Preferred Citation: Sauer, Jonathan D. Plant Migration: The Dynamics of Geographic Patterning in Seed Plant Species. Berkeley:  University of California Press,  c1988 1988. http://ark.cdlib.org/ark:/13030/ft196n99v8/


 
6 Last Glacial And Holocene

6
Last Glacial
And Holocene

This period offers the most readable chapter in all of paleobotany. Any fossil evidence, however, involves formidable problems not shared with modern historical evidence. These problems have been carefully examined by Davis (1978) and Watts (1978). Only a few of the more intractable ones will be briefly noted here.

Identification of Taxa . The basic units of the fossil record are not ordinarily whole plants or assemblages of organs, as on herbarium specimens, but disarticulated parts. The great bulk of the seed plant record consists of pollen grains, the domain of palynology. The most abundant macrofossils are usually individual leaves or leaflets. Plant fossils of this period are generally considered to belong to living species, but their pollen and leaves have often been identified only to genus or family. A great deal of talent and effort are currently being devoted to better identification, partly by use of scanning electron microscopy.

Dating . The pioneer palynologists made an assumption that is no longer considered tenable, namely, that during Late Glacial and Holocene time, major vegetation changes were synchronous over large regions, perhaps globally, due to changing climate. Before absolute 14 C dating was available, changes in fossil floras were used to define time levels and thus to correlate dating between different sites and regions. This led to circular reinforcement of the idea of synchronous climatic control of plant migration. Forunately, development of isotopic dating has opened the way for a true chronology not derived from changes in fossil floras.


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Displacement . Transport of pollen and other plant parts by wind and water may leave fossil records far outside the range of the species. Water-worn fossils can sometimes be recognized, but wind-borne pollen is not altered by its journey. Thus, if fossil pollen of a taxon is present at a site in low frequency, it can be interpreted as either an abundant species far away or a rare one nearby. For example, in eastern North America, beech, Fagus grandifolia , is recorded during the Late Glacial by macrofossils from two sites in the lower Mississippi Valley and by pollen from several sites farther east. The pollen is present in extremely low frequencies and is usually interpreted as having come from a few distant, highly localized refugia in the lower Mississippi Valley or elsewhere. However, Bennett (1985) prefers to believe that beech was very widespread but very rare all across southeastern North America. There are not enough Late Glacial pollen sites yet known in the region to resolve this question. Discrimination between distance and abundance as controls of pollen frequency is possible when many sites in different parts of a region can be compared. Uniform low frequencies of a given pollen type suggest a background pollen rain from a distant source, while locally variable frequencies suggest presence within the region. This deduction is strengthened when formerly constantly low frequencies rise abruptly in a geographic sequence, which evidently documents local arrival of an advancing species border.

Palynologists face other difficult problems in attempting to translate pollen frequencies into vegetational reconstructions because of great differences between species in the quantity of pollen produced and preserved. In its naive early days, palynology seriously underestimated the difficulty in translating fossil pollen data into geographic patterning of plant species and their environments. Dawning awareness of this difficulty has led to admirable advances in research techniques and interpretation of data. Whatever its remaining imperfections, modern palynology is infinitely better for reconstructing prehistoric plant migrations than the untestable speculations that prevail in the absence of a fossil record.

Northwestern Europe

(Bell 1969; Bertsch 1953; Beug 1982; Butzer 1971; Edwards and Hirons 1984; Frenzel 1968; Godwin 1956; Hammen et al. 1971; Huntley and Birks 1983; Iversen 1949, 1960; 1964; Kral 1972; Markgraf 1972; Pennington 1969; Prentice 1983; Ralska-Jasiewiczowa 1983; Tallantine 1972)

The reconstruction of plant migrations in northwestern Europe during this time span forms a classic chapter in paleobotany. It is the work of a large


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figure

Figure 7. Areas of Northwestern Europe Covered by Glacier 12,500 Years Ago. Modern coastlines are shown
for orientation, but the sea then stood far below its present level. (Adapted from Huntley and Birks, 1983)


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corps of scholars in various countries. They had a magnificent fossil record in the abundant bog and lake deposits of the region. Also, the simplicity of the forest flora of the region aided accurate identification of fossils and ecological interpretation. The same tree genera that are represented elsewhere in the northern hemisphere by multiple species are here represented by single or few species.

Late Glacial: Dryas I

The beginning of the Late Glacial, which terminated the Weichsel glaciation, is conventionally dated at about 14,000 B.P. (before the present) (Table 1). The great continental ice sheet that had formed about 60,000 B.P. began to retreat from its Full Glacial maximum. In the Late Glacial, it still covered almost all of Fennoscandia and much of the northern British Isles (fig. 7). Sea levels were still low; the North Sea and the English Channel were dry land. South of the continental ice sheet, mountain glaciers were extensive in all the ranges as far south as Spain, Italy, and Greece. Boreal forests were extensive in eastern Europe, but northwestern Europe had only scattered patches of sparse, open woodland. Barren outwash plains, flooded periodically during early summer, were extensive; they were sources of massive wind-borne loess deposits. Much of the region was dominated by grasslands where soil processes were similar to arctic tundras, with solifluction and frost heaving above permafrost.

The Dryas I vegetation, however, has no exact modern analogue, either in the arctic tundras or in the cold, dry steppes of central Eurasia. Its component species have since gone their separate ways to a variety of regions and habitats. The woodland trees, species of Picea, Larix, Pinus, Betula , and Populus , are now found in the boreal forest. Some shrub and herb species have retreated to arctic and alpine tundras, for example, Dryas octopetala, Betula nana, Salix herbacea , and Koenigia islandica . Many others are now pioneers of seashores, cliffs, stream gravels, and other naturally disturbed sites over a wide climatic range, for example, Juniperus communis, Ephedra distachya, Suaeda maritima, Triglochin maritima, Hippophae rhamnoides , and Helianthemum oelandicum . Many members of the Dryas I herb flora are now common weeds, for example, Rumex acetosella, Chenopodium album, Plantago major, P. lanceolata, Daucus carota , and Centaurea cyanus . During Dryas I, periglacial processes provided the disturbed, exposed ground needed by a heterogeneous assemblage of pioneer plants. The Dryas I vegetation supported a great mass of great herbivores, including woolly mammoths, woolly rhinos, muskoxen, reindeer, and the Paleolithic hunters that pursued them.


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TABLE 1
LATE GLACIAL AND HOLOCENE CHRONOLOGY ,
NORTHWESTERN EUROPE

 

Years Since Began

Holocene (Postglacial)
Subatlantic


2,300

Subboreal

5,000

Atlantic

8,200

Boreal

9,500

Preboreal

10,300

Late Glacial (Terminal Pleistocene)
Dryas II


11,400

Allerød

12,200

Dryas I

14,000

Full Glacial (Pleniglacial)

 

Allerød Interstadial

The brief warmer period during the Allerød Interstadial had rapid glacial melting. Sea level rose to within about 40 m below present level, but the North Sea area remained land and the Baltic region had a great freshwater lake. Many small lakes began accumulating organic sediments over the former inorganic deposits; they were colonized by aquatic plants, such as Myriophyllum alterniflorum , probably brought north by waterfowl. Dryas, Juniperus , and other pioneers advanced into deglaciated territory, but gained less territory than they lost to northward-advancing trees. Tree birches, Betula pubescens and B. pendula , spread over large, formerly treeless areas as far as Britain and Denmark. Woodlands of Populus tremula and Pinus sylvestris expanded in southern Germany and the Alps, where the tree line rose to only about


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figure

Figure 8. Postglacial Immigration of Selected Trees into Northwestern Europe. Advancing fronts are shown
at specified numbers of years before the present. Subsequent losses of territory are not shown. During the early
Postglacial, Britain was not yet an island. Each tree species migrated individually at its own rate and along a
peculiar pathway. Migration rates were commonly so fast that human inhabitants of the region must have been
well aware that the species borders were moving. (Adapted from Huntley and Birks, 1983)


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500 m below its present level. In the Carpathians, Picea abies expanded its range. Woolly mammoths and rhinos became extinct during the Allerød, while muskoxen retreated to the far north. Some reindeer survived in the region and moose increased in abundance, often being the main game of the Paleolithic hunters.

In deposits of late Allerød age, charcoal horizons were associated with high frequency of pollen of fireweed, Epilobium angustifolium . Some scholars have suggested that extinction of the large herbivores and deliberate forest burning can be attributed to the Paleolithic Late Magdalenian peoples. Advance of the forests during the Allerød must have reduced the habitat of the large herbivores and made them vulnerable to overhunting. It is also possible that climatic cooling at the end of the Allerød led to death of the forests and the conflagrations recorded by charcoal horizons.

Dryas II

During the Dryas II glacial stadial, glaciers readvanced, sea level dropped, and forests were replaced by tundra and steppe over much of the region. This final Weichsel glacial stadial lasted about 1,000 years before its abrupt end.

Holocene: Preboreal

During the first subdivision of the Holocene Epoch, the Preboreal, the continental glacier melted back to separate residuals in northern Sweden and Norway. Glaciers in the Alps retreated to about their present extent. Lakes as far north as the Baltic region were rapidly colonized by Cladium mariscus and other warmth-requiring aquatics. Juniperus communis and other pioneer shrubs expanded rapidly north of the Alps, in the northern British Isles and northern Scandinavia. Juniper dominance was very brief before it was over-whelmed by advancing tree birches and poplars, such as Betula pubescens, B. pendula , and Populus tremula . From scattered Dryas II relic stands, these expanded to regional woodlands. Pinus sylvestris began moving northward from the Alps, but had not yet caught up with the birches. Picea abies began spreading slowly westward in the southeastern Alps and Carpathians, but it remained in the mountains (fig. 8), leaving the Danube and Pripet lowlands uninvaded. During the Preboreal, the tree line in the Alps rose to approximately its modern level.

Warmth-requiring deciduous hardwoods, which had probably become extinct north of the Alps during the Weichsel, began to reinvade. Of these, hazel, Corylus avellana , moved the fastest, advancing from Italy northwestward


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across France to Britain, which was not yet an island. Hazel then looped eastward across the low countries to the Baltic. By 9,500 B.P. , hazel was approaching its present limits in northern Scotland and Scandinavia. In parts of northern Europe, hazel had outrun pine. During the same time span, deciduous Quercus spread from Spain and Italy across western France to southwestern England, while Alnus, Tilia , and Ulmus were still advancing through France. By the end of the Preboreal, the open steppe and tundra plants had been driven back by the advancing forests and woodlands to scattered patches. Reindeer were gone from most of the region.

Boreal

Pinus sylvestris caught up with the boreal tree birches and poplars, driving them back to scattered remnant patches, and was approaching its present northern limits in Britain and Scandinavia. At the same time, pine was losing ground over much of the region to advancing temperate hardwoods. Hazel continued to move eastward into Poland and also pushed northward into deglaciated parts of Fennoscandia. The oaks, Quercus , continued to move rapidly northward through Britain and Ireland and also up the Danube and across central Europe. Lindens, elms, and ash trees, Tilia, Ulmus , and Fraxinus spp. had moved past the Alps more slowly and were still advancing across France and Germany far south of their present limits at the end of the Boreal. Meanwhile, alders, Alnus spp., were invading poorly drained areas. An undetermined species of alder made a tentative advance into northwestern France early in the Boreal, but this migration stalled for unknown reasons. At the same time, far to the east both Alnus glutinosa and A. incana pushed north from southeastern Europe clear into Fennoscandia. Picea abies continued to expand slowly westward in the mountains of central Europe but did not move out onto the plains. Abies alba finally began moving northward into the Alps, presumably coming from a glacial refuge in the Appenines.

Atlantic

During the Atlantic period, deglaciation of Fennoscandia was completed and eustatic sea level approached the present level. Britain and Ireland became islands. Encroachment of the rising sea onto the continental shelf must have extended the mild, humid maritime climate eastward. Hornbeam, Carpinus betulus , was restricted to Italy and the Balkans at the beginning of the Atlantic. By the end of the period, hornbeam had spread northward through Poland to the Baltic, joining the mixed deciduous hardwood forest. Meanwhile, alders continued to spread into deglaciated territory, especially in swampy carrs and fens. During the Atlantic, alders spread northward through


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Fennoscandia to the Arctic Ocean and westward from the Baltic Sea into the Low Countries and England, then northward to Scotland, Ireland, the Faroes, and Iceland.

Another deciduous hardwood, beech, Fagus sylvatica , invaded the region more slowly around both flanks of the Alps. Early in the Atlantic, beech advanced from Italy into southern France and from the Balkans up the Danube Valley. By late Atlantic time, the eastern invasion had rounded the Alps and was moving westward through the central European mountains. Beech advanced selectively, favoring chalk soils and leaving the mixed oak forest in mesic sites.

Meanwhile, pine, birches, and other pioneer trees continued to be squeezed into edaphically and climatically marginal sites. Of all the Holocene subdivisions, the Atlantic had the most continuous expanse of late successional hardwood forest. In certain places, however, such as the Pennine plateaux of southern Britain, extensive blanket peat bogs, with Sphagnum moss and Eriophorum sedge, began replacing former hardwood forest. As for fir and spruce, during the Atlantic, Abies alba reached its present northern limits along the Rhine and began moving into the eastern Alps, where it met and overlapped with Picea abies moving in the opposite direction. After 3,000 years in the eastern Alps, Picea finally crossed the Rhine into the western Alps during Atlantic time. At the same time, a separate migration of Picea abies , presumably from a glacial refuge in Russia, reached the Baltic from the east.

Subboreal

During the Subboreal, there was large-scale replacement of forest by blanket bogs, heathland, bracken, and grassland. At the same time, beech finally moved out of the central European mountains and advanced at a startling rate across Poland to the Baltic Sea and across Germany and France to England. Meanwhile, the border of hornbeam remained nearly stationary in southeastern Europe, but hornbeam advanced from northern Poland westward across northern Germany. Spruce, Picea abies , crossed the Baltic into Scandinavia, but remained rare and local there during the Subboreal. Fir, Abies alba , completed its migration in the central European mountains, even surpassing its present borders in places, including the Alps, where it grew higher than the present timberline.

Subatlantic

Blanket bogs have continued to spread to the present time at the expense of woodland, especially in wet coastal and cool mountain regions. In general, the fossil record suggests fluctuating, patchy, local vegetational changes,


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largely attributable to human activities, rather than progressive changes in species ranges. There are a few exceptions. After a long history of relatively slow advance, hornbeam began advancing rapidly about 2,000 B.P. Within 500 years the species advanced from western Germany across all of France to the Bay of Biscay. During the first half of the Subatlantic, spruce essentially completed its immigration into Scandinavia.

Changing Interpretation of Postglacial Migrations

In the early days of palynology, it was taken for granted that regional vegetational changes were controlled by climatic changes. Early Postglacial advances of tree species were thought to have been restrained by gradually rising temperature, allowing cold-tolerant boreal species to precede the warmth-demanding species. The northern European climate was considered to have improved to a so-called optimum in the Atlantic period, followed in the Subboreal by deterioration, as evidenced by decline in abundance or retreat of certain species. Essentially, the whole sequence was interpreted as a series of different climax vegetation types, each in equilibrium with changing climate. The conceptual model did not allow for successional or migrational lag.

There is no doubt that drastic climatic changes during the Allerød and again at the beginning of the Holocene set off great plant migrations. However, the assumption that the moving species borders were constantly in equilibrium with climatic controls was inevitably challenged. Bertsch (1953) pointed out a possible spurious correlation between cold tolerance and sequence of immigration of the dominant tree species. The most cold-tolerant trees, such as Pinus, Betula , and Alnus , are quicker to mature and more widely dispersed than the most warmth-requiring ones, such as Ulmus, Tilia, Quercus , and Fagus . Iversen (1960) reiterated this point and also noted that, because the boreal species are cold tolerant, they would have survived the Weichsel glacial at higher latitudes and thus, other things being equal, would have arrived first in Postglacial time. Furthermore, the first Postglacial immigrants were pioneer species, capable of invading open habitats. The later arriving dominants, although slower to mature and less dispersible, are longer lived and more shade tolerant; even under a constant climate, they might be expected to eventually replace the pioneers. Iversen (1964) later suggested that some vegetational changes after Atlantic time, which had been attributed to climatic deterioration, were due to gradual leaching of immature soils derived from base-rich glacial drift and also to accumulation of acid peat. In northern Europe, the possibility that forests can be successionally replaced by blanket bogs and heaths is now taken seriously by many ecologists.

It is possible that in early Holocene time, climate had changed so abruptly


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from the glacial climate that there was a period of free migration before species could fill their new potential areas. During this free migration, location of the moving borders would have been largely controlled by how far seed was dispersed and how long it took for new colonies to mature and produce the next wave of seed. Many of the advancing tree species spread at almost incredible rates; their advances must have been very obvious to people inhabiting the region. Almost all of the dominant trees accomplished much of their advance at rates of over 300 m/year, averaged over centuries and millennia. Pinus, Corylus, Alnus, Ulmus, Acer, and Carpinus advanced at rates of over 1 km/year, averaged over centuries. Thus, all of these advanced at rates of many kilometers per generation. Explaining location of their borders does not require invoking climatic or other environmental controls. Rather, it demands long-range dispersal agents. North-flowing rivers and birds were probably crucial. Human dispersal probably was also, particularly in species with heavy, edible seeds, such as Pinus, Corylus, Quercus, and Fagus . Early Postglacial Europe was inhabited by so-called Mesolithic peoples. Unlike the specialized Paleolithic big game hunters of the glacial steppes and tundras, the Mesolithic cultures had a more diversified food base, including fishing, hunting deer, and gathering nuts and other vegetable foods. Archaeological caches of hazel and other nuts show they were commonly transported by the people.

Later, with the arrival in northern Europe of Neolithic pastoral and agricultural peoples, evidence of anthropogenic effects on plant distribution becomes much clearer. This began in the Subboreal period. Before 14 C dating the end of the so-called Atlantic optimum and the beginning of the Subboreal was defined by a change in abundance of pollen of certain tree species, particularly an abrupt drop in Ulmus . This so-called elm fall was accompanied by subtler and less consistent changes in abundance of other species for which rather vague climatic causes were suggested. Subsequently, 14 C dating revealed that the elm fall and associated changes in pollen of other species were not synchronous throughout the region, as had been assumed, but varied by several hundred years between different places. Moreover, it was found that the pollen record did not show unidirectional changes but rather complex local fluctuations, with forest trees alternating with birches and other pioneer trees. Along with increases in pioneer trees came resurgence of pioneer herbs that had disappeared from the fossil record in early Postglacial time, such as Rumex spp., Chenopodium spp., Plantago lanceolata, and Centaurea cyanus . Presumably, these had survived in naturally open coastal and riparian habitats as Postglacial forests took over most of the region and were preadapted to become weeds when the forests were opened by Neolithic pastoral and agricultural clearings. Subboreal pollen diagrams commonly show the first appearance of domesticated cereal crops at the same levels as resurgence of native pioneer trees and weeds.


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Causes of the elm fall are still something of a puzzle. It is questionable whether Neolithic shifting cultivation in early Subboreal time was sufficiently extensive to cause a decline of the magnitude recorded. Palynologists and archaeologists, particularly in Scandinavia and Great Britain, have proposed that lopping of elm branches for fodder for cattle was largely responsible for the elm fall. Arrival of the fungus responsible for Dutch elm disease, Ceratocystis ulmi , has also been suggested. Huntley and Birks (1983) have neatly combined all three hypotheses. Spread of agriculture and the fungus may have coincided because injury to elms by Neolithic felling and lopping would have made the trees more susceptible to attack by bark beetles that transmit the fungal spores.

The puzzling acceleration during the Subboreal of the advance of beech, Fagus sylvatica , has also been attributed to human agency. Unlike its North American congener, the European beech is not usually able to invade undisturbed forest. Its sudden expansion coincides in time with the elm fall and the beginning of shifting cultivation. Later in the Subboreal, with the beginning of the Iron Age when plow farming moved onto heavier soils, beech may have expanded on abandoned upland fields on chalk and limestone.

It is widely recognized that northern Europe has had very little truly natural vegetation, in which species distributions have been under direct climatic control, since the Atlantic period. For Subboreal and later time, sorting out any signals of climatic change from the other variables affecting plant geography is a baffling problem. Some scholars, including Beug (1982) and Prentice (1983), are optimistic that this can eventually be accomplished, but it has not yet been done.

A special problem with attributing plant migrations to climatic change arises with freshwater aquatics. Some of these were much more extensive and abundant in deglaciated territory during early Holocene time than now, for example, Cladium mariscus, Trapa natans, Najas marina, N. flexilis, Ceratophyllum demersum, and C. submersum . Their retreats and local extinctions have been cited as evidence of climatic deterioration since the Atlantic optimum. It is curious that such retreats should be concentrated among aquatics, which are relatively indifferent to climatic gradients. Also, their losses of territory have been due to thinning out of the density of sites rather than to general southward displacement of the border of the gross ranges. Some of the winking out of colonies may be due to limnological changes as new glacial lakes became older.

Eastern And Midwestern North America

(Black and Bliss 1980; Davis 1965, 1978, 1981a, b, 1983; Dean et al. 1984; H. Delcourt 1979; P. Delcourt 1980; Delcourt and Delcourt 1977, 1981,


157

1984; Delcourt et al. 1983; Grimm 1983; Ritchie 1976; Vesper and Stuckey 1977; Watts 1983; Wright 1971, 1976)

After early naive attempts to find parallels with the European Late Glacial and Holocene climatic and vegetational sequence, North American workers have developed a story that is in many ways different and more complex.

Full Glacial

During the Wisconsinan Full Glacial, from about 25,000 to 15,000 B.P. , the continental ice sheet covered half of the North American continent, extending from the northern Rocky Mountains across what later became the Great Lakes to the Atlantic Ocean, where the southern margin on Long Island reached the latitude of Madrid and Naples (fig. 9). Instead of the great European tundra or steppe grassland, there was a very narrow and probably discontinuous treeless belt along the ice margin. Scattered mountain glaciers and alpine tundra extended far south into the Appalachian Mountains. Unglaciated North America east of the Rockies was mostly dominated by conifers now found in the boreal forest, although not in the same associations. Picea and Larix were dominant over a great area west of the Appalachians, and Abies on both flanks of those mountains. Unlike the modern boreal forest, much of the interior conifer forest, especially in the north, had no pine component. Pinus banksiana was present in parts of the Midwest and was dominant in much of the southeast, especially on a coastal plain that was much broader than now because of lower sea level. Much of Florida had dry scrub, savannas, and active dunes. A few hardier genera of deciduous hardwoods—Populus, Alnus, Betula, Carya, and Quercus —were widely associated with the dominant conifers, but the complex of broadleaf trees that dominate mature, mesic forests today were generally absent. Only recently have fossils of these from the Full Glacial been identified in the lower Mississippi Valley and eastward; presumably the species survived in especially favorable microhabitats, such as warm, south-facing gorges.

Late Glacial

During the Late Glacial, from about 15,000 to 10,000 B.P. , ice retreat began and continued without any interruption comparable to the Dryas II Advance in Europe. The deglaciated area was evidently initially colonized by pioneers from the formerly narrow tundra beyond the ice margin: many sedges, a few grasses, and several shrubs, including Salix herbacea, Vaccinium uliginosum, and Dryas integrifolia, a nitrogen fixer. In New England, it was


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figure

Figure 9. Areas of Eastern North America Covered by Ice During the Last Glacial. (Adapted from Davis, 1983)


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figure

Figure 10. Postglacial Immigration of Selected Trees into Northeastern North America. Advancing fronts are
shown at specified numbers of years before the present. Subsequent losses of territory are not shown. As in Europe,
species migrated individually, not in fixed associations. (Adapted from Davis, 1983)


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about 2,000 years before the deglaciated area was invaded by forest; in the Great Lakes region, the tundra phase was evidently much briefer. With the advance of the forest, Dryas and other pioneer colonists of the deglaciated territory retreated to arctic–alpine ranges, leaving isolated relics in the forest on scree and stream gravels.

The conifers that comprise the modern boreal forest migrated individually during the Late Glacial. Generally, spruce was the first to invade tundra on deglaciated territory, with Picea glauca usually ahead of P. mariana and P. rubens. Picea moved northward rapidly west of the Appalachians, reaching the Canadian prairie provinces, Lake Michigan, and Lake Erie by about 13,000 B.P. At the same time, Picea moved upward in elevation in the Appalachians, where the treeless tundra barrier to cross-mountain migration was broken about 12,500 B.P. Having crossed the mountains, Picea moved rapidly northeastward through New York and southern New England, reaching New Hampshire by 11,000 B.P. (fig. 10). Larix laricina , the tamarack, moved northward into the Great Lakes region close behind spruce; tamarack then looped northeastward around the northern flank of the Appalachians. Meanwhile, in the southeast, Pinus banksiana and Abies , probably A. balsamea , moved northward east of the Appalachians, reaching Chesapeake Bay by about 14,000 B.P. , southern New England by about 12,000 B.P. , and northern New England by about 10,000 B.P. By then, they had also branched northwestward through New York into the Great Lakes region, where Pinus banksiana populations from east and west of the Appalachians may have joined.

By the end of the Late Glacial, all these boreal conifers had fairly straight northern borders running west to east from Lake Superior to the St. Lawrence. By then, they had extensively overlapping ranges. Along with boreal hardwoods, Populus balsamifera, P. tremuloides, Betula papyrifera, and Alnus rugosa , they were in some areas forming associations like the modern boreal forest. As they advanced northward, the boreal trees began losing territory in the south.

Two nonboreal conifers, white pine, Pinus strobus , and hemlock, Tsuga canadensis , were moving northeastward and northwestward from glacial refuges in the southern Appalachian foothills or coastal plain. Before the end of the Late Glacial, both were in New England and the southern Great Lakes region.

Full Glacial refuges of many temperate deciduous hardwoods probably lay closer to the Gulf of Mexico. By 13,000 B.P. , various species of Quercus, Ulmus, Acer, Carya, Fraxinus, and Ostrya or Carpinus or both were moving rapidly northward along both sides of the Appalachians. By 10,000 B.P. , most of them were in the southern Great Lakes region and southern New England. Carya moved faster in the west, where it had reached nearly its modern limits by the end of the Late Glacial, while it had only reached the


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Carolinas in the east. Fagus evidently remained east of the Appalachians and moved more slowly; by 13,000 B.P. it had reached Georgia, and by 10,000 B.P. it was in the Chesapeake Bay region. Castanea had not yet put in its appearance.

Deglaciated territory was colonized very rapidly by freshwater aquatic plants, probably due to dispersal by migratory waterfowl. Fossils of various species of Myriophyllum, Nuphar, Nymphaea, Potamogeton, Sagittaria, and Typha are known from Full Glacial time from a wide area of the southeastern United States. Fossils of most are also known from Full Glacial time from unglaciated regions in the southwestern United States. Fossils of all these taxa with 14 C dates between 15,000 and 10,000 B.P. are known from deglaciated territory between the Rockies and New England.

Holocene Epoch

By the beginning of the Holocene, about 10,000 B.P. , spruce was losing ground in the south faster than its northward advance. The spruce belt was being compressed into a narrow band close to the retreating ice and the glacial lakes; isolated mountain outposts were left behind at progressively higher elevations. By 8,000 B.P. the retreating southern and lower mountain borders stabilized near their present positions, while the northern advance accelerated, with the rapid final collapse of the ice sheet at about 7,000 B.P. In some arctic regions, the early Holocene advance of spruce carried it well beyond the present tree line. Postglacial fluctuations of the arctic tree line, the tundra—taiga border, have been dramatic in both Alaska and Canada; in places it has moved over 100 km north and south of the present tree line. Data on these displacements are very spotty in space and time; they do not appear to have been synchronous in different regions. There is also evidence of complex Postglacial fluctuations of the alpine timberline on mountains in New England. The other boreal forest trees generally lagged behind spruce in both advancing and retreating. Like spruce, they lost ground in the south to the general advance of temperate hardwoods, but held onto some relic patches in bogs, sand barrens, and burns and along streambanks and lakeshores.

After 10,000 B.P. , the nonboreal conifers, Pinus strobus and Tsuga canadensis , continued their northwestward advance through the Great Lakes region. By 7,000 B.P. , white pine was entering eastern Minnesota; by 5,000 B.P. it had advanced beyond its present limits in Ontario. Hemlock followed more slowly, reaching eastern Wisconsin about 5,000 B.P. By then, both species grew 350 m higher in the mountains of New England than now. At about 4,800 B.P. , hemlock pollen fell abruptly to about 10% of its former abundance all over eastern North America in an area of about 10 million km2 . After the


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hemlock fall, there was an increase in pollen of birch and other successional species, indicating that many hemlock trees had died, not just ceased producing cones. After about 1,000 years of low abundance, hemlock began increasing and regained its approximate former abundance by 3,000 B.P.

During early Postglacial time, the temperate hardwoods continued their advances at varying rates. In eastern Canada, present northern borders of Quercus were approached by 8,000 B.P. , of Ulmus and Acer saccharum by about 6,000 B.P. , and of Carya and Fagus by about 4,000 B.P. While advancing northeastward through New England into eastern Canada, Fagus also advanced laterally westward, finally entering eastern Wisconsin after 4,000 B.P. Chestnut, Castanea dentata , appeared in the fossil record in the southern Appalachians by 8,000 B.P. and spread northward very slowly, reaching Pennsylvania by about 5,000 B.P. and southern New England by about 2,000 B.P. Its role in what is generally regarded as the regional forest primeval was thus brief.

In the Midwest and Canadian prairie provinces, some of the territory abandoned by the boreal forest was not wrested away by hardwood forest, but was instead taken over by a mosaic of prairie, oak savanna, and open woodland. The pattern of the mosaic may have been related to topography and fire frequency. The details are obscure because wind-pollinated prairie grasses cannot be separately identified and because most other prairie herbs are insect pollinated and rarely recorded as fossils. Much of the fossil evidence consists merely of changes in the proportion of tree and herb pollen. It seems, however, that prairie and savanna expanded rapidly in the region after 10,000 B.P. By 9,000 B.P. , the prairie—forest ecotone may have occupied about the same region as it did at the time of white settlement. In Minnesota, however, there was evidently a temporary eastward advance of the prairie after 9,000 B.P. for about 100 km. This advance ended about 5,000 B.P. , followed by an increase in savanna, with Quercus macrocarpa , and woodland. It is not clear how much of this middle Holocene change in Minnesota vegetation was due to changes in gross species ranges and how much was simply a change in local abundance.

Problems of Interpretation

As in Europe, pioneer North American palynologists generally assumed that changing Postglacial vegetation was controlled by changing climate. Davis (1965) pointed out the ironic contrast between the types of explanations traditionally sought for paleodistributions and for modern species distributions. Paleoecologists tend to invoke control by unknown past climates, whereas few investigators have even attempted to establish relationships between present species distributions and known climatic gradients. Present


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distributions have commonly been explained by invoking so-called historical factors, that is, residual effects of unknown past distributions. In North America as in Europe, it is now generally recognized that Postglacial plant migrations did not necessarily keep up with climatic change, but may have been temporarily shaped by successional and migrational lags.

Edaphic conditions in recently deglaciated terrain obviously would have acted as a selective brake on colonizing species. In Chapter 1, it was noted that on historically deglaciated terrain, Picea colonization was delayed for decades until edaphic conditions on the raw moraines had changed, partly due to nitrogen-fixing pioneers, including Dryas and Alnus . A relay floristics succession cannot, however, be invoked as a general explanation of the sequence of species migration in Late Glacial and later time. For example, the millennia that elapsed between deglaciation of New England and forest invasion are far too long. Also, Davis (1983) pointed out that Alnus generally followed rather than preceded Picea . She also pointed out that sequence of arrival of species varied greatly within the region, often as a function of distance from refugia rather than in a regular successional sequence. She showed that 12 dominant forest tree genera advanced across the region at rates varying from a low of 100 m/year for Castanea to 400 m/year for Pinus ; in all 12, the average advance was at least several kilometers per generation. Moreover, the rivers in this region, unlike those in northern Europe, do not generally run north; thus long-range flotation could not have been generally important. Amazingly rapid advances were accomplished by species with light wind-dispersed seeds and by species with heavy animal-dispersed seeds. Howe and Smallwood (1982) noted that Picea , with seed averaging 0.002 g in weight, migrated at rates averaging 250 m/year, while Quercus , with seed 500 to 1,500 times heavier, advanced an average of 350 m/year. The former was probably mainly wind dispersed and the latter mainly bird dispersed.

Thus, in North America as in Europe, climate may have changed so abruptly that a period of free migration ensued. Until the advancing species eventually bumped into their relocated Holocene climatic limits, location of their moving borders may have been controlled by how long it took for each new generation to start producing seed and how far the seed was dispersed.

The migrations that can most reasonably be interpreted as under climatic control are later Holocene ones after borders had been stabilized for a while and then advanced again or retreated, for example, the fluctuations in arctic and alpine timberlines and in the prairie—forest ecotone that were discussed above. It is not yet clear, however, how widespread or local these fluctuations were. Many paleoecologists believe that North America had a climate that was warmer and drier than now during some part of the Holocene. This has been named the Xerothermic, Altithermal, or Hypsithermal period. This is problematic because dates suggested for the beginning and end of the period disagree by millennia, even within the part of the continent under consideration


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here. For example, it was dated by Delcourt (1980) at 12,500–5,000 B.P. on the Gulf coast and at 8,500–4,500 B.P. on the Cumberland Plateau of Tennessee, by Watts (1979) at 10,000–6,000 B.P. in Appalachia, by Davis (1983) at 9,000–500 B.P. in northeastern North America, by King (1981) at 8,300–5,000 B.P. in Illinois, by Swain and Winkler (1983) at 5,500–2,500 B.P. Wisconsin, and by Wright (1976) at 8,000–4,000 B.P. in Minnesota. Wright (1976) and other workers have concluded that the warm dry period was "time transgressive" in different regions. If so, there is no reason to assume that either the causes or effects of whatever climatic fluctuations occurred in eastern North America during the Holocene were similar in different parts of the region. Placing such presumably heterogeneous phenomena under a single label can only cause confusion.

Davis (1965) noted that some late Holocene vegetation changes that had been attributed to climatic cooling were actually anthropogenic. For example, she found that in New England, changes in tree pollen that had been considered prehistoric and used as evidence for the end of the Xerothermic interval actually dated from the time of European colonization. The changes in abundance of tree species may have resulted from agricultural clearing, old field succession, and actual conifer planting. This reinterpretation was bolstered by the discovery of pollen of European weeds, Plantago major and P. lanceolata , in the same strata.

Davis (1965) also made a plea for greater attention to possible effects of prehistoric Indian activities on vegetation. Compared to Europe, very little has been done in North America to correlate palynology and archaeology. The American story is quite different from the Eruopean one because of the absence of pastoralism and the later development of agriculture. The Early Woodland Indians of the period 3,000 to 2,000 B.P. grew a little maize and a few other domesticated plants, but had a basically hunting and gathering economy. Only after about 1,000 B.P. was maize a major crop. Because Indian shifting cultivation was limited in time and localized in space within the region, it may be possible some day to evaluate its impact on forests of the region by correlating changes in archaeologic and palynologic data. Evaluating the impact of the more ubiquitous hunting and gathering people may be impossible. Their arrival in the region evidently coincided with the climatic revolution of the Late Glacial. It is generally assumed, perhaps correctly, that Indian burning had profound vegetational effects, particularly on the prairie—woodland ecotone, but there may be no way today to discriminate between the effects of Indian- and lightning-set fires in a vegetation mosaic that no longer exists.

Davis (1981b ) suggested a natural biotic rather than an anthropogenic or climatic cause for the dramatic hemlock decline at 4,800 B.P. , namely, outbreak of a pathogen or insect parasite specific to Tsuga .


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Southwestern United States

(Baker 1983; Spaulding 1983; Spaulding et al. 1983; Thompson and Mead 1982; Van Devender and Spaulding 1979; Van Devender et al. 1984; Wells 1977, 1983; Wells and Hunziker 1976; Wells and Woodcock 1985)

The region considered here extends from the central Great Basin in Utah and Nevada through the Mojave and Sonora deserts of California and Arizona to the Chihuahuan Desert of New Mexico and Texas; this region is locally known as the Southwest. Rising above the present deserts are many plateaus and mountain ranges with scrub woodlands, conifer forests, and a few alpine tundras. The rugged topography, steep environmental gradients, and complex flora make fossil pollen records hard to decipher. Pines, junipers, oaks, and other dominant genera each have multiple ecologically diverse species with indistinguishable pollen. The pollen rain is an inseparable mixture from different altitudinal zones. In some vegetation types, imported pollen may actually be deposited more abundantly than local pollen. Moreover, pollen is preserved in relatively few sites.

Fortunately, the poor pollen record is supplemented by abundant macro-fossils from caves and rock shelters, mainly deposited by so-called pack rats or wood rats of the genus Neotoma . These animals gather all sorts of plant materials to build middens around their nests. Supposedly, they forage non-selectively and only within a radius of about 100 m from their nests. Hundreds of Neotoma middens in the Southwest contain fossil plant materials that have been 14 C dated to the Wisconsinan Glacial or the Holocene Epoch. The fossils are commonly identifiable to species. The middens present some problems in sorting out deposits made at different times. As in other kinds of fossil records, there are occasional disagreements between experts as to dating.

Full Glacial

During the Full Glacial, from about 21,000 to 12,500 B.P. , the Southwest had only scattered mountain glaciers. Presumably, alpine tundras and Artemisia steppe extended well below present timberline.

In the Great Basin, pluvial lakes, some of enormous size, set a regional base level at about 1,500 m elevation. Conifer forests grew down to this level over huge areas now dominated by pinyon—juniper scrub woodland and desert shrubs. Bristlecone pine, Pinus longaeva , now a rare subalpine species, grew as much as 600 m below its present lower limits; its range was continuous over the higher, eastern part of the Great Basin, becoming discontinuous


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westward and southward. Limber pine, P. flexilis , and boreal juniper, Juniperus communis , both extended down more than 1,000 m below their present lower limits and may have had continuous ranges from the Rockies to the Sierras. Also present were a few deciduous shrubs, for example, Acer glabrum and Rosa woodsii , that are still associated with mountain conifer forests. In southeastern Nevada at the southern margin of the Great Basin and slightly below its general base level, Douglas fir, Pseudotsuga menziesii , joined Pinus flexilis as a dominant. Also present there were Rocky Mountain juniper, J. scopulorum , and a cactus, Opuntia polyacantha . Nowhere in the Great Basin, however, was there Full Glacial evidence of the species that dominate the modern pinyon—juniper woodlands, Pinus monophylla, P. edulis, and J. osteosperma, nor of the modern desert shrub communities.

The Mojave Desert and the adjacent Grand Canyon region had lower base levels and fewer pluvial lakes. The forest conifers that blanketed the Great Basin were confined to highland areas. The subalpine species, including Pinus longaeva and P. flexilis , grew above 1,800 m elevation. The montane species, including Pseudotsuga menziesii, Abies concolor, and Picea spp., grew down to about 1,500 m. At lower levels, the conifers did not form continuous forests, but were interspersed with pinyon—juniper woodland and high desert shrub species, including Pinus monophylla ; Juniperus osteosperma ; shadscale, Atriplex confertifolia ; desert almond, Prunus fasciculata ; bitter brush, Purshia tridentata ; Apache plume, Fallugia paradoxa ; curl-leaf mahogany, Cercocarpus ledifolius ; and big sagebrush, Artemisia tridentata . The lower limits of these species extended well below their present limits, but some had upper elevational limits as high as today. Shadscale actually extended to higher elevations than today.

Sites in lower parts of the Mojave, between 1,500 and 500 m, were almost all dominated by junipers, usually J. osteosperma , and accompanied in places by Pinus monophylla and various shrubs still found in pinyon—juniper woodlands today but at higher elevations, including joint fir, Ephedra viridis ; blackbrush, Coleogyne ramosissima ; antelope brush, Purshia glandulosa ; little leaf mahogany; Cercocarpus intricatus ; ash, Fraxinus anomala ; and desert sage, Salvia dorrii . Mixed with these were a few species that still grow at lower levels of the Mojave, such as wingscale, Atriplex canescens, and thornbush, Lycium andersonii . Some edaphically dry sites were nearly treeless; for example, on a rocky, calcareous, south-facing slope at Point of Rocks, Nevada, a 15,000-year-old midden had fossils of only one tree species, the Joshua tree, Yucca brevifolia . The dominants were shrubs, shadscale, and snowberry, Symphoricarpos longiflorus . The most likely region in the Mojave to have had a treeless desert scrub during the Full Glacial is probably Death Valley, with a floor below sea level and in an intense rain shadow. A Full Glacial midden dated at 20,000 B.P. from 400 m elevation on the flank of the valley in a zone now having only extremely sparse scrub of creosote bush, Larrea divaricata , and bursage, Franseria dumosa , showed Juniperus osteosperma and Yucca


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brevifolia present but not abundant. Thus, junipers and Joshua trees grew more than 1,000 m below their present lower limits. The dominant species at the site was evidently the shrubby Yucca whipplei , accompanied by shadscale and Opuntia basilaris . It seems likely that the lower parts of Death Valley were completely treeless desert. Nowhere in the Mojave, however, is there Full Glacial fossil evidence of the creosote bush—bursage or other modern desert scrub communities. If creosote bush, now the most common dominant over huge areas of the Mojave, was present there during the Full Glacial, it must have been extremely rare.

The known Sonoran Desert fossil record for the Full Glacial is very sparse. Neotoma middens have been found at a few localities in the lower Colorado River basin of California and Arizona at elevations between 250 and 1,000 m. These generally show dominance by Juniperus osteosperma and Pinus monophylla , far below their present lower limits. Common associates were all species that are still common members of pinyon—juniper woodlands now restricted to higher elevations and moister climates: Ephedra viridus, E. nevadensis, Yucca brevifolia, Y. whipplei, Nolina bigelovii, Atriplex confertifolia, Acacia greggii, Cercocarpus intricatus, Arctostaphylos pungens, Rhus tribolata, Artemisia tridentata , and Haplopappus cuneatus and scrub oaks, including Quercus chrysolepis, Q. dunnii, Q. turbinella . As in the Mojave, the northern Sonoran Full Glacial vegetation evidently lacked the common dominants of the modern desert scrub. Whether they were present anywhere in the huge Sonoran Desert south of the U.S.—Mexican border is not known.

In New Mexico and Texas, the region now occupied by Chihuahuan Desert scrub at elevations below 1,500 m had a Full Glacial vegetation of pygmy conifer woodland. Midden deposits consistently show dominance by junipers, usually J. scorpulorum , and by pinyons, Pinus edulis and P. remota . The first two species grew at lower elevations and farther south than now; P. remota grew much farther west than now. Associated with the pinyons and junipers at lower elevations were scrub oak, other shrubs, and succulents, such as Agave, Yucca , and Opuntia spp. At higher elevations in the mountains of New Mexico and Texas, pinyons and junipers were associated with montane and even subalpine conifers. For example, middens dated 13,000 to 15,000 B.P. at elevations between 1,600 and 1,700 m in the Sacramento and San Andres mountains of southwestern New Mexico showed the presence of Pseudotsuga menziesii in a pinyon—juniper woodland. A San Andres midden also yielded a unique Late Glacial record of Pinus ponderosa . In the nearby Guadalupe Mountains of western Texas, middens dated at 13,000 B.P. at elevations of about 2,000 m showed that Pinus edulis and Juniperus scopulorum grew together with not only Pseudotsuga but also with subalpine spruces, Picea engelmannii and P. pungens , and a white pine, Pinus strobiformis .

Thus, during the Full Glacial the Southwest from timberline to base level was evidently dominated by conifers that are now restricted to disjunct highlands. These formed forests at high elevations and woodlands below.


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There is no record of extensive ponderosa pine parkland, sagebrush steppe, or treeless desert scrub. Some species now present in those communities are known from Full Glacial fossils as subordinate members of conifer woodlands and also in local microhabitats. Other species that are today among the most widespread and abundant in deserts of the Southwest are completely missing from the Full Glacial record, including columnar cacti, Cereus spp.; ocotillos, Fouquieria spp.; bursage, Franseria dumosa ; and paloverdes, Cercidium and Parkinsonia spp.

Late Glacial

Fragmentary evidence suggests that plant migrations signaling the end of the Full Glacial in the Southwest began between 12,500 and 10,000 B.P. , a time span arbitrarily called the Late Glacial.

In the eastern Great Basin, sequences of midden deposits at different elevations in the Confusion Range show upward displacement of the lower border of the subalpine Pinus longaeva . At 12,000 B.P. it still extended down to the lowest sites at about 1,700 m elevation; by 10,300 B.P. it was gone even from the highest sites at 2,160 m. Its upward retreat was closely followed by advance of Pseudotsuga menziesii and Juniperus scopulorum . During the Full Glacial, their nearest approach to the Confusion Range had been at Rainbow Canyon, 160 km to the south. By 12,000 B.P. Pseudotsuga had arrived at the lowest sites in the Confusion Range, but Juniperus scopulorum was not yet present there. By 10,300 B.P. , these two species dominated the range up to the summit.

In the present Mojave Desert, major plant migrations evidently began about the same time. At Rampart Cave, at 500 m elevation in the Grand Canyon, where there had been pinyon—juniper woodland around 12,000 B.P. , there were only desert shrubs by 10,000 B.P. At Point of Rocks, at 900 m elevation in Nevada, the site mentioned above as having had Joshua trees in the Late Glacial had become much more similar to the present by 11,700 B.P. By then it had only desert shrubs, including desert almond, Prunus fasiculata ; snakeweed, Gutierrezia microcephala ; and Opuntia spp. being dominant. In Death Valley at 400 m, where a Full Glacial midden had shown juniper and Joshua trees present, a 10,000-year-old midden showed only bursage, Franseria dumosa . Higher up on the flanks of Death Valley at 800 m, where Utah juniper had been dominant in the Full Glacial, only shrubs were present by 11,000 B.P. These included Yucca whipplei ; antelope brush, Purshia glandulosa ; rubberbrush, Chrysothamnus teretifolius ; and Opuntia basilaris . The Mojave was evidently first invaded in Late Glacial by a scrub oak, Quercus turbinella , which had been present in the Sonoran Desert during Full Glacial. The first Mojave macrofossils of this species, dated 12,000 B.P. , were found 60 km west of Searles Lake, California. In the same region, a


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rise of oak pollen before 11,000 B.P. may mark the advance of this now common Mojave oak.

In the northern Sonoran Desert, middens indicate that Pinus monophylla began its northward and upward shift between 13,000 and 10,000 B.P. , leaving behind an impoverished juniper woodland. The first midden record of a desert community without woodland species is from the lower Colorado River valley near Yuma, Arizona. Dated at 10,500 B.P. , the middens contained creosote bush, Larrea divarieata , and bursage, Franseria dumosa , which still grow in the area.

In the present northern Chihuahuan Desert of New Mexico and Texas, middens dated between 10,500 and 10,000 B.P. at elevations of 1600 to 1700 m in the Sacramento Mountains showed change from the Full Glacial vegetation. Pinyon and juniper persisted but Pseudotsuga menziesii was gone, replaced by desert shrubs, including zorillo, Choisya dumosa , and honey mesquite, Prosopis glandulosa . In the nearby Guadalupe Mountains at 2,000 m elevation, where there had been a complex Full Glacial mixture of pinyon, juniper, and forest conifers, all the conifers except juniper were gone by 11,500 B.P. , replaced by grassland. Pollen profiles from the Llano Estacado, adjacent to the Chihuahuan desert on the northeast, show a change between 14,000 and 10,000 B.P. from pine and spruce dominance to an association transitional to the present grassland and desert scrub.

Holocene

After the beginning of the Holocene, at about 10,000 B.P. , lower elevations in the Great Basin were abandoned by the subalpine conifers, such as Pinus longaeva, P. flexilis , and Juniperus communis , and were temporarily occupied by spreading montane conifer species, especially Pseudotsuga menziesii, Abies concolor , and Pinus ponderosa . The available midden record is so spotty in time and space that the migrations can be bracketed only loosely and at a few places. For example, in the Snake Range in eastern Nevada at elevations between 2,000 and 2,700 m, these three montane conifers were absent at 9,200 B.P. but present by 4,600 B.P. Pseudotsuga and Abies are known to have been present during glacial time 200 and 280 km south of the Snake Range, respectively. Where ponderosa pine came from is a great mystery. Its only known glacial record in the Southwest is from New Mexico. The first available Holocene record is also from New Mexico, 700 km east of the Snake Range, at Chaco Canyon, from about 5,500 B.P.

Wells (1983) noted that there is no evidence these montane conifers, unlike the subalpine species, ever had continuous ranges across the Great Basin (fig. 11) and that their migration rates during early Holocene time were orders of magnitude too fast to have been accomplished by short-range wind dispersal of their heavy seeds. He noted that common birds of the


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figure

Figure 11. Partial Present Ranges of Pinus longaeva and P. ponderosa in the Great Basin. Bristlecone grows up to
timberline and Ponderosa at slightly lower elevations, but both are confined to high mountains that rise like forested
islands above a sea of desert scrub. These strikingly similar modern patterns of the two species conceal radically
different migrational histories. During the Wisconsin Glacial period, bristlecone blanketed lower elevations in the region
down to the great pluvial lakes, its present disjunctions are the result of upward retreat when the postglacial arid climate
developed. During the glacial period, ponderosa was evidently absent from the entire region and it did not immigrate until
the lowlands were too dry for it. Its disjunctions probably result from long-range bird dispersal between mountain
forests. (Adapted from Critchfield and Little, 1966)


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region, especially jays, nutcrackers, and crossbills, are excellent long-range dispersal agents, not only of conifers but also of oaks and montane shrubs. Thus, the present disjunct, islandlike montane ranges of many plant species in the Great Basin probably are not the result of fragmentation of continuous early Holocene ranges but rather were achieved by long-range colonization. This colonization was not completed until after pinyon and juniper, also dispersed long distances by birds, had occupied intermediate elevations and after lowlands of the Great Basin had been taken over by desert scrub dominated by Artemisia and Atriplex .

By 10,000 B.P. in the Mojave Desert, the disjunct patches of subalpine conifers had begun their upward withdrawal, leading to extinction on most mountain ranges. They were being replaced at elevations of up to 2,400 m by Juniperus scopulorum and other montane conifers. The montane conifers, which had extended down to about 1,500 m elevation, were in turn being replaced by J. osteosperma, Pinus monophylla , and other members of the modern pinyon-juniper woodlands, which had previously occupied the lower levels of the region. By about 9,500 B.P. , these woodlands were being invaded by a scrub oak, Quercus dunnii , which was present in the northern Sonoran Desert during glacial time. By 7,500 B.P. the lower levels of the Mojave Desert were being taken over by desert scrub, including Larrea divaricata , similar to modern associations.

Early Holocene records in the Sonoran Desert are sparse. At some places, juniper woodland was withdrawing from levels below 1,000 m and being replaced by Larrea -dominated desert scrub by 7,500 B.P.

In the present Chihuahuan Desert of Texas, sparse evidence suggests gradual decrease in woodland species and increase in desert grassland species until about 4,000 B.P. , after which Larrea divaricata, Fouquieria splendens, Mammillaria spp., and other desert scrub species arrived.

Problems of Interpretation

Macrofossils preserved in pack rat middens have provided much more accurate information on the Southwest's prehistoric plant geography than was available from the region's sparse and almost indecipherable pollen record. The midden record, however, has its own interpretational problems. Each individual fossil assemblage gives highly accurate and complete information on plant species present, but only for a very tiny area and a short time span, leaving huge gaps to be filled by interpolation. This is problematic because location and preservation of middens were not necessarily random in relation to vegetation patterns. Some bias must be expected simply because preservation of ancient middens depended on shelter by rocks from rain and fire. The possibility that unrecorded plant species were present in the region


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is taken more seriously by some experts than others. For example, Spaulding et al. (1983) suggest that many species that are still missing in the midden record were probably present since pre-Wisconsinan times on both sides of the Continental Divide. By contrast, Wells (1983) tends to take the absence from the record (at least of species that are presently common) at face value; he prefers to postulate that they immigrated from the south after Wisconsinan times.

Another limitation of the midden record is that the rats deposited material irregularly and episodically. Unlike pollen deposits, which under ideal conditions may accumulate continuously in neat strata through long time spans, midden deposits are commonly interrupted and disturbed, especially by rodent tunneling. This problem is well recognized by all investigators, but opinions differ as to the best methods of dissecting a midden and dating its components.

Thus, there is room for conflicting interpretations of the midden macrofossil record, as shown by the case of Larrea , the creosote bush, which dominates huge areas of all three North American deserts. It is agreed that the North American Larrea population, sometimes called L. tridentata , was ultimately derived from a species native to temperate South America and that its intercontinental dispersal was probably due to migratory birds. The North American population has differentiated into separate races, with the Chihuahuan Desert race being diploid, like the South American progenitor. The other two races are polyploid, 4N in the Sonoran Desert and 6N in the Mojave. The simplest hypothesis would be that the 4N and 6N races evolved in sequence as the species expanded westward from a founding colony. However, Larrea does not appear in the available macrofossil record of the northern Chihuahuan Desert until about 3,300 B.P. , whereas it was definitely present in the Sonoran Desert of southwestern Arizona by about 10,500 B.P. and in the Mojave Desert of California by about 7,500 B.P. There are reports of even earlier Larrea fossils from Sonoran and Mojave middens, but the dates are questionable. Unfortunately, the Neotoma fossil record has not been investigated south of the Mexican border.

Using a different approach, Vasek (1980) estimated the age of the largest known Larrea clone in the California Mojave Desert as nearly 12,000 years. This clone has a radius of nearly 8 m around a central bare area from which the old dead wood has rotted away. The age was extrapolated from modern growth rates. Vasek suggested that growth rates during the early Holocene may have been greater and that the clone's age might be reasonably estimated as about 9,500 years.

On the basis of current evidence, Wells and Hunziker (1976) proposed that dispersal of Larrea into North America occurred in the Late Glacial, with rapid northward and westward migration accompanied by differentiation of the polyploid races. Based on the same evidence, others (Spaulding


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et al. 1983; Van Devender et al. 1984) proposed that Larrea arrived and expanded westward across the Continental Divide during an earlier Pleistocene interglacial period.

Whatever uncertainties remain, the Neotoma macrofossil record has provided solid evidence of major, rapid plant migrations in the Southwest since Late Glacial time. Some of these migrations could not have been even roughly reconstructed by postulating displacement en masse of modern vegetation.

In the Southwest, as in other regions discussed previously, Late Glacial and early Holocene plant migrations were generally so rapid that it seems gratuitous to postulate gradually changing climatic controls. The problem is explaining how species borders could shift so fast, not what was restraining their movement. The evident lack of climatic brakes on early Holocene plant migrations does not preclude possible later Holocene climatically controlled vegetation changes. The classic Altithermal model postulated that during middle Holocene, climate in the Great Basin was warmer and drier than now; there is some supporting evidence of this (Byrne et al. 1979). In the Southwest, however, as in other regions discussed previously, whatever late Holocene climatic fluctuations occurred were evidently not synchronous or equivalent in different parts of the region (Baker 1983), and their effects on plant distributions are unclear.

Some late Holocene vegetational changes have been attributed to human impact. For example, on the Colorado Plateau in northwestern New Mexico, from about 5,500 to 1,250 B.P. , Neotoma middens show an apparently stable altitudinal gradient from desert scrub at lower elevations up through pinyon and juniper to ponderosa pine. After 1,250 B.P. , middens no longer contained pinyon or ponderosa pine and contained little juniper, although all three are present in the region now. Archaeologists have postulated that the Anasazi people, who occupied Chaco Canyon and other parts of the region from before 1,000 to 800 B.P. , used approximately 100,000 ponderosa pines to construct their multistoried pueblos and other buildings and also used huge quantities of pinyon and juniper for fuel.

Northern South America

(Bradbury et al. 1981; Flenley 1979; Hammen 1974; Leyden 1985; Salgado-Labouriau 1982)

In the Colombian Andes, pollen profiles dated between 30,000 and 14,000 B.P. suggest that during the Full Glacial, borders of vegetation zones were about 1,000 m below their present levels. Thus, species belonging to the alpine paramo, the subalpine heathlike scrub, and the montane forest must


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figure

Figure 12. Present Distribution of Amaranthus australis . Without historical evidence, it would be debatable
whether such a disjunct distribution was ancient or recent and whether it was due to natural or human dispersal.
In this case the pattern is probably old and natural. Fossil evidence from Lago de Valencia in Venezuela suggests
that the population of this species now growing around that lake was established about 8,300 years ago. In
southeastern United States seeds of this species are eaten in large quantities by migratory waterfowl about to take
off for the tropics, and most of the West Indian and Latin American colonies grow along major flyways. All the
close relatives of this species are North American natives. It is doubtful, however, that A. australis could have
survived there during glacial periods. Perhaps birds reintroduced it to its homeland from tropical colonies.
(Adapted from Sauer, 1972)


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have had ranges that were slightly broader than now but not continuous between major mountain ranges. In other words, ranges of highland species, including Podocarpus, Alnus, and Quercus, may have always been disjunct in the region. In the adjacent lowlands, savanna grassland and open woodland, with Byrsonima crassifolia and Curatella americana as dominants, were probably more continuous than at present. There is no evidence that lowland tropical forests, now extensive in the region, were present during the Full Glacial. Between 14,000 and 10,000 B.P. , pollen profiles suggest a rapid upward displacement of vegetation borders to approximately modern elevations, although individual cores within the region are not closely synchronous.

In Venezuela, a 40-m-deep lake, Lago de Valencia, lies at an elevation of about 400 m. Present natural vegetation of the surrounding region is a mosaic of savanna, tropical deciduous forest, and wet evergreen forest, depending on topography. Late Glacial profiles dated between 13,000 and 10,500 B.P. show that instead of a lake the basin at that time contained saline marshes dominated by Cyperaceae and Poaceae with some Asteraceae , including Ambrosia , and Amaranthaceae , especially Alternanthera . The pollen also suggests that during the Late Glacial upland vegetation surrounding the marshes was predominantly savanna. Rare tree pollen of Bursera and Acalypha indicates that there was some open deciduous woodland in the watershed but no forest. This does not support a hypothesis advanced by several biogeographers who attempted to deduce prehistoric migrations of taxa from present distributions. They proposed that the Lago de Valencia region was a Pleistocene refugium for various tropical forest plants and animals. Pollen profiles dated 10,500 to 9,800 B.P. from Lago de Valencia show that the Pleistocene saline marshes and savannas were replaced in the early Holocene by a shallow, brackish lake with widely fluctuating margins. This lake supported both aquatic and littoral halophytes, including Ruppia , chenopods or amaranths, and Ambrosia . Low but consistent input of tree pollen, mainly Bursera, Acalypha, and Moraceae, indicates an open woodland in the watershed but not near the lake.

Between 9,800 and 8,300 B.P. , the lake filled, overflowed, and freshened, with a change in aquatics and a sharp decline of littoral halophytes. At the same time, there was a sharp rise in tree pollen, especially Bursera, Spondias, Trema, Brosimum, and other Moraceae, indicating advance toward the lake of early successional tree species, presumably on thin, undeveloped soils. At about 8,300 B.P. , there was a sudden rise in a pollen type that may document arrival of Amaranthus australis, a species now abundant in marshes along the lake shore (fig. 12). This tall herb is native to the Everglades in Florida and to other marshes of the subtropical and tropical Gulf of Mexico region. It also has a widely disjunct distribution in marshes of the West Indies and South America, presumably due to long-range dispersal by migratory waterfowl,


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as discussed above in Chapter 1. Pollen profiles from Lago de Valencia indicate that since 8,300 B.P. , the region around the lake has had a mosaic of savanna, woodland, and forest with moderate fluctuations in abundance of different taxa, but basically much like the modern vegetation.

Pollen cores on the coasts of Guyana and Surinam document drowning of some savannas during early Holocene time by eustatic rise of sea level. Grasses were replaced by mangroves, first Avicennia , followed by a long period of dominance by Rhizorphora , indicating deeper water. Later, Avicennia reappeared, perhaps due to sediment deposition after sea level rise tapered off.

Reconstruction of Late Glacial and Holocene plant migrations in northern South American is still in an embryonic state. Available fossil pollen records, especially those with adequate dating, are few and far between in a region with formidable vegetational diversity. Little is known about the pollen signatures of present vegetation types of the region. Translating fossil pollen spectra into vegetation types will be especially hard for tropical forests with predominantly insect pollination. Also, detecting prehistoric human influences on plant distributions may be extremely difficult. Most late Holocene pollen diagrams from northern South America show some indications of forest clearance, and some have maize pollen in their upper levels, usually since about 3,000 B.P. However, archaeological evidence indicates that agriculture had begun in the region long before that, presumably on such a local scale that the effect on the pollen rain was very subtle. Most tropical crops are poorly recorded in fossil pollen records, and the pollen of many milpa weeds and second-growth trees is indistinguishable from that of natural riparian pioneer vegetation.

Japan

(Tsukada 1982a,b,c, 1983a,b,c, 1985)

During the last Full Glacial, from about 25,000 to 15,000 B.P. , lowering of sea level made the Sea of Japan a lake, and the present Japanese islands formed an interconnected arc with land bridges to mainland China via Korea and to Siberia via Sakhalin. Arctic tundra extended southward to northern Hokkaido, and there were mountain glaciers and patches of alpine tundra down to central Honshu. The tundra graded through park woodland with pines and tree birches into boreal conifer forest, which covered most of northern Honshu and the highland areas to the southwest. Temperate conifers covered most of southwestern Japan and graded into a mixed forest of temperate conifers and deciduous hardwoods in southern coastal areas. In these forests, the species associations and dominance were completely different


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than in the modern mixed conifer—hardwood forests. Perhaps members of the modern broadleaf evergreen laurel—oak forest survived in the extreme south, but fossil evidence for this has not yet been found.

After about 15,000 B.P. , in Late Glacial and early Holocene time, the vegetation changed rapidly. The borders of physiognomic formations moved roughly 10° northward in latitude at a given elevation and 1,400 m upward in elevation at a given latitude. By 10,000 B.P. , rising sea level had separated the islands and brought moist, marine climate to the west and east coasts.

Interpretation of the pollen record is difficult because most important tree genera are represented in Japan by multiple species. Tsukada (1982b , 1983a , 1985) has been able to discriminate between some congeners and, with the help of macrofossil evidence, has proposed a tentative reconstruction of tree migrations, only a few of which will be sketched here as examples.

The deciduous beech is represented in Japan by two species, Fagus crenata and F. japonica . The two are difficult to distinguish palynologically and have widely overlapping modern ranges; they will be treated here as a unit. Fagus evidently survived the Full Glacial in sparsely scattered populations along the coasts of Honshu south of 37°N latitude. About 12,000 B.P. , Fagus began invading inland mixed conifer—hardwood forests and expanded rapidly northward. By 9,000 B.P. , Fagus was moving into far northern Honshu, by 8,000 B.P. into southern Hokkaido, and by 7,000 B.P. was approaching its present northern limit. Meanwhile, in the south, Fagus had retreated from the lowlands of Kyushu and Shikoku during Late Glacial time and from the lowlands of southern Honshu in early Holocene time, when the deciduous hardwoods were replaced by evergreen broadleaf hardwoods.

Cryptomeria japonica , closely related to Sequoia and Taxodium , had Late Glacial refugia on both coasts of Honshu centering around 35°N latitude and on the south coast of Shikoku in lowland areas now partly covered by the sea. About 12,000 B.P. , Cryptomeria began migrating inland and upward. It also began expanding in both directions along the Sea of Japan coast of Honshu. Moving southwestward, it reached the southwest tip of Honshu by 7,000 B.P. ; moving northward, it reached its present natural limit on the west coast by about 4,000 B.P. Its northward expansion on the Pacific side of Honshu was slower, not being completed until about 1,000 B.P.

Tsukada (1983c ) has suggested that human activities played an intriguing and important role in the ancient vegetational history of Japan. When large game animals, including mammoth, bison, horse, giant elk, and boar, became extinct there in the Late Glacial, the Paleolithic people turned increasingly to plant foods. At that time, the advancing deciduous broadleaf forests supplied an abundance of beechnuts, acorns, chestnuts, walnuts, and hazelnuts. Human transport of these seeds may have accelerated forest migration. In the early Holocene, archaeological sites continued to be concentrated in deciduous forest regions with abundant nut supplies. There is evidence of a


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primitive buckwheat agriculture as early as 6,600 B.P. in southwestern Honshu. In the Late Jomon period, about 4,000 to 3,000 B.P. , slash and burn agriculture spread in southwestern Japan, first for buckwheat and soon after for rice cultivation. As forest clearance intensified and spread into northeastern Japan, it was followed by spread of weed plants. Prominent among these was Japanese red pine, Pinus densiflora , which spread explosively in old fields starting about 2,000 B.P. in southwestern Japan and approached its present limit in northern Honshu about 700 B.P.

Cryptomeria was much exploited by prehistoric humans, the decay-resistant wood being easily split by simple, primitive tools. Since before 2,000 B.P. , Cryptomeria boards and posts were much used to dike flooded rice fields. Drastic reduction in Cryptomeria pollen followed its middle Holocene maximum. After about 1,000 B.P. , Cryptomeria again increased markedly, presumably due to protection and reforestation. Deliberate prehistoric planting is believed to be responsible for the arrival of Cryptomeria on Kyushu about 2,000 B.P. and on Tsushima Island, between Kyushu and Korea, about 1,500 B.P. Planting of Cryptomeria on Hokkaido began much later.

East Africa

(Butzer 1971; Flenley 1979; HSamilton 1974, 1982; Livingstone 1967, 1971, 1975)

Sharp climatic gradients on the towering East African volcanoes cause a whole spectrum of vegetation types, from alpine tundra through heath and montane forest to lowland forest, to be telescoped into a short horizontal distance. The region has no deposits of local macrofossils like the Neotoma middens of southwestern North America and therefore must rely on palynology for fossil evidence. As in other mountain regions, palynology faces problems in sorting out local from transported pollen, but careful work has revealed some major vegetation changes since glacial times.

During the Full Glacial, snowlines were about 1,000 to 1,200 m lower than today, producing glaciers on Mount Kenya, Ruwenzori, Kilimanjaro, and Elgon.

On Ruwenzori, valley glaciers flowed down below the snowline to about 3,000 m elevation until about 1,500 B.P. The moraines that they abandoned formed Lake Mahoma, which is now surrounded by montane forest. Fossil pollen and grass phytoliths from the lake indicate that until about 13,000 B.P. it was above timberline and close to the border between alpine tundra and heath; present nearby were some of the famous Afro-alpine endemic plants, including the giant Lobelia and Dendrosenecio . Soon after 13,000 B.P. ,


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rising timberline evidently passed the lake with arrival of various montane forest species. However, the presently important montane forest conifer, Podocarpus , did not arrive until about 3,000 B.P. About 1,000 B.P. , there was a strong increase in grass and weedy dicot pollen that may have signaled agricultural clearing in distant lower elevation areas.

On Mount Kenya, borders between vegetation zones were about 1,000 m below their present levels from about 26,000 to 14,000 B.P. A pollen profile from a site at 3,100 m elevation, now surrounded by heath shrub, shows that it was surrounded by alpine tundra grassland until about 10,500 B.P. when the rising grassland—heath border passed that level. At the same time, heath vegetation was replaced by forest at a lower site, at 2,400 m elevation. The first tree species to arrive, Hagenia abyssinica , appeared about 10,500 B.P. and was soon followed by some other montane forest trees, but Podocarpus did not arrive until about 5,000 B.P. Hagenia remains dominant today at the heath—forest border, about 500 m above the site.

In the Cherangani Hills, near Mount Elgon, fossil pollen from a 2,900 m elevation site indicates an alpine grassland with Dendrosenecio from 28,000 to 14,000 B.P. , when heath vegetation took over. After about 10,000 B.P. , Olea and other dry montane forest trees arrived; Podocarpus arrived about 9,000 B.P. The present vegetation near the site is mainly savanna, which may have been formed by clearing of the dry forest.

The pollen profiles mentioned above are all from highlands and had alpine tundra or heath vegetation during the Full Glacial. There are no Full Glacial sites that recorded presence of forest, so locations of Pleistocene refugia of montane trees are unknown. They evidently did not descend low enough to spread out widely or have continuous migration routes between the mountain ranges. The few pollen records from lower elevations indicate that the great East African plains had Full Glacial vegetation much like the present. A pollen record from west of Lake Malawi at 1,400 m elevation indicates the presence since 20,000 B.P. of open grassy woodland similar to the present. A large number of species persisted from Late Glacial through Holocene time with virtually no change in the roster until signs of Iron Age agriculture appeared. Another pollen profile from Lake Victoria at 1,100 m elevation indicates a regional vegetation of grassy savanna until about 13,500 B.P. , when Olea, Trema , and other dry forest trees arrived. Much later, a decrease in forest and an increase in grass may date from agricultural clearing.

Thus, there was a fairly coherent pattern of abrupt upward displacement of borders between alpine and subalpine vegetation, starting about 14,500 B.P. , followed by more prolonged migrations of Podocarpus and other montane trees. Livingstone (1975) noted that Holocene migration rates and sequences of arrival in the East African highlands were clearly not limited by changing climate, but may have been controlled by distance from refugia and gradual soil development, especially on moraines.


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6 Last Glacial And Holocene
 

Preferred Citation: Sauer, Jonathan D. Plant Migration: The Dynamics of Geographic Patterning in Seed Plant Species. Berkeley:  University of California Press,  c1988 1988. http://ark.cdlib.org/ark:/13030/ft196n99v8/