Preferred Citation: Kramer, Lawrence. Music as Cultural Practice, 1800-1900. Berkeley, CA:  University of California Press,  1990. http://ark.cdlib.org/ark:/13030/ft7j49p1r5/


 
4— Liszt, Goethe, and the Discourse of Gender

I

Liszt's Faust Symphony originally consisted of three movements, each one a musical portrait of a leading character in Part 1 of Goethe's Faust : Faust himself, Gretchen, and Mephistopheles. In 1857, three years after completing this version, Liszt added the choral finale. The movements are full of the thematic interweaving that is characteristic of Liszt's large-scale works. Faust's themes reappear in the "Gretchen" movement, and Gretchen's motto theme returns first in the "Mephistopheles" movement and then in the finale, where it provides the melody for the key phrase, "Das ewig Weibliche." The "Mephistopheles" movement famously realizes Goethe's conception of Mephistopheles as the spirit of negation by confining itself to parodies of the motives, themes, and structure of the first movement.

I will be referring to the themes of the symphony fairly often, so it will be best to begin by characterizing them (not a neutral activity: a gradually expanding process of interpretation will begin at the same time). The "Faust" movement, a sonata form with an extended slow introduction, begins by stating a pair of primary motives.[1] The first of these, the Faust motive proper, is all-pervasive. It occurs at all the most important structural junctures of the movement and eventually appears as a counterpoint to all three of the themes assigned to Faust in the exposition. The motive accentuates two cardinal elements: the tone G

figure
(
figure
), particularly in the relation of a half-step to
figure
, and the augmented triad. After a dramatic initial descent from
figure
to G, a sequence of four augmented triads descends by half-step until all twelve tones of the chromatic scale have sounded. The sequence ends with the augmented triad E–G
figure
–C, which establishes itself by rep-

[1] On sonata form in Liszt, see Richard Kaplan, "Sonata Form in the Orchestral Works of Liszt: The Revolutionary Reconsidered," 19th-Century Music 8 (1984): 142–52. Although I find the analyses in Kaplan's essay convincing, it will be obvious that I disagree with his claim that "if we are fully to appreciate Liszt's music, we will surely have to hear it and understand it not merely as a vehicle for the depiction of characters, events, or ideas, but in and of itself" (152). For me, this is a distinction without a difference.


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etition as a referential sonority in the form C–E–G

figure
. (Note the return to G
figure
at the close of the melodic process, m. 3.) The second motive, dolente , is joined seamlessly to the first and harmonized by the latter's augmented triads.

The first Faust theme of the exposition, Allegro agitato ed appassionato, derives from the Faust motive. Like the motive, it is structured by groups of descending semitones—initially the same semitones that structure the motive itself (Example 12). The second theme, Affetuoso, is a straightforward expansion of the dolente motive. Liszt seems to associate this theme with Faust's passion for Gretchen; it is the first of Faust's themes to recur in the "Gretchen" movement, and the one most fully developed there. Part of the sense of longing that the theme carries for most listeners may come from the striking division of its two-bar phrases between winds and strings—in the first instance between clarinets and horns and solo viola. The third Faust theme, Grandioso, is a relatively independent element, though its contour and rhythm derive loosely from the Faust motive.

Liszt is more parsimonious in the second movement, at least as far as Gretchen is concerned; he gives her only two themes. Gretchen's motto is evidently conceived as a restrained and spiritualized counterpart to Faust's Affetuoso theme. The link between the two is drawn by parallels in structure and scoring. On its first appearance, Gretchen's motto is sung by a solo oboe against accompaniment figuration on solo viola, with the rest of the orchestra silent. Faust's earlier antiphony of winds and solo viola in paired two-measure phrases is echoed and sublimated in Gretchen's unbroken homophony of solo viola and oboe in paired four-measure phrases. Gretchen's second theme, Dolce amoroso, is little more than a pendant to the first; the two share the same key and phrase structure. By introducing some register shifts in its second half, the Amoroso theme intensifies the musical processes associated with Gretchen, but otherwise it simply repeats them.

In grouping the themes that characterize Faust and Gretchen, Liszt, consciously or not, follows the terminological convention that identifies the beginnings or endings of melodies as masculine if they are accented, feminine if they are unaccented. Both of Faust's germinal motives begin on a syncopated accent that is tied over the bar


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figure

Example 12
Liszt, Faust  Symphony. Analysis of Agitato theme,
"Faust" movement.

line, as if to suggest the unyielding dynamism at the core of his character. The three Faust themes run the gamut of masculine possibilities: a masculine beginning (the Affetuoso theme), a masculine ending (the Grandioso theme), and both (the Appassionato theme). Gretchen's two themes are feminine both at the beginning and the end. I do not want to give undue weight to this metrical gendering of themes, but it does show Liszt mobilizing, or being mobilized by, the cultural codes that support the standard terminology. Certainly the traditional representation of femininity as a form of lack—as masculinity with a minus sign—hovers behind this melodic grouping. In the same vein, Gretchen's themes can be said to behave like the nondeveloping second theme of a first-movement sonata form: the theme that nineteenth-century theorists, once more spotting a lack, customarily called feminine.[2]

Liszt's sorting of Faust's and Gretchen's themes according to gender extends beyond metrical convention into a whole series of stylistic oppositions, the stuff of a rigid and exhaustive binary logic that

[2] My thanks to Richard Taruskin for pointing this out to me. On the origin of the masculine/feminine usage for themes, see the communication by Peter Bloom in Journal of the American Musicological Society 27 (1974): 101–2. My thanks to Ruth Solie for drawing this document to my attention.


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is itself marked as masculine in patriarchal culture.[3] Where implacable semitones rule Faust's Appassionato theme, Gretchen's motto traces a placid diatonic pattern—a transparent articulation of the

figure
-major triad. (The Amoroso theme does much the same thing.) Faust's melodic material freely mixes rising and falling contours. Gretchen's themes consist wholly of descending phrases: they droop sweetly, all the more so when one phrase begins higher than the last. Faust's themes are based on disjunct motion within the phrase, with special emphasis on melodic leaps of a sixth or seventh; Gretchen's themes are studies in almost unbroken conjunct motion. Faust's material is contrapuntally active; Gretchen's is limpidly homophonic. Faust's themes divide into disparate halves, with the second half less stable than the first; the two halves of Gretchen's themes do little more than repeat each other. Faust's themes and motives, in whole or part, undergo sequential development throughout the sonata exposition; the Appassionato theme even runs through a full reprise in a distant key
figure
as a kind of mock exposition repeat.[4] Gretchen's themes recur only at fixed pitches (the motto) or fixed pitches and octave transpositions (the Amoroso theme). There is one exception to this last point—something seemingly insignificant but worth keeping in mind. On two occasions, Liszt gives Gretchen's motto a short-lived transposition (starting on ii, moving to vi) that adds a touch of the minor mode. This hint of vitality aside, Gretchen's themes are simply inert.

These formal oppositions can easily, almost glibly, be thematized in terms that conform to patriarchal representations of sexual difference. Liszt's Faust and Gretchen radically separate strength from sweetness, passion from tenderness, vitality from stability, force from beauty. Faust's thematic diversity suggests a masculine Becoming that divides from and idealizes the Being embedded in Gretchen's thematic redundancy. Faust's restless mind, assuming its identity in the tonal void of parallel augmented triads, strives after the repose of nature locked within a perfect major triad.

[3] On binary thought as a patriarchal institution, see Hélène Cixous, "Sorties," in Hélène Cixous and Catherine Clément, La jeune née (1975), in English as The Newly Born Woman , trans. Betsey Wing (Ithaca, N.Y., 1986), 63–130.

[4] Kaplan ("Sonata Form," 148) notes this episode, which he calls a "false exposition repeat." I prefer the term mock repeat because the episode is not deceptive.


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Liszt plainly invites us to understand these suggestions, which are supposed to be unproblematical within his cultural framework. But the symphony carries other suggestions, too, suggestions more equivocal, more fully engaged with the cultural practices that define and regulate gender. We can understand much more.

The most consistent element in Liszt's binary logic is the portrayal of Gretchen in terms that suggest almost complete immobility in opposition to Faust's dynamism. If I had to name the chief representational practice by which nineteenth-century ideology tries to regulate femininity, symbolic immobilization would be my choice. Like most cultural icons, the immobilized woman forms a vehicle for numerous and conflicting meanings, among them sexual purity, erotic passivity, self-abnegation, commodification, and—perhaps above all—availability to be gazed at. (Of the last, more later.) The immobility of Liszt's Gretchen initially seems to suggest an ideal purity of character: the unworldly sweetness of the Victorian Angel in the House. As daughter, wife, and mother, the domestic angel was supposed to preside over a "place of Peace" set apart from the contested spheres of historical time and public life. To achieve this, she was asked to practice self-renunciation in order to cultivate qualities that were supposedly hers by nature: simplicity, altruism, moral beauty.[5] "Above all," wrote Virginia Woolf, "—I need not say it—she was pure. . . . If there was chicken, she took the leg; if there was a draught, she sat in it."[6] Woolf's description applies poorly to Goethe's Gretchen, whose love for Faust takes at least the whole chicken and destroys her family in the process. Liszt's Gretchen is another matter. With its exhaustive opposition between Gretchen's thematic redundancy and Faust's protean diversity, Liszt's music projects Gretchen as unself-conscious and psychologically whole, Faust as re-

[5] The classic statement of this ideology appears in John Ruskin's Sesame and Lilies in the essay "Of Queen's Gardens" (1865); Coventry Patmore's volume of poems The Angel in the House appeared in 1854. Bram Dijkstra, in his Idols of Perversity: Fantasies of Feminine Evil in Fin-de-Siècle Culture (Oxford, 1986), 1–24, surveys the nineteenth-century literature on this topic. Dijkstra's work must be used with caution, however. Though invaluable as an archive, it is (with intermittent exceptions) crude, glib, and very often misleading as commentary—largely incapable of grasping what is complex, self-divided, or problematical about any text whatever.

[6] Virginia Woolf, "Professions for Women," in Collected Essays , vol. 2 (London, 1960), 285.


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flective, self-divided, and conflict-laden. Where Faust's themes signify diverse aspects of his character, which transcends all of them, Gretchen's themes portray—or capture—her essence. As Gounod was to do in his nearly contemporary Faust , Liszt idealizes Gretchen by representing her in terms more suited to bourgeois melodrama than to Goethe's radically heterogeneous text. His musical portrait of Gretchen implicitly belongs to a Sinfonia Domestica , with a figure of vestal simplicity at its center.

Liszt's Gretchen is also implicated in an immobility that might be called hermeneutic: the separation of women from the cultural production of meaning, the prohibition of woman as subject from participation in the interpretive practices that invest her with meaning both for herself and for others. Under this rule of exclusion, women become subjects only insofar as they are taken as objects of male interpretation.[7] Their subjectivity is not abolished, but it is reduced to what may be signified to a man by the woman's body, gesture, or behavior. Women are thus rendered all surface, like images in a picture plane; hence Nietzsche's notorious remark that women are not even shallow.[8] (The latent association between the "profundity" thus denied and the maternal/erotic "depths" traditionally ascribed to women is worth pondering.) Liszt's Gretchen is hermeneutically immobilized by the structural process at the heart of the movement named for her: the juxtaposition of her music with Faust's. Barred from any development of their own, Gretchen's themes become significant only in and through the lyrical new forms that their proximity evokes—evokes abundantly—from Faust's. Gretchen's music "attracts" Faust with its unchanging surface; Faust's music explicates that attraction by continually transforming its own expressive character.

The ideological and hermeneutic types of feminine immobility

[7] On discourse and rules of exclusion, see Michel Foucault, The Archeology of Knowledge and the Discourse on Language , trans. A. M. Sheridan Smith (New York, 1972), 215–20.

[8] In full: "Women are considered profound. Why? Because one never fathoms their depths. Women aren't even shallow" (from Twilight of the Idols , trans. Walter Kaufman in his Portable Nietzsche [New York, 1962], 470). On Nietzsche and femininity (and much else), see Jacques Derrida, Spurs: Nietzsche's Styles , trans. Barbara Harlow (Chicago, 1979).


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overlap in one of the most important of patriarchal institutions, a specifically visual form of domination that also, as we will see, takes on musical form in the Faust Symphony. I am speaking of the gaze: a prolonged or repeated look, often from a concealed position, by which a man scrutinizes a woman's body, gesture, or intimate (private, secret) behavior. This structure of looking may be recreated by a painting, represented in a text, or practiced in various social spaces from the bedroom to the marketplace.[9] It may have private or neurotic motives in a given instance, but it is always authorized as a privilege of gender. The gaze has its most familiar tradition in the painting of the female nude, though it also has a literary tradition, especially in the form of poetic inventories of women's "beauties," a rhetorical technique of fragmentation that derives its highest authority from the example of Petrarch.[10] In the nineteenth century, the gaze moves into a position of unusual preeminence as the male's power to scrutinize the female body is everywhere institutionalized, from the crass commodification of Degas's brothel monotypes to the sublimated voyeurism of Keats's "The Eve of St. Agnes":[11]

Anon his heart revives: her vespers done,
Of all its wreathed pearls her hair she frees;
Unclasps her warmed jewels one by one;
Loosens her fragrant bodice; by degrees
Her rich attire creeps rustling to her knees:
Half-hidden, like a mermaid in sea-weed,
Pensive awhile she dreams awake.

                                                       (226–32)

[9] For a further exploration of the gaze in nineteenth-century discourse generally, and music in particular, see my "Culture and Musical Hermeneutics: The Salome Complex," Cambridge Opera Journal 2, no. 3 (1990).

[10] On Petrarch's rhetoric of feminine fragmentation, see Nancy J. Vickers, "Diana Described: Scattered Women and Scattered Rhyme," Critical Inquiry 8 (1981): 265–80.

[11] Charles Bernheimer relates the gaze to the Degas monotypes in his essay "Degas's Brothels: Voyeurism and Ideology," Representations 20 (1987): 158–86. Degas's work has become something of a crux in the history of the painterly gaze; see Carol M. Armstrong, "Edgar Degas and the Representation of the Female Body," in The Female Body in Western Culture , ed. Susan Rubin Suleiman (Cambridge, Mass., 1985), 223–42.


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As Keats's imagery suggests, a strong culturally coded complicity plays between immobility and the gaze. The gaze ordinarily catches or places its object in a condition of immobility, as if to defer the reconcealment of what has been revealed. Conversely, immobility is instituted as the paradigmatic feminine position in order to perpetuate the structure of the gaze across the whole cultural field.

For twin icons of the nineteenth-century gaze, one can hardly do better than to choose Manet's Olympia and the first chapter of the novel that Flaubert called "the moral history . . . of the men of my generation," Sentimental Education .[12] Commenting on Olympia , Norman Bryson notes that "the image addresses two extreme, and incompatible, codes, in this case codes of sexual representation: woman as Odalisque, objet de culte , woman presented for consumption as spectacle, woman as image; and woman as Prostitute, available physically and not only visually, woman as sexuality in its abuse, as sexually exploited."[13] What is even more disturbing than the conflict between these codes, however, is the ease with which they overlap and blend, at once lending the glow of art to prostitution and casting the glare of prostitution over art. (But then, "What is art?" asked Baudelaire, and answered: "Prostitution.")[14] More disturbing still in this conflation of looking and "possessing" is the suggestion—a suggestion hard to resist—that for the nineteenth century the sexuality of looking, or scopophilia, rivals genital sexuality as a means of satisfying male desire. It is no accident that Olympia also invokes a third code that synthesizes the two mentioned by Bryson: the novel code of pornographic photography.[15]

Perhaps this trend is so strong because the gender system of the nineteenth century is so unstable, or perhaps because the association of gender and power is at once more thoroughgoing and more contested at this period than ever before. Be that as it may, the preem-

[12] Gustave Flaubert to Mme Leroyer de Chantepie, Correspondance de Gustave Flaubert (Paris, 1928), no. 800.

[13] Norman Bryson, Vision and Painting: The Logic of the Gaze (New Haven, 1983), 145.

[14] Charles Baudelaire, Intimate Journals , trans. Christopher Isherwood (1930; rpt. New York, 1977), 3.

[15] On this topic see Gerald Needham, "Manet, Olympia, and Pornographic Photography," in Woman as Sex Object , ed. Thomas Hess and Linda Nochlin (New York, 1972), 81–89.


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inence of the gaze and of its scopophilic force is fully explicit in the episode that impels Flaubert's novel: Frédéric Moreau's "vision" of Mme Arnoux, the ne plus ultra of love at first sight:

As she stayed in the same position, he took a few turns to right and left, in order to conceal the purpose of his movements; then he stationed himself near her sunshade . . . and pretended to be watching a launch on the river.

He had never before seen anything to compare with her splendid dark skin, her ravishing figure, or her delicate, translucent fingers. He looked at her workbasket with eyes full of wonder, as if it were something out of the ordinary. What was her name, her home, her life, her past? He longed to know the furniture in her room, all the dresses she had ever worn, the people she mixed with; and even the desire for physical possession gave way to a profounder yearning, a poignant curiosity that knew no bounds.[16]

Everything is here: the immobilized woman, the privileged and concealed position of the spectator, the shift from erotic to scopophilic desire—or more exactly, through erotic to scopophilic desire—in a look that seems to touch the body fixed before it.

The hegemony of the gaze is often attributed to male fears of female sexuality, but while this suggestion is undoubtedly persuasive, it does not go very far. The most venturesome work on the gaze has called attention to male narcissism as a social and cultural agency. In the language of Jacques Lacan, what the gazer both seeks and is authorized to find is a "specular" image: an image in which the subject's privileged sense of self is crystallized.[17] The immobilized woman is appropriated, not only as an object in which to take

[16] Flaubert, Sentimental Education , 18.

[17] Lacan's account appears in Four Fundamental Concepts of Psychoanalysis , trans. Alan Sheridan (New York, 1981), 67–119. Luce Irigaray extends the concept of the specularization of woman to Western tradition as a whole in Speculum of the Other Woman , trans. Gillian C. Gill (Ithaca, N.Y., 1985). Other discussions will be found in the essays by Bernheimer ("Degas's Brothels") and Armstrong ("Edgar Degas"), and in Naomi Schor, "The Portrait of a Gentleman: Representing Men in (French) Women's Writing," Representations 20 (1987): 113–33. Not surprisingly, the gaze has been much discussed in film theory. For the classic statement, see Laura Mulvey, "Visual Pleasure and Narrative Cinema" (1975), in her Visual and Other Pleasures (Bloomington, Ind., 1989), 14–28.


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pleasure, but also as a covert image of the pleasure taken. She serves as an extension of the gazer's own sexualized body, as a measure of his masculinity, and as a confirmation of his idealized self-knowledge. It follows that the object of the gaze must be both arrestingly visible, her privacy or private parts exposed, and yet subject to an unacknowledged effacement by the gaze itself. In "Turning" ("Wendung"), a poem about the gaze, Rilke accordingly suggests that the gaze alone brings women fully into the masculine realm of the visible—and in so doing defeminizes them, imprisoning them in a repertoire of images that reflect masculine knowledge and desire. (Visibility here is polarized against invisibility, as the male to the female genitals.)[18] In sum, the gaze is the paradigmatic means by which women, as Virginia Woolf wryly put it, "have served all these centuries as looking-glasses possessing the magic and delicious power of reflecting the image of man at twice its natural size."[19]

Detached and controlling, the gaze uses its specular structure not only to gain pleasure but also to keep power. The patriarchal gender system requires men to maintain social power over women and rewards them with sexual pleasure from women. Yet the demands of power, the overlapping needs to police, to defend, and to symbolize power, have a way of deferring the pleasure, even of spoiling it. Problems caused by this disparity were particularly vexing in the nineteenth century, when masculine power typically sought to delegitimize a key factor in its destined pleasure: feminine sexuality itself. All such problems, however, vanish before the gaze. For the gaze is the privileged act through which power and pleasure are harmonized. In his History of Sexuality , Michel Foucault observes that the nineteenth century used physical examination and insistent observation to compile an elaborate medical/psychiatric inventory of sexual "perversities." The aim of this practice, he suggests, was not only to "say no to all wayward or unproductive sexualities," but also to produce "perpetual spirals of power and pleasure." The medical power that took charge of sexuality, writes Foucault,

[18] Irigaray develops this theme throughout the first section of Speculum , "The Blind Spot of an Old Dream of Symmetry."

[19] Virginia Woolf, A Room of One's Own (1929; repr. New York, 1957), 35.


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set about contacting bodies, caressing them with its eyes, intensifying areas, electrifying surfaces, dramatizing troubled moments. It wrapped the sexual body in its embrace. . . . Power operated as a mechanism of attraction; it drew out those peculiarities over which it kept watch. Pleasure spread to the power that harried it; power anchored the pleasure it uncovered.[20]

I would like to give this argument of Foucault's a deconstructive twist and suggest that the spiral of power and pleasure created by observation is not a special case, exterior to normalized sexualities, but rather the most privileged form of normalized nineteenth-century sexuality itself. "Wine," wrote the early Yeats,

          comes in at the mouth,
And love comes in at the eye;
That's all we shall know for truth
Before we grow old and die.
I lift the glass to my mouth,
I look at you and I sigh.

                    ("A Drinking Song")

To look: to enjoy: to consume. Perhaps the famous blinding of Charlotte Brontë's Mr. Rochester allows Jane Eyre to marry him precisely because he will never be able to absorb her into the sexual economy of looking that Yeats takes to be a cardinal truth.

Goethe's Faust never really gets to exercise the gaze on Gretchen, though it is almost the first thing he wants to do, and he even hides in her empty bedroom to do it in imagination. Goethe in Faust is both preoccupied with the gaze and deeply suspicious of it. He withholds Gretchen from Faust's eye in the bedroom scene, yet before the scene ends he offers her as a spectacle to the reader (or to himself as author). Slowly undressing, Gretchen sings the ballad "Es war ein König in Thule."[21] The song of undying love makes her an especially seductive specular image—all the more so when she stands, un-

[20] Michel Foucault, The History of Sexuality , vol. 1: An Introduction , trans. Robert Hurley (New York, 1980), 44.

[21] My thanks to Cyrus Hamlin for drawing my attention to the importance of the "König in Thule" scene.


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clothed but adorned with jewelry left in her room by Mephistopheles, in front of a mirror. Later, in the dungeon scene that closes Part 1 of Faust , Goethe confronts the violence always latent in the gaze when he has Gretchen, at daybreak, imagine herself at the public spectacle of her execution.

It is tempting to speculate that Liszt's musical "portrait" of Gretchen stems from the association of singing and looking in Goethe's "König in Thule" scene. Be that as it may, Liszt's Gretchen is represented in terms that faithfully reproduce the structure of the gaze. She belongs in the company of Donna Elvira in the balcony scene of Don Giovanni , of Brünnhilde as Siegfried breaks the ring of magic fire, of the nymphs that Mallarmé and Debussy "perpetuate" through the eyes of a faun. The movement named for Gretchen is the implicit incidental music for a scene of gazing.

A closer look at the structure of the movement will show in what sense this is true. The music follows an ABA¢ design. The A section, in the key of

figure
, unfolds Gretchen's themes; one brief, premonitory passage also introduces a fragment of Faust's Affetuoso theme (Example 13). The B section, in shifting tonalities, consists of lingering soft-focus transformations of Faust's Appassionato and Affetuoso themes, with Gretchen's music excluded. The A¢ section recapitulates A, but the reprise of Gretchen's motto is truncated, partly edited out by two mysterious chords. When the Affetuoso fragment returns, it leads to a further return of the Affetuoso material in a new form and a foreign key. A reprise of Gretchen's Amoroso theme follows, but the movement goes on to close with an ethereal transformation of the only Faust melody unheard so far, the Grandioso theme.

On this description, the two essential activities of the "Gretchen" movement are the displacement of Gretchen's music and the lyrical softening of Faust's. Each of these procedures serves as a trope that conforms to a key dimension of the gaze: displacement to narcissism, and softening to the spiral of power and pleasure. In the first case, the music does quite literally what the structure of the phallicized gaze prescribes: it immobilizes the feminine by means of representation and receives back an image of the masculine in idealized, libidinally rewarding form. By the A¢ section of the movement, where Gretchen's music explicitly keeps dissolving into Faust's, Liszt's musical portrait of Gretchen confesses itself to be—to have been from the


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figure

Example 13
Liszt, Faust  Symphony. Faust's Affetuoso theme.
(A) "Faust" movement. (B) "Gretchen" movement.

start—no more than a trope for the narcissistic self-reflection that a man derives from idealized scopophilic love. What we have been calling Gretchen's music is really Faust's—hence perhaps the intrusion of that Affetuoso fragment in the A section. What the movement does as a whole is to trace Faust's specular image as it merges with and emerges from its feminine surface.

What is all-important to note about this narcissistic pattern is that it is not presented as a sign of private perversity, but as an instance of cultural normality, fully authorized and highly valued. Faust's musical interventions in Gretchen's movement are all constructive, not compulsive. They alone give the movement its tonal and thematic dynamism; they alone impart an intelligible large-scale structure to the static repetitions of Gretchen's melodies. Faust's music does cultural work, even in the act of gazing.

Within this framework of sanctioned narcissism, the spiral of power and pleasure ascends. In the B section of the "Gretchen" movement, Faust's melodic material exchanges the ardent, somewhat hectic propulsiveness of its original form for something slower, more sensuous, unclenched enough to be erotic. Though broad in its the-


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matic range, the music proceeds by dwelling on one block of repeated melodic figures after another; its foremost activity is to protract the pleasures of its own sonority. Liszt's thematic transformations involve details of tempo, articulation, dynamics, and contour, but above all it is his orchestration that makes the difference. The Appassionato theme, introduced in the "Faust" movement by first and second violins in unison against tremolos and sforzandi in the lower strings, now sounds on first violins alone against murmuring string triplets and sustained or slow-moving chords on the oboes and bassoons. From the outset, the Faust of this episode flushes with a "feminine" luxuriance that belongs, not to Gretchen, but to the pleasure of fantasizing about her. The Affetuoso theme no longer divides its phrases between winds and strings, but sounds in continuous lines that constantly change in tone color—first scored lightly against harp arpeggios, then enveloped in a pianissimo tutti passage complete with delicate strokes on the cymbal. Between these two episodes Liszt interposes a kind of serenade in which a continuous accompaniment on triple flute rises and falls while solo string combinations repeat a fragment of first-movement melody based on the Faustian sonority of the augmented triad (Example 14).

This music, then, concentrates intensively on the material pleasures of mixed tone-colors and transparent instrumental textures. And these are pleasures inextricably linked with the power of Faust's music to displace Gretchen's, whose themes no more participate in the erotic scena they provoke than a gazed-at body shares in the pleasure the gazer takes in it. Like concealment in the space of the gaze, Liszt's musical displacement—the endless deferral of a counterpoint between Faust's themes and Gretchen's—transfixes Gretchen's music as a term of reference, an object of interpretation that is always the same whether it sounds or not. With Gretchen's themes held in abeyance, Faust's music recasts the conflict-laden complexity that empowered it heroically in the first movement as a conflict-free power of self-delighting metamorphosis. By the final measures of the movement, Gretchen's music has dwindled to a void that Faust's music fills in the act of completing itself. Gretchen's Amoroso theme loses its tonal stability, its contour blurring as it subsides onto an

figure
six-four chord (Z19–30). Faust's music then appropriates the tonic harmony and moves to a close in its crystalline new transformation.


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figure

Example 14
Liszt, Faust  Symphony. "Faust" section of "Gretchen" movement.
Note how the violins "persuade" the cellos to shift (on their
last appearance) from a perfect to an augmented triad—indeed, to
the primary augmented triad C–E–G

figure
, continued
from the common tone 
figure
/G
figure
. (Rehearsal numbers
refer to the Eulenberg study score.)

The musical gaze, asserting its full privilege, exhausts and consumes its object.

For a literary counterpart to Liszt's Gretchen, we might look to the artist's model of Christina Rossetti's poem "In an Artist's Studio" (1856). With her sister-in-law, Elizabeth Siddal, in mind, Rossetti describes a woman who has yielded herself up to the gaze of an artist


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who fills all his canvases with an unchanging image of her, so that "every canvass means/The same one meaning, neither more nor less" (8–9). The artist sees his model as willingly, indeed joyfully, immobilized in an identity that fulfills his wishes and underwrites his symbolism. He does not see that he consumes her, "feeds upon her face," or that his portraits show her "Not wan with waiting, not with sorrow dim;/Not as she is . . . /But as she fills his dream" (12–14).

The situation is not perfectly simple, however. Rossetti's poem is far from denying the peculiar power of the victimized model, the half-esthetic, half-erotic allure that makes her the object of male wonder, fascination, and even obsession. Taking a cue from the work of Nina Auerbach, we can locate the source of that power in a metamorphic fluidity that the artist takes as his own, a fluidity that allows the model to become a queen, an angel, and "a nameless girl in freshest summer-greens" with equal perfection.[22] In isolation, each of the artist's paintings forms an attempt to limit and appropriate the model's metamorphic power. Taken together, though, the long series of paintings inevitably constructs a sign of her resistance. Paint her as he will, the artist can never fully retrieve her from the position she often took, "hidden just behind [the] screens" that were used to block naked models from unauthorized eyes.

Liszt's "Gretchen" movement allows a similar equivocation to sound in the fleeting transpositions of Gretchen's motto, their minor mode rendered especially poignant by abruptness and isolation. For a moment, Liszt's Gretchen slips out of focus, blurs her portrait: and in that moment the movement named for her half concedes its technique of domination. Like the paintings of Rossetti's artist, the movement pays tribute to the fascinations of the immobilized woman by taking as its own her all-too-mobile power to fascinate.

This insight, however, is withdrawn almost as soon as it is tendered. As the first transposition concludes on a somewhat clumsy "feminine" ending, it is interrupted by a snatch of Faustian melody—the Affetuoso fragment we considered earlier. Shortly afterward, the motto returns in "proper" form, as if to correct or undo the deviant transposition. Gretchen, like Lizzie Siddal, is made to hold still.

[22] Nina Auerbach, Woman and the Demon: The Life of a Victorian Myth (Cambridge, Mass., 1982).


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4— Liszt, Goethe, and the Discourse of Gender
 

Preferred Citation: Kramer, Lawrence. Music as Cultural Practice, 1800-1900. Berkeley, CA:  University of California Press,  1990. http://ark.cdlib.org/ark:/13030/ft7j49p1r5/