work. Because all colleges and high schools, and many private junior high schools, grade schools, and even kindergartens use entrance examinations to select only a small proportion of the applicants, and because examinations are open to all,[1] the competition is fierce. Passing examinations to a good school seems as difficult to the Mamachi resident as for a camel to pass through the eye of a needle. There is virtually no limit to how much one can prepare for examinations. The average child studies so hard that Japanese educators speak of the tragedy of their school system which requires students to sacrifice their pleasures, spontaneity, and sparkle for examination success. These arduous preparations constitute a kind of rite de passage whereby a young man proves that he has the qualities of ability and endurance necessary for becoming a salary man. The Japanese commonly refer to entrance examinations as shiken jigoku which literally means "examination hell."

The Mamachi youth is willing to endure these tortures because if successful he will be able to join a large successful firm where he can remain for life.[2] To be admitted to such a firm, one must

[1] This is in contrast to many developing countries where for reason of race, language, ethnic discrimination, or financial requirements, the opportunities are limited to certain groups in the population.

[2] Abegglan argues that the key differences between Japanese and American factories is the Japanese factory's life-long commitment to the employee. James G. Abegglan, The Japanese Factory: Aspects of Its Social Organization, Glencoe, Ill.: The Free Press, 1958.

Recent evidence indicates that there is in fact considerable mobility, even ofpeople working in large firms, but it has greatly declined since the war. Kenichi Tominaga, "Occupational Mobility in Japanese Society: Analysis of the Labor Market in Japan" (mimeographed, 1962). Also, Koji Taira, "Characteristics of Japanese Labor Markets," Economic Development and Cultural Change, 1962, X:150–168.

Even if there is mobility, however, it may be to a company affiliated with the original company or through arrangements made by people within this company.

Even new or expanding firms prefer young people. One Mamachi industrialist opening a new plant kept expanding for three years before the plant reached full size. The new employees were admitted annually, immediately following graduation from high school or junior high school. He felt, like most Japanese employers, that he would have a greater likelihood of getting competent employees this way than by recruiting older people from elsewhere.

The age of Japanese farmers at time of entering a master's service was historically important in determining whether they would be granted highly desired semi-independent status. Those who entered service at a younger age were more likely to be rewarded with such status. Cf. Thomas C. Smith, The Agrarian Origins of Modern Japan, Stanford, California: Stanford University Press, 1959.


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attend a good university, and to attend a good university one must pass the entrance examination. To pass the entrance examination for a good university one must have good training, and to acquire the good training one must pass the entrance examination to a good high school. In the final analysis, success is determined not by intelligence tests, nor by the school record, nor by the teacher's recommendations but by entrance examinations.

Although it seems a tragedy to the participants, there is a certain logic in how the examination system works. Because the firm commits itself to a young man for life and because business in contemporary Japan is highly competitive, the firm must be careful to select men of unusual promise and ability. The number of men a large firm takes in each year is so large and the number of personal connections of company officials so great that it would be impossible to use personal evaluations as the primary basis to select applicants. One need only imagine the problems of large numbers of company employees each urging the company to support his favorite candidate, to understand the convenience and value of a more universalistic basis of judgment. Because there is such wide agreement in Japanese society as to which universities are most desirable, firms consider the university attended as important or even more important than their own examinations for selecting salary men. Not only the university's relative standing, but even its style of life, has considerable stability over time, because of the practice of inbreeding. Nearly all professors at a major university have received their


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training at the same institution, and it is almost unthinkable for a professor to move from one major university to another.[3] Organizations add to this stability by selecting applicants according to the university's reputation. Young applicants know which universities the firms prefer and choose their university accordingly, thus perpetuating the emphasis on the university attended as a basis for selecting competent young men.

A large company ordinarily hires older workers only when absolutely necessary and even then gives more security and more rapid pay increases to younger employees. Here again, there is a self-fulfilling accuracy to the company's predictions. People who do change companies tend to be opportunistic and less devoted to the company's interests, and the company feels justified in hiring workers directly from college making work experience irrelevant as a criterion.

From the view of the outside observer entrance examinations involve an intensity of affect which cannot be explained only by the desire to obtain a good job. Although the search for security has rational components, as mentioned before, it has been heightened by the many upheavals in the lifetime of the average adult and by the difficulty which the contemporary urban parent had in finding a long-term livelihood when he was young. For the urban resident, a job in a large corporation is as close as one can come to the security that country relatives have by belonging to a household firmly attached to land and the local community. Just as obtaining land is thought to secure the future of a family even in the next generation, so does a job in a large corporation provide long-range security and insure that one's children can be given a proper position in life.

There are now opportunities in Japanese society for adventurous and talented young men, especially in new fields like electronics, advertising, entertainment, and foreign trade. New small companies in these fields can offer higher salaries than larger organizations, but

[3] They may, however, move from this major institution to smaller institutions, and then from there to better universities or back to this major university. It is unlikely, however, that they would ever move to a major university other than the one they attended.


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most young men are unwilling to take this risk of less security; however, those who do not pass the entrance examinations to a good university may have no other choice.

But even if one wants to work in a smaller company, attending a good university makes it easier to get a good job and even to change jobs at a later time.[4] Once a student has passed an entrance examination to a first-rate university, he has no worry about graduating because the university is committed to his success and would dismiss him only for extreme misbehavior or incompetence. Compared to American state universities, which dismiss a large proportion of first-year students, the number of students failed from Japanese universities is negligible. Moreover, students do not transfer from one university to another. Being admitted to a given university becomes, in effect, a basis of ascription which provides fairly clear limits to one's later mobility.

Although students in a good university may still be concerned about being accepted by the best possible organization, the range of differences in status between the corporations or government bureaus they will join is relatively narrow. The room for achievement within the company is also relatively minor compared to whether one attended an outstanding university and whether one was admitted to a large reputable organization. To a large extent advancement within the firm depends simply on the date of entry into the organization. All new members of a company are admitted on the same day each year, go through the same general training program, and are treated as equals in most matters, such as salary and position. Even when employees begin to get different functional assignments, seniority remains relatively more important than skill and ability in determining rank and salary. An employee's standing vis-à-vis outsiders is determined when he enters the firm, and is little affected by the minor differentiations of status within the firm.

Even if some students from a lesser university are admitted to a

[4] The importance of the university attended is clearly greater for a salary man than for independent professionals or independent businessmen. The success of the young man who takes over his father's practice or business is determined not by the school attended but the size of his father's enterprise and his own ability. However, if family prestige or tradition is tied with a given university, it may be important for prestige purposes to attend that university regardless of economic significance.


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good company or government office, they still may be at a disadvantage compared to those who attended the better universities. While some say that cliques of graduates of a given high school or university are weaker than before the war, fellow alumni of the same university are known to show preferences for their fellow graduates. It is assumed that those who attended a certain university (and sometimes even a certain department within a university) will feel mutual loyalty and share similar attitudes, making it possible for them to work together harmoniously despite differences of opinion and temperament. Especially in large government bureaus, acceptance in informal circles and even rate of advancement may be affected by the university one attended.

This analysis has focused on the boy and his problem of entering a large organization, but similar considerations apply to girls even though their career is marriage. Girls generally worry less about examinations than boys. Some people even question whether a girl who has attended the most competitive coeducational universities will make a good wife, and many girls prefer not to go to a coeducational school where they would have to study harder to keep up with the boys. But the better girls' schools are regarded as highly desirable, and these schools also require entrance examinations. Marital choice even in urban Japan is still decided in large part on the basis of objective criteria rather than simply on the diffuse relationship between a young man and a young lady, and the university or school attended has become an even more important criterion than ascriptive considerations like family background. Indeed, a boy's family proudly speaks of marrying a girl who attended a well-known girls' school just as her family will speak proudly of a young man who attended a good university. Thus, examinations are crucial to the girl's as well as to the boy's career.

In the view of the Mamachi resident, one's station in life is not predetermined by birth, but it is determined by the time one has his first job. For those who aspire to the new middle class, the opportunities for mobility are highly compressed into one period of life, late adolescence. The intense concentration of pressure for finding one's position in life during this brief time is undoubtedly related to the fact that Japan is the one country in the world where the suicide rate is high in the late teens and early twenties and declines


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during middle age.[5] Success or failure in finding the right opening at the time of college admission is considered permanent, and failure or fear of failure is disturbing even to the most talented.

Preparing for and Taking Examinations

Mamachi residents are careful in their selection of schools, and the range and variety of possible choices are enormous. At the apex of educational life are the great national universities, such as Tokyo University, and the well-known public high schools, such as Hibiya and Shinjuku, which students of all social classes can afford to enter if they pass the examinations. Next are the good private universities and the attached private elementary, junior, and senior high schools. Entrance examinations for these schools are almost as difficult as those for the best public institutions but tuition is higher, so that only well-to-do students can attend. Thirdly, there are public and private schools of lesser quality ranging from expensive schools which few salary men can afford, to public and less expensive private schools widely attended by children of salary men. At the bottom of the scale are the local public elementary and junior high schools, the only schools which do not require entrance examinations.

All students are required by law to complete junior high school, but any student who wishes to go beyond must take examinations. (The length of compulsory education is not determined by age but by number of years [nine] of schooling. No student is failed. One might speculate that failing students would arouse the same kind of threat to group solidarity as discharging a man from a firm.) It is assumed that once a student has been admitted to a junior or senior high school or college, he will remain in the same school until he graduates, but it is possible to change school systems at the time of each graduation. Although normally a student takes examinations in order to continue after each successive graduation, certain school systems, known as escareetaa (escalator) schools since students can

[5] It is not claimed that pressure to find the proper job or marriage opening is the only cause of the high suicide rate, but in the minds of Mamachi residents and in the popular press, there is a large connection between the two. On the basis of projective tests, Professor George De Vos has suggested that suicide in Japan is also closely related to the feeling of loneliness as a result of breaking the intense parent-child bond at the same age.


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move up within the same system from kindergarten to college, have only nominal examinations for students within the same system. When a child is admitted to an outstanding kindergarten such as those associated with Keio University (private) and Ochanomizu Women's University (public), he is thought to be on the escareetaa and established for life. Thus, a heavy premium is placed on getting into the kindergarten of the escareetaa schools, and the schools charge higher tuition for kindergarten than for the upper levels. The applicants to the best kindergartens are so numerous that difficult examinations cannot sort out the applicants adequately, and a lottery also is required to select the favored few. Recently, special schools have been opened in Tokyo to prepare three- and four-year-olds for the kindergarten entrance examinations.

Occasionally a Mamachi child takes these difficult kindergarten examinations, but the chance of passing is so slight, private-school costs are so high, and the daily commuting to Tokyo on public transportation is so taxing for mother and child that nearly all Mamachi children go to the local kindergartens and elementary schools. Mamachi families then concentrate on preparing their children for entrance examinations for the better junior and senior high schools and colleges, which are, by and large, in Tokyo.

Junior and senior high-school entrance examinations are not thought to be important for their own sake, but because they permit a child to get the better training that makes it easier to pass an examination to a difficult college. Because college entrance is considered so crucial, many students who fail the examination the first time may choose to wait a year and try the examination again. These students, not attached to any school or university, are called ronin , the name formerly used for the lordless samurai. Some persistent young people who have their hopes set on a certain school and whose families can afford to continue supporting them, may attempt the examinations several years before being admitted, in the meantime attending special preparatory schools.

Examinations, by and large, measure educational achievement. Because they must be given to large numbers, they consist mostly of objective factual questions of the multiple-choice variety. At the kindergarten level they may test the child's knowledge of the Japanese syllabary, perhaps a few characters, and elementary arithmetic.


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Junior-high and high-school examinations generally test science, Japanese language and literature, mathematics, history, and English. College examinations are similar but require more technical and specialized knowledge, especially in foreign languages.

A student ordinarily begins to prepare seriously about a year or two before the examinations that take place in January or February before the new school year begins in April. He studies several hours after school every day, and in the summer vacation preceding the February exams, he spends most of the day and sometimes part of the night in study. He often gives up movies, hobbies, and other recreation during this year of preparation. Athletes usually are advised to drop their sports activities, and music and dance lessons ordinarily are suspended.

In the year preceding the examination the mother spends much time investigating expenses, entrance requirements, and the schools' records in successfully placing their graduates. She visits schools, reads advice columns and books, and gathers information from friends. In addition, she spends much time consulting with her child's teacher and other parents in order to assess her own child's abilities. Naturally she wants her child to get into the best possible school, but this requires strategy and risk-taking. A child can take as many as three or four examinations if they are not offered on the same date, but it is seldom possible to take more. If a child fails all these, he may be out of luck. In addition, the process of taking examinations is tiring for the student and his mother, and they frequently require money payments. If a student tries to take three or four examinations during the same season, he may be so exhausted and discouraged from the first ones that he will not perform well on the later ones. Hence it is important for the mother to assess her child's abilities accurately and have the child take the most appropriate examinations.

The mother does most of the ground work but she must make sure that the father and the child approve her choices. The child's veto of a school is usually final, for while the mother often persuades a child to accept her choice, without his co-operation and hard work, the mother can have little hope of success. The mother does not want to risk being solely responsible for the choice of schools in case the child fails, and she is likely to consult with the father.


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Indeed, the family is likely to have frequent and sometimes heated discussions during the period of decision-making.

By late January these initial decisions are made, and the process of application begins. A candidate can apply only during an allotted two or three days. The mother applies in person, taking health certificates, school records, and the entrance fees. At almost every school on the first day of applications, there will be a few mothers who have waited in line overnight with their small snack and cushions, so that they will be among the first to apply. These mothers know that schools state that arrival time makes no difference. But apparently they hope that they may impress the school administration with their seriousness of purpose, that the low number on the application blank may be lucky, or that their child may be called for the examination early in the day and hence be somewhat fresher in taking the examinations. Their early arrival simply may reflect anxiety and excitement and a desire to get the application process over with. While most Mamachi mothers think it somewhat foolish to wait overnight, nevertheless many start out on the first train leaving Mamachi, at about four o'clock in the morning, on the day when applications are due. Even then, there may be a long line when they arrive, and those who have enough courage to come later in the day may have a wait of several hours before filling out the application. A mother who is going through the application procedure for the first time or who is applying for her only son is more likely to be among the first in line. If a woman is a "beteran" (veteran) she may be confident enough to come much later.[6] Sometimes it is necessary for the children to go along with the mother for applications, but for a college application the child probably will go by himself. This same standing in line may be done three or four times, depending on the number of applications a person is making.

If a personal interview is required at the elementary and junior high school age, the mother and child will be concerned about the impressions they make. It may be desirable to bring along letters of introduction from people who have important positions or some

[6] One is struck by the similarities between the mother's attitudes about giving birth and about having her child take an examination. In both, there exists a great amount of folklore and advice constituting a special subculture passed down from veteran to newcomer. In the examination, however, one's odds for success are much lower, and the amount of effort required is much greater.


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personal connection with the faculty, administration, or Parent-Teachers Association. Although a mother and child carefully plan what to say during this interview, it is not uncommon for the child to be frightened and to have difficulty expressing himself in the interview. Even if the mother and child consider the examination more crucial than the interview, they approach the interview as if it were of the greatest importance.

The month or so before and during examinations is commonly known as "examination season." The child studies very long hours, and if the family can afford it, a tutor comes to the house regularly. The child's household responsibilities are taken over by his brothers and sisters who are warned not to interrupt his study. In extreme cases the mother may being him meals on a tray, sharpen his pencils, and stand ready to serve his every need. His father may come home from work early to help with the studying if the tutor is not available. The family is collectively on tiptoe for fear of disturbing the young scholar. They become almost hypochondriacal, and the slightest sign of a cold is taken seriously as a possible hindrance to examination success. Community activities and social visiting come to a complete halt, so absorbed are the families in their children's preparation. On street corners, at the neighborhood shops, in business offices, and at the dinner table, conversation revolves about the one topic of most immediate concern to all—examinations.

During the weeks around examinations, mothers of applicants try to avoid meeting other mothers and friends. Usually they leave their homes only for necessary shopping or to make arrangements for school applications. If they should meet an acquaintance accidentally, they attempt to steer conversation away from the delicate question of their child's examinations. Since a family will be embarrassed if it becomes known that their child has been refused by a school, the mothers usually do not identify the schools to which they are applying. If it is obvious to the other party, they explain that they do not expect to succeed for they have not prepared properly and they really are trying to get into another school (to which they are almost certain to be admitted). Sometimes a family denies that their child is taking a certain examination only to be discovered on the scene of the exam by the very friend who questioned them.


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Children also watch closely to see who is missing from school on an examination day to ascertain which schoolmates are taking which exams. On the whole, children are more open and direct in talking about examination plans than their parents, and they often report their findings to their mothers.

Mothers accompany children to all but the college examinations to give them moral support. If the father can take off from work or if the examination is early enough in the day, he may accompany the child in place of the mother. There is a waiting room close to the examination room where parents can sit while the children are taking the examination. A number of mothers reported that they were unable to sleep on the night before the examination. By the end of a series of two or three examinations over a period of eight to ten days, mothers as well as children are so exhausted that they often have to go to bed for a few days.

There is a hiatus of several days before the results of the examinations are announced. If a child takes examinations for two or three different schools, he may hear the results of the first examination before he takes the last. Since the report of the first examination is the first real indication for the family of the child's standing, the results have an exaggerated importance. The mother whose child has passed the first examination generally is jubilant. Conversely families with a failure are extremely gloomy and pessimistic. Tensions increase as families await the results. Most people will not telephone or communicate with examination families until after the results have been announced. A few mothers and children cannot resist talking about the examinations, and worries are at least shared and discussed within the family and among some friends and relatives. Some mothers have said that there is such an ominous weighty feeling during this time that they would almost prefer to hear negative results rather than continue the uncertainty.

The dramatic climax comes with the announcement of the results. Usually grades are not mailed, but the names or code names of successful candidates are posted at the school. Sometimes the names of successful candidates for well-known schools and universities are announced on the radio. Even if a family has heard the results on the radio they also check the posted list to assure themselves that there has not been an error.


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The date the list is posted usually is known long in advance, but the time of day often is indefinite. Crowds gather as much as twenty-four hours before the auspicious hour. Frequently parents will go because children might have difficulty controlling their emotions in public. Even the father may take off a day or two from work at this time to check the examination results or to be of moral support to the mother and children. People concerned about controlling their emotions go to see the bulletin board during the night. Some, attempting to be casual, wait several hours after posting to check the results.

If a child has succeeded, he and his parents are only too glad to tell the results, although they will attempt to show the proper reserve. They may whisper the result saying "please don't tell anybody else," but their smiles are irrepressible and there can be no doubt about their satisfaction. If a mother looks troubled, friends do not ask the results. Indeed, the mother of an unsuccessful candidate may cry and sleep for several days before going out to face friends. Although to my knowledge there has been no suicide in Mamachi in recent years as a result of examinations, stories of juvenile suicide as a result of examination failure are widely publicized in the mass media and well known by all those taking examinations.

Because there are so many schools in the Tokyo area and because suburban children attend so many different schools, it is rare for more than two or three students from the same grade school to continue to pass examinations for the same junior high school, high school, and college. Even if two friends should intend to take examinations for the same school in order to continue together in junior high school or high school, if one passes and the other fails, the one who succeeds will not let friendship stand in the way of attending the better school. While at first they may attempt to keep up the friendships while attending different schools, the difference in status leads to embarrassment, and the ties generally become less meaningful.

Since a large portion of Japanese universities is in Tokyo, many ambitious children from all over the country come to stay with relatives in Tokyo and Mamachi or other suburbs while taking the examinations. Although it may take forty-five minutes or an hour to commute from Mamachi to Tokyo for the examinations, inn


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houses are expensive and relatives in Mamachi can take the responsibility for comforting the child and seeing that he gets sufficient food and rest. The niece, nephew, or cousin probably will come to Mamachi a few days before the examination to get accustomed to the new environment and to have a good rest for a night or two before taking the examination. He may also stay on a few days after until he learns the result, but he usually is encouraged to return to his parents immediately after the examination to comfort him in case of failure. Some of the universities, at the request and expense of the student, are willing to send a telegram, indicating whether he has passed or failed. This telegram usually does not state the examination result directly, but in code. For example, a telegram indicating failure might read something like "The cherry blossoms are falling." Despite the attempt to state the result in as nice a way as possible, failure is none the less hard to bear. In other cases, the suburban family will find out the result and then telephone the rural relatives. Several families have indicated the sorrow they felt when they telephoned to pass on the news of failure, and found the phone answered by the applicant who had been waiting beside the phone.

Even families whose children are not taking the examinations cannot avoid the excitement of examination season. Notices of examinations appear everywhere in the newspapers and the weekly magazines. News reels show pictures of applicants waiting in line or taking examinations. Experts appear on television to give advice to parents or to evaluate the implications of the examination system for Japanese society. Desks, study supplies, and guides to examination success are widely advertised. Statistical reports in newspapers and in magazines indicate precisely how many students from which high schools enter which colleges. Any middle-class parent can rank the first few high schools by the number of their graduates admitted to Tokyo University, and also the leading junior high schools by the number of graduates who enter the best senior high schools. Advice columns for mothers of younger children give hints ranging from ideas for room arrangements to suggestions for motivating the child to study and for dealing with the accompanying tensions. Some people cut out these articles and save them.

Even when no child in a family is taking examinations, the par-


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ents may be called upon by relatives, friends, and even acquaintances for assistance in getting a child admitted to a good school. Because of their influence, friends of school-board members, principals, prominent school teachers, PTA officers, and alumni of a particular school, employers or superiors at work are particularly likely to receive such requests. Usually they try to be helpful to close friends and to others for whom they feel some fondness or obligation, and even if they refuse a request, they usually make at least a token effort to help. Knowing the difficult problem of gaining admission, they generally want to be as helpful as possible although they resent requests from some people who never feel the obligation to return favors.

Families with means may employ students from the most famous universities to tutor their children for examinations. Tutoring younger children provides college students with their best and most common opportunities for arubaito (part-time work, from the German word "Arbeit"). Students at lesser universities are less in demand and may have to be content with smaller fees. Wealthy families may use several students as tutors, each in his special field, while the ordinary salary-man family at best is able to afford a tutor only one or two nights a week. Nevertheless, even the middle-class family tries to find a tutor specializing in the subject in which their child plans to major. The tutor is generally of the same sex as the student and often provides a kind of role model, but the focus of their discussion is on preparation for examinations. Families which cannot afford a private tutor for a year or two before examinations will try to hire a tutor just before examinations or at least to join with other families in hiring a tutor for a small group of children preparing for the same examination. College students in need of money are pleased to find work as tutors since it is related to their field of study, and they generally have more free time once they themselves have been admitted to college.

When confronted with the question of why examination pressure is so intense, many Japanese respondents answered that it is because Japan is a small crowded country with few opportunities for success. This answer unquestionably highlights a factor of crucial importance, but it does not explain everything. There are many universities in Japan which are not difficult to enter, and there are op-


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portunities for success aside from examinations. There are other crowded countries where opportunity is limited but examination pressure much less severe. Implicit in this response is the feeling that one's opportunity to achieve security and social mobility is highly compressed into one brief period of life, and many explicitly recognize that the best way for a commoner to rise on the social ladder is to enter a famous university. At least two other social systems, the family and the school, seem important for understanding the full force of this pressure. The importance of these two systems, like the life-time commitment to a firm, are further manifestations of a striking characteristic pervading Japanese social structure: the high degree of integration and solidarity within a given group.

The Family's Contribution:
Maternal Involvement

Success or failure on examinations is not only the success or failure of an individual but of his family. The self-sacrifice, anxiety, excitement, and happiness or sorrow that attend examinations are fully shared by the parents and siblings. It is assumed that a child is successful in large part because of his parents' help, and community recognition for success or failure is accorded to the parents as much as to the child himself. But beside the applicant himself, the most involved person is the mother. In listening to a mother describe examinations, one almost has the feeling that it is she rather than the child who is being tested.

Beginning in first grade a child brings a book bag home every day so that he can get his mother's help with the daily homework assignments. Even if a tutor is hired for brief periods, the ultimate responsibility for helping with (or, from the child's view, hounding about) the homework is the mother's. The work usually is sufficiently difficult so that the child cannot do it without his mother's assistance, and the typical mother cannot do the work without some preparation on her own. Because most Mamachi mothers have completed only elementary school, or at most the prewar "girls' school" (equivalent to eleven grades under the new system), and because postwar educational reforms brought great changes in course content and methods, it is not easy for mothers to help children with homework,


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even in elementary school. Many mothers read their children's books and study other books while the children are in school, and others consult with tutors or school teachers to keep up with their children's work. It is a challenge for the mother to keep one step ahead of the child—a challenge these mothers take seriously.

The mother wants the child to succeed not only for his sake, but for her own sake. At school meetings, in front of an entire group of mothers, a teacher often will praise or criticize a mother for her child's performance. On certain occasions a mother is expected to stand behind the child while her child performs and other children and mothers look on, and the comments about performance are as likely to be directed to the mother as to the child since it is expected that the mother will see that the child follows the teacher's instruction when practicing at home.

In formal and informal gatherings of mothers, children's performance often becomes the focus of attention. Most children wear uniforms of their school, which signify status as clearly as military uniforms. Some schools post on a bulletin board the class position of all students or seat students according to rank. But even if schools make no such announcement, most parents have a good idea of the relative standing of their children. When mothers of classmates get together, they generally know roughly the academic standing of each other's children, and mothers whose children are doing poorly are likely to listen carefully to mothers whose children are doing well. Mothers of successful children, even when discreet, indirect, and modest, have difficulty refraining from bragging about their children's successes. They may, for example, mention casually that their child is planning to specialize in a certain field since his teacher has praised him; or they may describe some technique in dealing with the child which seems to have worked since the child is doing so well; or they may encourage another mother, describing how their child once reacted negatively to mother's pressure but then suddenly began performing well.

The importance of the child's performance for determining the mother's status is reflected, for example, in the problems that schools have faced in trying to introduce special classes for retarded children. The parents have been resistant to sending their children to special classes because of the stigma attached. They have made


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special appeals for permission to allow their children to attend regular classes, because it would be so embarrassing to them to have their children attend special classes.

Even the families of high social standing are not immune from competition between mothers over children's success. In some ways it is even more difficult for upper-class mothers since they expect their children to do better than other children. Some have withdrawn their children from music lessons rather than face the wound to their pride when their children were not doing as well as some lower-status children.

While some status adjustments are required of mothers as a result of their children's examinations, these adjustments are usually minor since the family and community, through rank in class and practice examinations, already have a fairly good estimate of how a child will do in his examinations. Nevertheless there are always surprises, and mothers always entertain the hope that their child will be admitted to a difficult school, and that their community prestige will rise accordingly.[7]

So closely are mother and child identified that it is sometimes difficult to distinguish the child's success from the mother's success or even the child's work from the mother's work. During summer vacation grade-school children are required to do daily assignments and given optional projects to hand in when school reopens. It is common knowledge that good projects praised by teachers are done in part or almost entirely by the mothers. Although most mothers are critical of "mother's projects," still they feel they must keep up with the Gombeis (Joneses) by helping their children. The danger, clearly recognized by many mothers, is that the mother may exert herself so much that education may be more for the mother than for the child. Many thoughtful mothers are concerned lest their children become too dependent on them for assistance with homework and lose their own initiative. However, most mothers do not

[7] It may be argued that because the mother's status depends so much on the success of the child, the status gap between the mother and the child is never permitted to become large. The problem sometimes found in the United States, where the status gap between a lower-status mother and a higher-status child has created serious strains in the mother-child relationship, would seem to be less likely to lead to a break in Japan where the mother usually continues to adjust to the child's new position and keeps in close contact with his associates.


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think that helping the child with homework interferes with the child's learning. They feel, rather, that the child needs guidance and that their assistance makes it possible for the child to learn more adequately and rapidly.

While the conscientious mother is very ambitious for the child, she is aware that if she pushes too hard, the child will resist. Yet some mothers become so anxious to be praised before a group that they will drive their children in order to achieve rapid success. Even if the mother uses more subtle techniques and tries to strike a balance between her own ambitions and the child's ability, there is no question that her enormous involvement in examination success will get communicated to the child.

The School's Contribution:
Teacher Involvement

The Japanese Ministry of Education contributes indirectly to examination anxieties by pressing schools to raise their standards, and the schools in turn pass the pressure on to the families. At least since the Meiji Restoration, the Japanese government has stressed the importance of education in the development of a modern nation. The Ministry of Education continually compares Japan's level of educational achievement with that of other countries and has set high standards in an effort to make her students' achievements as high as those of any in the world. Thus, all students are expected to study a foreign language (generally English) in junior high school; a mathematics student is expected to complete calculus in high school.

One of the most lively public issues in recent years has been the question of whether there should be teacher-rating systems. Although the origins of and interest in the issue are partly in the realm of politics, its supporters have been arguing that in order to raise the standards of education, it is necessary to rate each teacher's competence. Many teachers have complained that this would permit school authorities to evaluate teachers by their political attitudes under the guise of efficiency ratings. Regardless of the political aspects of the question, this also reflects the seriousness with which the government considers the problems of raising the level of education.

In order to raise standards, many educators have encouraged the


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publication of materials evaluating each school's performance record, and newspapers and magazines diligently publish this information. Even educators who lament the enormous pressure placed on the children have recognized that posting of such results is useful in getting the schools to do the job more adequately.

Especially in private schools both teachers and students feel closely identified with their school. Since the students in the urban areas can choose between a number of junior and senior high schools and colleges, there is intense competition, especially among private schools, for better students. Schools enjoy a feeling of importance derived from people clamoring to gain admission, and a school without large numbers of applicants standing in lines would be regarded as a school of little consequence. This competition between schools tends to be more open than in the United States, and competition on the athletic field pales in comparison with the competition in placing graduates. Indeed, just as the American football coach is judged on the basis of the number of games his team wins, so the Japanese high-school principal is judged by the proportion of graduates who go on to the better universities; he in turn judges the teachers by the same standards.

The Japanese teacher does not make a sharp distinction between specific classroom duties and a general responsibility for his pupils. In a sense, he is required to take his troubles home with him. School teachers are expected to be available during vacations, and the school principal has the right to require them to report for work at any time. Even during summer vacation, a teacher will be expected to come to school at least two or three times to evaluate the progress of children's homework, and to take his turn supervising children's play activities.

The teacher to some extent is held responsible even for the safety and behavior of a child outside school. For example, one school principal said that a major share of his time is spent in handling children who get in trouble in the community. In the mind of Mamachi residents, the parents are partly to blame for a delinquent child, but the school is also responsible for not having provided better moral training. Although most parents are opposed to the reintroduction of formal moral training, the school does have a


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responsibility for inculcating basic moral virtues. For example, the teacher must see that girls do not wear make-up, that they have simple hair-dos and no permanents, that they wear proper uniforms, and, at some private schools, that they do not walk with boys. The teacher sends memos to parents, particularly at vacation times, outlining the procedures the parents should follow to insure that their child has a healthful vacation and listing places considered inadvisable for the child to visit. It is only natural that the teacher's responsibility extends to cover examination success.

On the numerous occasions when the mother goes to visit the school, she shows respect for the teacher and takes his advice seriously. Many a mother, relatively calm before going to a PTA meeting, returned concerned about whether she was doing enough to help the child and resolved to follow the teacher's advice more closely. She will, of course, show deference to the men teachers, who comprise as much as one-half of the elementary-school staff and an even larger proportion of the co-educational junior and senior high school staffs. But in addition, because the mother's own education is often inadequate, she must look to the teacher for guidance in helping her child. While mothers collectively may complain that certain teachers are not giving their children adequate training, by and large they feel grateful for the teachers' help, especially for the many teachers who provide extra tutoring in preparation for examinations. Mothers express their appreciation often, sometimes by means of presents. Knowing how much they depend on him and how important examination success is to a child's career, a teacher cannot help but feel a keen sense of responsibility to the mothers and children he advises.

When we asked families about the importance of teachers' recommendations for university admissions, we were told that they carry almost no weight since it is assumed that the teacher will be trying to push his own pupil ahead. His recommendation is more likely to be an exercise in flattery than an objective appraisal. It would be almost like asking a parent to write a recommendation for his own child.

The school teacher who wants to please his superiors and who takes seriously his responsibility for his pupils' futures will want to


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do everything he can to insure the child's success. This inevitably means that he will advise the mother to have the child study harder and to sacrifice other activities that might interfere with studying.

Mitigating the Harshness

The cause of examination worry is not only the finality of the results but the fact that examinations are impersonal and therefore unpredictable. The generation which came to the city from rural areas relied on personal contacts as a basis of finding positions, and Mamachi parents still consider personal contacts a much safer way to find a good job. By having properly placed friends and keeping up a good relationship with them, one previously could be virtually assured of success. But there is no such assurance when one is evaluated on the basis of competency by some impersonal authority. Examination questions might be different from what one had anticipated, or one might not feel well, or one's nervousness might inhibit performance.

Some families, unwilling to take this risk, try to find other paths to success. Genuine alternatives to examinations are, however, extremely few. One alternative is enrolling a child in a private "escalator" school permitting him to advance from kindergarten or elementary school through a reputable university with only nominal examinations. But these private "escalator" schools are so expensive and require close family connections with such prominent people that virtually no Mamachi salaried family has given this possibility serious consideration.

Another alternative is for a family to arrange for their son to be taken directly into a large organization regardless of educational background. Most schools leave a few openings for students who do not pass the examinations, and the selection of these students is generally made by a committee of prominent people in the school; and this permits a few students to be admitted on the basis of particularistic claims on the school, either because the parent is an alumnus, has contributed financially to the school, or has a friend influential in school affairs. However, there is considerable competition for these openings. The family's strategy is to get the person most powerful in the selection committee to make the most forceful appeal for the admission of their child. To do this the family tries to


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do anything it can to increase the influential person's personal motivation, because of personal liking or feeling of obligation, so he will make this vigorous appeal to the committee. A standard way to establish such a kone (connection) is to get one's friends who know such influential people to try and persuade them to help out. Often parents bring presents to influential school officials. Some junior and senior high-school principals receive two or three presents for every opening, and even if they announce that they accept no presents, they often find it difficult to refuse. Parents are thoughtful in selecting unique, appropriate, carefully wrapped gifts and presenting them in a polite way. School officials try to avoid any feeling of obligation to these families, but they do honor some obligations, especially if the applicant also is relatively competent. While principals and important teachers or school officials sometimes derive substantial economic gain from such presents, there were no indications of their misusing their position for purposes of personal gain. The responsibility they incur as a result of receiving presents causes considerable discomfort, and there is undoubtedly a large measure of truth when they say they prefer not to receive them.

The foresighted mother sometimes begins courting potentially influential people years in advance, offering generous presents and a variety of personal services. If such a friend later gives assistance in getting a child admitted, the mother feels an obligation and expresses appreciation for many years afterward.

To be really influential these claims on particularistic relations must be more than simple introductions because any salary man can get some kind of introduction. But even with the most influential friends who will exert themselves most forcefully, one cannot entirely escape the importance of examinations. The lower the examination score, the more difficult for an influential person to get his favorite candidate accepted by the rest of the committee, and if the examination score is too low, no introduction will help. Furthermore, the child who enters with a low examination score is often at a disadvantage vis-à-vis his classmates, and some children who would use connections prefer to study hard and take the examinations so they will not be accused of succeeding because of their family's wealth or influence.


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Money, like introductions, can be used to supplement examination results, and within a limited range may be used instead of examination scores. A student who did fairly well on examinations can attend a private school which has a high entrance fee and tuition and is comparable in quality to a public institution which has slightly more difficult examinations.

Some wealthy parents who wish to avoid possible embarrassment by open competition with ordinary families often plan to use private schools and connections from the beginning. But salaried families cultivate these ties only as an alternative in case the child does not pass the more difficult examinations at a public school.

If a family cannot afford the better private schools, there is still the possibility of sending the child to a local public school which happens to have an unusually good reputation. Since a local public school is open only to children living in that particular school district, sending a child to a school in another district is, strictly speaking, illegal. Yet this practice is so common that principals from different school districts occasionally meet to discuss the problem of some school districts bearing the burden of financing the education of children in other districts. Various informal estimates suggest that in certain school districts, one-tenth or more of the students actually reside in another school district.

It happens that Mamachi's elementary school is known as a fairly good school so that some parents in nearby school districts enroll their children in the Mamachi elementary school, but some Mamachi mothers similarly enroll their children in such a public junior high school in Tokyo. Even though the differences between these local schools may be minor, they are treated as if they were major since just such small differences may determine whether a student passes or fails a later examination. It is rare for a family to move to one of these school districts, but it is common for the mother and child to register as living at the home of some friend, relative, or acquaintance in that school district.

Many school officials and teachers feel sympathy for the earnest young children desiring to get ahead and are reluctant to raise objection to illegal crossing of school districts. In contrast to the city officials, school officials may be pleased about the desirability of their school and willing to take these ambitious children, so long as city


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officials raise no objections. At times, city officials concerned about the heavy school expenditures will carry out an investigation and ungraciously send the child back to his own school district.

Although most people are aware of the problem of crossing of school districts, and although high registration rates of mothers and children of certain ages in well-known school districts are sufficient evidence of the problem, investigations are relatively rare. If there were to be a search, the mother would probably explain that due to domestic quarrels or illness, she and her child have in fact taken up residence apart from the husband in that particular school district. The family will have left clothing, a school uniform, and some school supplies with friends and relatives whose address they are using in case a law officer came to investigate. While this practice makes it more difficult to prove violations, many potential violators are caught at the time of registration, and many run the risk of being thrown out and then having difficult entering another school.

At the college level the only alternative for a student who fails his examinations is to become a ronin for a year or so. It is not especially embarrassing to be a ronin for one year, and many famous universities have stories of students who entered on their fifth, sixth, or even tenth attempt. But because the typical salary-man family has difficulty supporting the student for the extra year while studying for examinations, some ronin must compromise by working part-time while preparing for examinations. The status of a ronin is filled with anxiety. The student who has already failed one entrance examination generally feels somewhat more desperate, and doubt about success overshadows the entire period of ronin ship. Many families will take a second failure as clear indication that a child will not make a first-rate university, so that a first-year ronin may feel that he has only one more try. As a consequence, few families are able to tolerate and afford more than one year of ronin ship, and a student reluctantly may enroll in the university which was his second or third choice rather than become a second-year ronin .

It should be clear, then, that it is difficult for a salaried family to escape entirely from judgment by examination. A higher-status family, by wealth and community prestige, can often manage to pave the way to success for a child who does not perform well on examinations. But the typical salaried family lacks the resources to


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command these alternatives. At best it can use its savings and personal contacts to enable the child to attend an institution slightly better than he would by relying solely on examinations. The salaried family is more likely to concentrate its most valuable resources, the mother's time and the family's savings on helping to prepare the child more adequately for examinations.

The Hypertrophy of Examinations

From an analysis of the various institutions and practices associated with entrance examinations, it is possible to understand why entrance examinations should receive such emphasis. Yet Mamachi residents feel that it has gone entirely too far and that they have become enslaved to the system. They feel sorry for the child who is forced to lead a restricted life deprived of jovial fellowship, music appreciation, sports, hobbies, movies, television, and pleasure reading. One girl, for example, a year before taking a college entrance examination, said that her leisure time activities consisted of occasionally stopping off at a department store for a few minutes on the way home from school. This asceticism, so closely associated with the traditional peasant's outlook, is endured because of the hope of living an easier life later. Preparation for examinations is painful not only because one must make such sacrifices but also because until one has finally passed entrance examinations there is always the anxiety and fear that one may not make the grade.

There is no question that during this period of asceticism these students absorb an amazing amount of facts. Not only do they master their own language, literature, and history, but they also learn to read English and become familiar with the history and culture of Europe and America. Course requirements in mathematics and science are at a higher level than those of comparable American schools.

But at the same time, students must sacrifice types of scholarship not measured by entrance examinations. For example, since the examination is written and not oral, a pupil studying English does not practice ordinary conversation, but concentrates on reading, on fine points of grammar, and, in some cases, on pedantic expressions which are likely to appear on the examination. High-school teachers


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complain that they cannot get students interested in laboratory work connected with science because the examinations measure only what can be read and answered. Since examinations cover a full range of subjects, a child who begins to show a strong interest in one field usually will be encouraged by his teacher and his parents to broaden his interests so that he can get fully prepared also in other subjects. Since multiple-choice examinations cannot measure original and creative thought, the emphasis is placed on memorization.

Even if the students who do not take entrance examinations imitate the study patterns of examinees, they feel relatively deprived—falling behind their peers in preparation for success in life and neglected by the teachers at school. Since no students are failed, poorer students are supposed to be given special supplementary classes. The poor students often complain that, instead, supplementary classes are given to good students preparing for difficult examinations. While the schools are supposed to help students who wish to get part-time jobs and to help them find employment after the ninth grade, those students likewise feel that they are slighted because the school is more interested in placing the continuing students. Even those who do not complain are distressed that their children will not have such good chances of becoming salary men.

In most modern societies, the task of educating the youth is performed not in the home but in the school system. For these salaried families, however, education is performed by the school and the home. In a sense, parents become assistant teachers, checking frequently with the regular teachers about the work the parents should be doing to help educate and train their children. Therefore to a large extent the parent-child relationship is the relationship of teacher and student. The mother must supervise her child, give him assignments, check the work, and impose necessary sanctions to see that he performs the work adequately. Whereas, in some industrialized societies, the mother-child relationship is more strictly limited to primary socialization and to providing affection, among these salaried families it must also take on in addition a task orientation in which the mother and the child prepare for examinations.


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Achievement without Rivalry

The prominence of examinations in the life of Mamachi salaried families reflects an acceptance of the principle that success should be determined by competence as judged by a universal standard. The path of success is not determined primarily by birth or connections but by superior capacity as demonstrated by performance. While Japan is sometimes described as a particularistic society, at the time of examinations particularistic relations clearly give way to these universalistic standards. One of the dangers of open competition, however, is that rivalry may prove disruptive to groups.

Yet the extent of disruption is very limited in groups to which Mamachi residents belong because within the group competition is carefully controlled. Once a child is admitted to a school, grades are not given great importance, and there is a strong feeling of group solidarity which serves to inhibit competitiveness between the students.[8] Once in the firm, one's success has been assured, and rivalry is kept in bounds by the primacy of seniority which is non-competitive and the common interest in the success of the firm. Since schools and firms do not drop members for poor achievement records, there is no feeling that one's remaining in the group depends on another's leaving.

Even in taking entrance examinations, a person plays down competition with friends. A person ordinarily hopes that all in his group of friends will be among those who pass. Even if friends are separated and pursue different paths as a result of examinations, there usually is no feeling of acrimony. In a sense, the one who did not get in feels that the position he hoped for was filled not by his friend but by a stranger.

Achievement patterns also do not disrupt family solidarity. In the United States, for example, where achievement is defined as an individual matter, the child who goes beyond his parents in achievement level often feels that his parents have difficulty understanding the kind of world in which he lives. Among the Mamachi families,

[8] This pattern appears to begin at an early age. Miss Kazuko Yoshinaga who taught in middle-class kindergartens in both Japan and the United States reported that in kindergartens American children are much more openly competitive than Japanese children. Even about matters of age and size, Japanese kindergarten children rarely engage in comparisons and are less interested in who is bigger and older.


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however, the child's success is more directly a family success. The mother continually keeps close to the child and his work. Even if the child does not need his family's introductions, he will require the family's help in preparing for the examinations. While disparities between achievement of siblings may create some problems, brothers and sisters are also so involved in each other's success and share in the community respect awarded to a family that examinations serve usually to unite siblings as well as other members of the nuclear family.

Under conditions of competing with strangers the achievement pressures are least controlled. Just as considerations of politeness do not prevent the shoving of strangers getting on a subway, so competitiveness is accepted as natural at the time of entrance examinations. In this way, the entrance-examination system operates to preserve the distinction between friends and strangers because blatant competition is concentrated at the time of admission when one competes with strangers. Once admitted, competition is subordinated to loyalty and friendship within the group. Thus the phenomenon of entrance examinations operates to maintain universalistic standards in such a way that it minimizes the threat to group solidarity. The cost to the individual is the anxiety and pressure which he must endure at the crucial point of admission.


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Chapter III— The Gateway to Salary: Infernal Entrance Examinations
 

Preferred Citation: Vogel, Ezra F. Japan's New Middle Class: The Salary Man and His Family in a Tokyo Suburb, Second edition. Berkeley:  University of California Press,  1971 [c1963] 1971 1963. http://ark.cdlib.org/ark:/13030/ft8z09p23r/