Preferred Citation: Koh, B. C. Japan's Administrative Elite. Berkeley:  University of California Press,  c1989 1989. http://ark.cdlib.org/ark:/13030/ft7t1nb5d6/


 

Index

A

Abe Shintaro, faction led by, 213

Aberbach, Joel D., 192 -193, 216

Administrative elite: definition of, 2 , 253 ;

power of, 261 ;

salient characteristics of, 252 -258

Administrative guidance, 257

Administrative Management Agency, 63

Administrative officials, 75 , 134 ;

ascendancy of, over technical officials (gikan ), 255 , 264 .

See also Jimukan

Administrative reform, 63

Administrative Research Bureau, 41 , 45

Administrative Service I, 83 , 127 , 220 , 223 , 230 , 231 ;

definition of, 71

Administrative vice-minister (AVM), 7 , 28 , 69 , 130 , 138 , 141 , 143 , 151 , 172 , 197 , 231 , 240 , 244 , 254 , 255 , 260 ;

average age of, 233 ;

conference of, 202

Advisory commission (shingikai ), 204 , 206 , 207

Agriculture, Forestry, and Fisheries, Ministry of, 106 , 237 ;

deviations from unwritten rule on resignations, 130

Amakudari (descent from heaven), 244 , 258 , 265 ;

consequences of, 245 -246;

definition of, 235 ;

differences between, and running for elective offices, 242 ;

patterns of, 236 -240;

positive aspects of, 264 ;

restrictions on, 236 ;

of technical officials, 238 ;

three modes of, 245 ;

white paper on, 236 , 238

America, 133

American Occupation of Japan, 60 , 205 , 208 , 209 , 224 , 256 ;

form of, 35 ;

perception gap between Japanese and American officials during, 41 , 42 , 66 ;

and policy on educational reform, 152 , 153 ;

purge of higher civil servants, 140 , 256 ;

reorganization of Todai during, 161 -162;

termination of, 58

Annuity, 234 ;

provisions for, in Western democracies, 248 -249

Aoyama Gakuin University, 69 , 113

Armstrong, John A., 152 , 171 ;

on models of recruitment, 149

Asahi shinbun , 69 , 229 ;

on the decline of bureaucratic influence, 208

Asai Kyoshi, 42 , 53

Ascriptive features of Japanese bureaucracy, 253

Ashida Hitoshi, government of, 52 , 53

Assistant division chief (bu jicho ), 140

Assistant section chief (kacho hosa ), 130 , 132 ;

role of, in policy making, 194 ;

tasks of, 133 ;

training of, 180 -181

Ateken , 131

Australia, 183 , 184

Austria, impact of, on Meiji constitution, 14

Autonomy Agency (Jichicho ), 63

B

Baerwald, Hans H., 3 ;

on role of Diet in policy making, 214 ;

on SCAP's purge program, 38 -39

Bank of Japan, 242

Beppyo-gumi (separate-list group), 144 , 254


288

Brim, Orville, 149

Britain. See Great Britain

Brown University, 184

Bungei shunju , 7

Bureau chief (kyokucho ), 28 , 141 , 197 , 224 , 234 , 238 , 260 ;

average age of, 233

Bureaucracy, power of, 256

Bureaucratization: of politics, 193 , 264 ;

of politicians, 218

Bureaucrats, nexus between, and politicians, 264

Bureau of Personnel, 177

C

Cabinet, 224 , 226 ;

types of meetings (kakugi ), 203

Cabinet legislation bureau (Naikaku Hoseikyoku), 35 , 45 , 54 , 197 -198, 199 , 202 , 203 ;

dispute between, and the Finance Ministry, 40 ;

plan for limited reform of civil service, 39 ;

temporary abolition of, 48

Cabinet personnel agency, proposal for creation of, 34

Cabinet secretariat (Naikaku Kanbo), 202

Cambridge University, 119 ;

as source of British higher civil servants, 20

Campbell, John C., 3 ;

on budget making in Japan, 206

Canada, 183 , 184

Career civil servants, 144 , 194 , 222 , 234 , 253 , 254 ;

prestige of, 252 .

See also Kyaria

China, 8 , 35 ;

imperial, 252 ;

People's Republic of, 216 ;

Tang, 11

Chokan (director-general), 40 , 244

Chokuninkan , 36 , 37 ;

definition of, 16 .

See also Chokunin officials

Chokunin officials, free appointment of, in prewar Japan, 18

Chuo University, 24 ;

graduates of, hired by Finance Ministry, 92 ;

performance of graduates in judicial examination, 98

Civil service appointments, criteria of, 70

Civil-service examinations: in prewar Japan, 30 ;

regular, principal characteristics of, 73 -79;

system of, changes in during post-Occupation period, 60 -61, 74 ;

system of, multiple stages in, 75 -77

Civil-service reform, under American Occupation, 64 -66

City College of New York, 119

Closed multitrack model, 126 , 143 , 144 , 147

Columbia University, 113 -114

Compensation: basic salary (honpo ), 223 ;

comparability between public and private sectors, 247 ;

gender gap in, 100 , 222 -223;

recommendation system on, 224 -227;

salient aspects of, 219 -227;

separation allowance, 234 ;

types of allowance (teate ), 223

Competitive examinations, 72

Conflict of interest, 266

Consensual decision making, 256 , 263 ;

effects of, 264 , 265

Constitution of Japan: guarantee of rights of workers in, 224 ;

provision on civil servants in, 69

Construction, Ministry of, 182 , 255 ;

dual hierarchy in, 134 , 138 -139

Corruption, 227 -229;

structural vs. personal, 229

Counselor (sanjikan ), 106

Culture, effects of, over structure, 266

Cummings, William K., on role of education in socializing Japanese youth, 152 -154

Curtis, Gerald L., on amakudari , 235

D

Daiichi Kangyo Bank, 107

DeAngelis, Manlio F., 41

Decentralized recruitment: of civil servants, 67 , 77 -79, 170 , 187 , 253 , 258 ;

as source of sectionalism in prewar Japanese bureaucracy, 27

Defense Agency, 69

Democratic Socialist party, 242

Democratization, of Japan's higher civil service, 260

Designated Service (shitei shoku ), 220 ,

definition of, 71 -72

Developmental state, 1 , 257 , 262

Diet: as destination of retired bureaucrats, 242 ;

former bureaucrats in, 7 ;

Imperial, role of during Taisho era, 15 ;

LDP members of, 199 ;

members of, 235 ;

National, 46 , 47 , 174 , 194 , 206 , 224 , 257 ;

standing committees, 199 , 212

Diet, House of Councillors, 201 , 213 , 244 ;

adoption of national public-service law by, 50 ;

proportion of former bureaucrats elected to, 242

Diet, House of Representatives, 201 ;

adoption of national public-service law by, 50 ;

proportion of former bureaucrats elected to, 242 ;

role in legislative process, 214

Diplomats, recruitment of, 108 -114

Disciplinary action against civil servants, types of, 227

Dispute behavior, rights of civil servants to engage in, 225

Division chief (bucho ), 140 , 141 , 244

Double election, 6 July 1986, 242


289

E

Economic Planning Agency, 63 , 106 , 139

Economics as field of specialization in higher civil-service examinations, 96

Edinger, Lewis J., 120

Education, Ministry of, 106 , 153 , 197

Educational requirements, lack of, in civil-service examinations, 73

Educational Service I, 220 ;

definition of, 71

"Elite course" in promotion, 132 -135

Elite track, 126 , 127

Elitism: as common denominator of bureaucracies in industrialized democracies, 262 ;

decline in, 258 , 259 ;

of the prewar Japanese bureaucracy, 19

Emperor: appointment of officials by, in prewar Japan, 16 -17;

attitude of Todai students toward, 169 ;

officials of, in prewar Japan, 69 ;

position of, in SCAP-drafted national public-service law, 45 ;

powers of, in Meiji constitution, 14

Environment Agency, 63 , 139 , 182

Esman, Milton J., 31 ;

on early retirement of prewar civil servants, 29 ;

on legalism in prewar Japanese bureaucracy, 24 -25;

memorandum on need for civil service reform, 37 -38

Ethnocentrism of American Occupation personnel, 66

Europe, Western, 133 , 157 , 159 , 184

Evaluation (senko ), 72 , 82 , 129

External bureau (gaikyoku ), 72 , 106 , 131 , 229

F

Finance, Ministry of, 27 , 59 , 78 , 107 , 161 , 182 , 184 , 185 , 237 , 242 , 244 , 253 , 257 ;

Budget Bureau, 215 ;

decision making in, 198 -199;

decline in influence of, 208 -209;

destinations of high-level retirees from, 239 -240;

deviations from unwritten rule on resignations, 130 ;

patterns of promotion in, 132 -133;

role of, in budget making, 206 ;

socialization patterns in, 173 -176;

university background of new appointees in, 92

Financial clerk (zaimu shoki ), 28

Financial clique, 205 . See also Zaibatsu

First Higher School, 162

Foreign Affairs, Ministry of, 108 , 134 , 182 ;

deviations from unwritten rule on resignations, 130 -131

France, 8 , 159 , 183 , 184 , 186 , 188 , 218 , 249 , 250 , 260 , 262 , 263 ;

Ecole Nationale d'Administration (ENA) in, 118 , 121 , 146 , 188 , 249 , 262 ;

ENA, curriculum of, 189 -190;

ENA, entrance examinations to, 116 -117;

exemplifies the open multitrack model of promotion, 126 ;

grand corps , 147 , 261 ;

grandes écoles , 119 ;

Instituts d'Etudes Politiques (IEP), 119 ;

pantouflage , 249

Free appointment: of chokunin officials in prewar Japan, 18 ;

system of (jiyu nin'yo seido ), proposal for by Japan Socialist party, 49

Fukuda Takeo, 215

Fukui Haruhiro, 3

Funayama Masakichi, 242

G

Gaikyoku. See External bureau

General affairs section (somuka ), 133

General education (kyoyo ), 106

General service (ippan shoku ): definition and size of, 45 , 70 ;

government survey of employees in, 99 .

See also Regular service

Georgetown University, 121

George Washington University, 119 , 121

Germany: influence of, on Japanese bureaucracy and constitution, 13 , 30 , 120 , 263 ;

influence of, on legalism in prewar Japanese bureaucracy, 24 -25;

under Allied occupation, attempts at civil-service reform in, 65

Germany, West, 8 , 156 , 183 , 186 , 188 , 211 , 218 , 249 , 250 , 261 , 262 , 263 ;

assessor, 117 ;

Bundestag, 213 ;

full-fledged jurist (Volljurist ) in, 177 ;

mobility of higher civil servants in, 147 ;

pension system in, 249 ;

promotion system of, resembles dosed multitrack model, 126 ;

recruitment of higher civil servants in, 117 -118;

reform of civil service by, 65 ;

stratification of civil servants in, 145 -146.

GHQ (General Headquarters). See SCAP

Gijutsukei (technical group), 135

Gikan (technical official or specialist), 25 , 26 , 27 , 36 , 134 , 136 , 137 , 138 , 139 ;

discrimination against, 265

Gotoda Masaharu, 229

Graduate School of Administrative Sciences, in Speyer, West Germany, 188

Grand secretariat, system of (dai kanbocho sei ), 134

Great Britain, British, 8 , 183 , 186 , 190 , 211 , 218 , 247 , 249 , 261 ;

administrative class (AC), 115 ;

AC, fields of specialization among members of, 121 -122;

administrative trainees (AT), 115 , 122 , 146 -147, 190 -191, 262 ;

attempts at civil service reform in occupied Germany, 65 ;

Civil Service Selec-


290

Great Britain (continued )

tion Board (Cizbee), 115 -116;

Diplomatic Service, 116 ;

as example of open multitrack model of promotion, 126 ;

Final Selection Board (FSB), 116 ;

Inland Revenue Service, 116 ;

Parliament, 213 ;

recruitment of higher civil servants in, 115 -116;

regulation of reemployment of former government officials in, 250

Gyosei kenshu (administrative training), 178

H

Hanbatsu (domain cliques), 14

Hannin , 18 .

See also Hanninkan

Hanninkan , 30 ;

apprentice (minarai ), 18 ;

definition of, 17 .

See also Officials, hannin ; Officials, ordinary

Harbin University, 112

Hare, Robert S., 41

Harvard University, 113 , 114 , 119 , 121 , 184

Hata Ikuhiko, 5 , 24 , 161

HCSE. See Higher civil-service examination

Health and Welfare, Ministry of, 106

Higher civil-service examination (HCSC), 78 , 83 , 151 , 166 , 170 , 172 , 186 , 252 , 233 , 254 , 259 ;

competition for, in prewar and wartime Japan, 15 ;

explanation of types I, II, and III, 60 -61;

and hiring rates for successful candidates in engineering and natural sciences, 96 ;

performance of women in, 100 -103;

in prewar Japan, 18 , 23 ;

success rates for graduates of different types of universities, 88 -90;

types A and B, 60 , 79 , 81 , 127 , 144

Higher examination (koto shiken ), modified version given in 1946 and 1947, 72 -73

Higher-level (or type-I) foreign-service examination: contents of, 109 -112;

university background of successful candidates in, 112 -113

Hirota Koki, government of, 33

Hitotsubashi University, 92 , 113

Hogakushi (bachelor of law), 97 .

See also Law degree, meaning of, in Japan

Hoka banno (omnipotence of law graduates), 142 , 258 ;

German equivalent of, 121 ;

in postwar period, 94 -99;

proposal to combat, 33 , 34 ;

reasons for emergence of, 23 .

See also Legalism of prewar Japanese bureaucrats

Hokkaido University, 86 , 88

Home Affairs, Ministry of, 27 , 35 , 63 , 69 ;

criteria of recruitment by, 173 ;

opposition to civil service reform by, in wartime Japan, 33 ;

speed of promotion by administrative and technical officials in, 26 ;

surreptitious learning by first-year bureaucrat in, 176 ;

university background of new appointees in, 92

Hongo, 162 , 163 , 166

Honsho (headquarters of the twelve ministries), 106

Hoover, Blaine, 41 , 44 , 47 , 53 ;

perception of, by Japanese officials, 45 ;

reaction of, to the Japanese handling of the draft national public-service law, 50 -51

Hoover mission (United States Personnel Advisory Mission to Japan), 41

I

Imperial University (Teikoku Daigaku), 161

Imperial University privilege: abolition of, 19 ;

and exemption of law graduates from bar examination, 161

Induction of civil servants, 188

Industrial policy, 257

Inoki Masamichi, 20 -22, 24

Inspector (chosakan ), 132 , 174

Interest groups, 204 ;

role of, in policy making, 216

Intermediate civil-service examination, 85 , 127 , 254 , 259

Intermediate track, 126 , 127

International Christian University, 106

Internationalization (kokusaika ), 185

International Labor Organization (ILO), Convention 87 of, 58 , 59

Ippan kyoyo (general education), 109

Ippan shoku. See General service; Regular service

Ishizaka Seiichi, 69

Ito Hirobumi, 12

Ivy League universities, 119

J

Jacob, Herbert, 120

Japan Air Lines, 239

Japanese bureaucracy: dysfunctions of, 265 -266;

unique features of, 263

Japanese civil service: categories of employees in, 70 ;

overview of, 68 -72

Japanese imperial government, 27

Japanese model of government bureaucracy, 263

Japanese Supreme Court, 46 ;

derision of, on recommendation system on compensation, 225

Japan Export-Import Bank, 242

Japan Foundation, 240


291

Japan Monopoly Corporation, 242

Japan Socialist party, 168 ;

reaction of, to draft of national public-service law, 48 -49

Japan Teachers Union (JTU, or Nikkyoso), 153

Jimukan , 25 , 27 , 36 , 135 , 136 , 137 , 138 ;

as chiefs of technical units in prewar Japan, 26 ;

in prewar Japan, 17 .

See also Administrative officials

Jimukei (administrative group), 135

Jinbutsu shiken (character test), 77 ;

in high-level foreign-service examination, 111

Jinji-in. See National Personnel Authority

Johnson, Chalmers, 3 , 215 , 256 ;

on concept of developmental state, 1 -2;

on increase in power of politicians, 214 -215;

on rise of bureaucratic power, 205 ;

on structural corruption, 229

Johnson, Nevil, 120

Judge trainee (hanjiho ), 98

Judicial examination, 81 , 160 , 166 , 255 ;

explanation of, 97 -98

Judicial Training Institute (Shiho Kenshujo), 81 , 160 , 240 , 255 ;

role of, 98 ;

year of graduation from, 131

Juku (supplementary school), 154 , 167

Junior colleges, women graduates of, in the civil service, 100

Jurisdictional rivalries, 28 , 255 -256, 262 .

See also Sectionalism

Juristenmonopol (monopoly by lawyers), 121 , 189

Justice, Ministry of, 106 ;

promotion in, 131 ;

study of corruption among civil servants by, 228 -229

K

Kakaricho (chief of a subsection), 175

Kan (official), 36 ;

proposal for the deletion of, 49

Kanbo , 133 .

See also Minister's secretariat

Kanbocho (chief of the minister's secretariat), 133 , 134

Kancho homon (visits to government agencies by job applicants), 77 -78

Kankai (monthly magazine), 7

Kanpo (Official Gazette), 7

Kanryo yuiron (bureaucratic-dominance school), 204 -207

Kansatsukan (inspector), 37

Kanson minpi (officials revered, citizens despised), 16

Kasumigaseki, 172 , 179 , 187 , 188 ;

explanation of, 77

Kata tataki (a tap on the shoulder), 232 , 233

Katayama Tetsu, government of, 47 , 48

Keio University, 90 , 106 , 143 ;

graduates of, hired by the Finance Ministry, 92 ;

performance of graduates in higher-level foreign-service examination, 112 -113;

performance of graduates in judicial examination, 98

Kelsall, R. K., 20

Kishi Nobusuke, 196

Kobayashi Ichizo, 196

Kobayashi Yukio, 197

Kohai (junior), 130 , 131 , 173 , 174

Koho Kenkyukai (Association for the Study of Public Law), 49

Koin : definition of, 17 ;

eligibility of, for hannin positions, 18

Koitabashi Jiro, 6 ,

Kokusaku Kenkyukai (Association for the Study of National Policy), 33 -34

Komaba, 162 , 166 , 168

Komon (adviser), 239

Komuin hakusho (white paper on civil servants), 7

Kone (connections), role of, in the recruitment of civil servants, 78

Kono Yohei, 213

Konoe Fumimaro, Prince, 15 ;

first government of, 33 ;

second government of, 34 -35

Korea, 8

Kotokan , 30 ;

definition of, 17 ;

in pecking order of prewar Japanese bureaucracy, 19 .

See also Officials, higher

Kubota Akira, 2 , 4 ;

on interest groups, 217 ;

on relative influence of politicians and bureaucrats, 211 -212

Kuribayashi Yoshimitsu, 6

Kyaria , 127 ;

different groups of, in Finance Ministry, 81 .

See also Career civil servants

Kyodai, 142 , 143 , 259 ;

graduates of, hired by Finance Ministry, 92 ;

performance of graduates in higher-level foreign-service examination, 112 -113;

performance of graduates in judicial examination, 98 ;

proportion of graduates in higher civil service, 141 ;

success rates of graduates in higher civil-service examination, 90 .

See also Kyoto Imperial University; Kyoto University

Kyodo shonin kenshu (joint training of new appointees), 178

Kyoto Imperial University, successful candidates in prewar higher civil-service examinations from, 19 -20

Kyoto University, 24 , 141 ;

performance of graduates in higher civil-service ex-


292

Kyoto University (continued )

amination, 86 -88

Kyoyo shiken (general-culture test), 75

Kyushu University, 24 , 142 , 143

L

Labor, Ministry of, 106 , 107

Language barrier during American Occupation, 51 , 66

Lateral entry, 144 , 145 , 147

Law degree, meaning of, in Japan, 97 -99, 254 -255

Law graduates, dominant position of, in bureaucracy, 262

Legalism of prewar Japanese bureaucrats, 23 , 24 , 31 .

See also Hoka banno

Liberal-Democratic party (LDP), 168 , 197 , 198 , 199 , 201 , 202 , 203 , 242 , 244 ;

ascendancy of, over bureaucracy, 205 , 208 , 216 , 257 ;

Diet members, 212 ;

Diet strategy committee, 201 , 202 ;

Executive Council (Somukai), 201 , 202 , 203 ;

factions in, 242 ;

factions in, in selection of PARC divisional chairmen, 213 ;

Policy Affairs Research Council (PARC, or Seimu Chosakai, 197 , 198 , 199 , 200 , 201 , 206 ;

PARC Deliberation Commission (Seimu Chosakai Shingikai), 200 ;

and PARC divisions, 200 , 212 , 213 ;

president (sosai ), 201 ;

role of, in policy making, 3 , 199 -202;

secretary-general (kanjicho ), 201 ;

somu (executor), 201

Lifetime employment, 67 , 257 , 258 , 262 ;

as source of sectionalism in prewar Japanese bureaucracy, 27

Local governments, 160

Local tax office, head of (zeimushocho ), 28 , 132 , 174 , 175 -176

Lower civil-service examination, 85 , 127 , 259

Lower track in Japanese civil service, 126 , 127

M

MacArthur, General Douglas, 52

MacCoy, W. Pierce, 41

MacDonald, Hugh H., 29 , 31

Mainichi shinbun : interview of off-the-job trainees, 179 -180;

on power of politicians, 208 ;

survey of new appointees in higher civil service, 171 -172, 185

Male dominance in Japanese bureaucracy, 99 -108

Management and Coordination Agency (Somucho), 63 , 68 , 178

Marcum, C. P., 47 , 48

Marine Service (kaiji shoku ) II, 220

Matsumoto Yasuko, 107

Maximum-ascriptive model, 149 , 150

Maximum-deferred-achievement model, 149 , 150

Medical Service (iryo shoku ) I and III, 220

Meiji constitution, 14

Meiji era, 161 ;

emergence of modern bureaucracy in, 10 ;

functions of legalism during, 25

Meiji oligarchs, 12 , 30

Meiji Restoration, 8 , 11 , 14

Merit, influence of, on promotion, 145

Merit principle, institutionalization of, in prewar Japan, 30

Meritocratic elite, 253 , 261

Military clique (gunbatsu ), 205

Minarai kikan (training period), 132 , 175

Ministers, 212

Minister's secretariat: core sections of, 133 ;

role of, 134 -135.

See also Kanbo

Ministry of International Trade and Industry (MITI), 69 , 78 , 106 , 107 , 131 , 143 , 196 , 237 , 244 , 253 , 254 ;

arrest of officials on corruption charge, 229 ;

criteria of recruitment by, 172 ;

Medium and Small Enterprises Agency of, 229 ;

surreptitious learning by first-year bureaucrats in, 176 ;

vice-minister for international affairs (tsusho sangyo shingikan ) of, 131

Mitsubishi Shoji, 181 , 239

Mitsubishi Trust Bank, 240

Mitsui Trust Bank, 239

Miyazawa Kiichi, faction led by, 213

Mode of entry into government bureaucracy, 253

Multiple-track system, 67 , 127 -129, 263 ;

dysfunctions of, 265

Muramatsu Michio, 5 , 213 , 214 ;

on dominance of LDP over bureaucracy, 209 -211

N

Nagao Ritsuko, 106

Nakane Chie, 27

Nakasone Yasuhiro, 69 ;

faction led by, 213

National Land Agency, 139

National Personnel Authority (NPA, or Jinji-in), 7 , 46 , 56 , 91 , 106 , 171 , 177 , 183 , 187 , 232 , 236 , 237 , 238 , 247 , 257 , 259 -260;

annual recommendations on civil servants' compensation by, 8 , 226 -227;

commissioners (Jinjikan ) of, 68 ;

compiles rosters of successful candidates in civil-service examinations, 77 ;

powers of, reduced by Ka-


293

tayama government, 48 ;

privilege of double budget, 54 ;

proposed powers of, in draft national public-service law, 45 ;

president (sosai ) of, 68 ;

role of, in compensation of civil servants, 224 -227;

secretary-general (jimu socho ) of, 68 ,

statistics on frequency of corruption among civil servants, 227 ;

survey of compensation in private sector, 225 -226

National Personnel Commission, 50

National Public Service Law, 68 , 224 ;

adoption of, by Diet, 50 ;

legislative history of, 43 -54, revision of, 52 -54, 58 -63

National Tax Administration Agency (NTAA, or Kokuzeicho), 81 , 175 , 199

National universities, 88 , 151

Nemawashi , 200 , 202 , 256 , 263

Nenji , effects of, in promotion, 135 .

See also Year of entry, of civil servants

New York Times , 250

NHK (Nihon Hoso Kyokai, or Japan Broadcasting Corporation), 69

Nihon Shoko Kaigisho (Japan Chamber of Commerce and Industry), 33

Nippon Telegraph and Telephone (NTT), 239

Noncareer civil servants, 175 , 176 , 194 , 222 , 231 , 254 , 265 ;

increase in number of, in elite administrative positions, 259 -260;

in Finance Ministry, 174 .

See also Nonkyaria

Nonkyaria , 81 , 127

Nonofficials (hikanri ), 16 , 17 , 18 , 30

Northrop Corporation, 250

O

Ochanomizu University, 106

Officials (kanri ), 16

Off-the-job training, types of, 177 -185

Ojimi Yoshihisa, 196

Okayarea University, 143

Officials, hannin : in pecking order of prewar Japanese bureaucracy, 19 ;

ordinary civil-service examinations for, 13 .

See also Hanninkan

Officials, higher, 36 , 258 ;

status of technical officials among, in prewar Japan, 26 .

See also Kotokan

Officials, ordinary, 36 -37, 258

Okura (Finance Ministry) family, mores of, 132

Omamori yaku (guardian), 175

On-the-job training, 171 -177

Open competitive model, 125 -126, 143 , 147

Open multitrack model, 126 , 147

Opposition parties, 204

Ordinary civil-service examinations, in prewar Japan, 18

Osaka City University, 90

Oxbridge, 119

Oxford University, 114 , 119 ;

as source of British higher civil servants, 20

P

Park, Yung H., 3 , 209 , 213 , 214 ;

on importance of LDP PARC divisions, 199 -200;

on ringisei , 197 ;

on rise in power of politicians, 212

Parliament, role of, in policy making, 211 -212

Parliamentary vice-minister (seimu jikan ), 145 , 199 , 201 , 212

Partisanization of bureaucracy, 212 , 213

Party-dominance school, 214

Patent Agency, 71

Peers, House of, 29

Pempel, T. J., 3 , 4 ;

on efficiency of Japanese government bureaucracy, 264 ;

on patterns of policy making in higher education, 216 ;

on role of bureaucracy in policy making, 206 ;

on SCAP's civil-service reform, 39 , 66

Performance-evaluation system, proposal for, 37

Police Agency, 202

Political: appointees, 145 ;

appointment, 144 ;

party, 209

Politicization: of administration, 213 ;

of budgetary process, 215 ;

of bureaucracy, 193 , 218 , 264

Politics, predominance of (seiji no yuisei ), 208

Position classification: failure to implement, 65 ;

survey by Administrative Research Bureau of, during the Occupation, 42 -43

Posts and Telecommunications, Ministry of, 134 , 237 ;

speed of promotions by administrative and technical officials in, 26

Prime minister's office, 106 , 177 , 182 ;

Bureau of Personnel, 59 , 68

Princeton University, 119

Private universities, 88 , 151 ;

increase in proportion of graduates of, in higher civil service, 259

Probationary appointment, absence of, 67

Professionalization of politicians, 214 .

See also Specialization of politicians

Progressive-equal-attrition model, 149 , 150 , 151 , 152 , 185

Promotion: effects of, on morale, 124 ;

two models of, 125 -126


294

Prosecutor's imperialism (kenji teikoku shugi ), in Justice Ministry, 131

Prussia, influence of, on Japanese bureaucracy, 13 , 14 , 23 , 24 -25

Public administration as field of specialization in higher civil-service examination, 96

Public corporations, 160

Public prosecutor's office (Kensatsucho), 46

Public Service Training Institute (Komuin Kenshujo), 178

Public universities (koritsu daigaku ), 88 , 151

Q

Quasi-ascriptive aspects of Japanese bureaucracy, 253 , 258 , 263

Quasi-common denominator among bureaucracies in Japan and Western democracies, 261

Quasi-elite track, 127

R

Raytheon Company, 250

Recruitment: of administrative elite, three models of, 149 -150;

importance of, 67

Reemployment, of retired bureaucrats, 234 , 266

Reform, proposals for, of prewar Japanese bureaucracy, 32 -35

Regular compensation law (kyuyoho ), 70 , 219

Regular service (ippan shoku ), 45 , 63 , 177 .

See also General service

Regulatory state, 262

Reku (lecture), 174

Reorganization of Japanese government, 63 -64

Resignations: overview of, in Japanese civil service, 230 -232;

benefits of, 234 -235

Retirement: patterns of, 257 ;

practices of administrative elite, 263 ;

unwritten rule on, 30 , 130

Retirement, early: costs of, 265 ;

functions of, 264 ;

of prewar civil servants, 29 -30;

reasons for, 231 , 232 -233, 245

Retirement, mandatory, 62 -63, 230 , 232 ;

average age for, in Western democracies, 248

Revolving door, 250

Richardson, Bradley M., 216

Ringi document. See Ringisho

Ringisei , 194 -195, 263 ;

ato ringi system, 196 -197, 197 n.16

Ringisho , 194 , 195 , 196 , 197 , 256

Ringi system. See Ringisei

Rohlen, Thomas P., on role of high schools in socializing Japanese youth, 154 -155

Role perceptions, 148 , 187

Rotation, policy of, 255 , 261 ;

effects of, 264 ;

in Finance Ministry, 132 ;

in Home Ministry, 173 ;

in prewar Japanese bureaucracy, 27

Royama Masamichi, 14

S

Sahashi Shigeru, 254 ;

on dysfunctional consequences of sectionalism, 256

Saionji Kinmochi, Prince, 15

Saitama University, 183

Sakamoto Harumi, 107

Salary schedules (hokyuho ), 219 ;

attributes of, 220 ;

categories of, 70 -72

Sano Hiroyoshi, 69

Sataka Makoto, 6

Sato Ginko, 106

SCAP (Supreme Commander for the Allied Powers), 32 , 35 , 37 , 38 , 64 , 65 , 66 , 208 , 209 ;

Civil Service Division, 55 ;

General Headquarters (GHQ) of, 66 , 208 ;

GHQ Civil Service Division of, 44 ;

GHQ of, translators in, 51 ;

Government Section, 37 , 39 , 40 ;

program of civil-service reform, 256

Science and Technology Agency, 63 , 139

Screening, of technical officials in prewar Japan, 25 .

See also Senko

Second careers (daini no jinsei ), 230 , 257 , 258

Section (ka ), role of, in policy making, 194

Sectionalism, 40 , 134 , 187 , 214 , 256 , 258 , 265 ;

as target of reform in prewar Japan, 33 ;

cost and benefits of, 265 -266;

in prewar Japanese bureaucracy, 27 -28;

proposal for elimination of, 34 .

See also Jurisdictional rivalries

Section chief (kacho ), 141 , 151 , 234 , 244 , 260 ;

as part of administrative elite, 2 ;

tasks of, 133 ;

training of, 181 -182

Security of tenure, of prewar civil servants, 28

Self-selection, 171 , 172

Senior Executive Service, 144

Seniority: importance of, 254 ;

relation-ship between pay and, 222 ;

role of, in promotion, 130

Senko (evaluation): as mode of civil-service recruitment in prewar Japan, 18 ;

nin'yo (appointment based on evaluation), 36 .

See also Screening, of technical officials in prewar Japan

Senmon shiken (specialized test), 75

Senpai (senior), 173 ;

role of, in civil-service recruitment, 78


295

Senpai-kohai system, in the Finance Ministry, 173 -174, 176

Shibusawa Keizo, 40

Shidehara Kijuro, government of, proposal for civil-service reform by, 36 -37

Shinninkan , definition of, 16

Shin Nippon Steel Company, 181

Shitsu cho (chief of an office), 106

Shokutaku , definition of, 18

Shukan bunshun , 208

Shunin (senior member of a subsection), 175

Side slip (yokosuberi ), 144 ;

definition of, 240 -241.

Smaller Business Finance Corporation, 242

Socialization: definition of, 149 ;

of Japanese youth, 152 -159;

postentry, 152 , 171 ;

preadult, agents of, 185 ;

in Todai's faculty of law, 159 -170

Sogo shiken (comprehensive test), 77 , 111

Sohyo (Nihon Rodo Kumiai Sohyogikai, or General Council of Japan Labor Unions), 59

S-1 examination, 54 -58, 72 ;

definition of, 57

Sonin , 26

Soninkan , 36 , 37 ;

definition of, 16 -17;

trainee (shiho ), 18

Sonin officials, 13 .

See also Soninkan

Spaulding, Robert M., Jr., 2 ;

on adoption of civil-service examinations in Meiji Japan, 13 ;

on performance of Todai men in prewar higher civil-service examinations, 21 ;

on power of bureaucracy in prewar Japan, 15 ;

on reform of higher civil-service examination by second Konoe cabinet, 35

Special compensation law (kyuyo tokureiho ), 70 , 219

Special government service (tokubetsu shoku ), 45 ;

definition of, 70 ;

size of, 70

Specialization: field of, in higher civil-service examinations, 74 -75;

of politicians, 212 .

See also Professionalization, of politicians

Specialized Administrative Service (senmon gyosei shoku ), 71

Special legal entities (tokushu hojin ), 235

Subsection chief (kakaricho ), 132 , 180 , 195

Sumitomo Life Insurance Company, 240

T

Tahara Soichiro, 5 , 7 ;

on erosion of bureaucratic power, 208 -209

Taisei Yokusankai (Imperial Rule Assistance Association), 33

Taisho era, 28 ;

role of Diet during, 15

Taishoku kansho (encouraging retirement), 232

Takahashi Hideki, 28

Takeshita Noboru, 213 ;

proposal for administrative reform by, 63 -64

Tanaka Kakuei, role of, in curbing bureaucratic power, 215

Tashiro Ku, 91 , 138

Tate shakai (vertical society), 27 , 28 , 31

Technical officials. See Gikan

Technical specialists. See Gikan

Temporary National Personnel Commission, 50 , 51 , 53 , 72

Thayer, Nathaniel B., 3 , 216

Todai, 13 , 69 , 86 , 106 , 139 , 143 , 184 , 244 , 253 , 259 ;

abolition of exemption for students and graduates of, 13 -14;

as training school for higher civil servants, 18 ;

dominance of graduates in both examination and hiring stages of higher civil servants, 94 ;

faculty of economics, 107 ;

faculty of engineering, 69 ;

faculty of general education, 106 , 162 ;

faculty of literature, 107 ;

graduates of, hired by the Finance Ministry, 92 ;

hogakubu (see Faculty of law); performance of graduates in higher-level foreign-service examination, 112 -113;

performance of graduates in the judicial examination, 98 ;

proportion of graduates among successful candidates in higher civil-service examination specializing in law, 96 :

proportion of professors among administrative examiners in prewar period, 21 ;

social background of students, 21 , 167 -169;

success rates of graduates in higher civil-service examination, 90 ;

technical officials who were graduates of, in prewar Japan, 27 ;

values of students, 168 -170.

See also Tokyo Imperial University; Tokyo, University of

Todai, faculty of law, 91 , 107 , 152 , 173 , 186 ;

career paths taken by graduates of, 160 ;

comparison of performance in, with performance in higher civil-service examination, 78 ;

history of, 161 -162;

Humanities Group 1 (bunka ichirui ), 162 , 167 ;

occupation of graduates of, 99 ;

Science Group 3 (rika sanrui ), 162 ;

socialization in, 159 -170;

status of, within Todai, 23

Todaibatsu (University of Tokyo clique), 139

Tohoku University, 24 , 86 , 88 , 106 , 143

Toko kantei (ascendancy of party and


296

Toko kantei (continued )

decline of bureaucracy), 212

Toko seitei (ascendancy of party and decline of politics), 212

Tokubetsu shoku (special government service), 45

Tokugawa period, 11

Tokyo, University of. See Todai

Tokyo Bunri Daigaku, 143

Tokyo College of Commerce, 112 , 113 .

See also Hitotsubashi University

Tokyo College of Industry, 113

Tokyo Higher Court, 225

Tokyo Imperial University, 86 , 258 ;

as training school for government officials, 31 ;

domination of prewar Japanese bureaucracy by graduates of, 19 -21;

exemption of graduates of, from higher civil-service examinations, 13 , 18 ;

performance of graduates of, in prewar higher civil-service examinations, 15 -16.

See also Todai

Tokyo Institute of Technology (Tokyo Kogyo Daigaku), 86 , 88 , 92

Tokyo Kaisei School, 161

Tokyo Medical School, 161

Tokyo Metropolitan University, 90

Tokyo Stock Exchange, 240

Tokyo University of Foreign Languages, 13 , 112

Toshiba Electric Company, 181

Toyota Motor Company, 181

Track system in Japan, compared to Great Britain and France, 118

Training abroad: long-term overseas-training program, 183 -184;

role of foreign institutions in, 183 ;

self-arranged, 184 ;

and short-term over-seas-research program, 184

Training programs: effectiveness of, 187 -188;

number and variety of, for civil servants, 62

Transport, Ministry of, 134 , 144 , 223 -224

Triangular pattern of life, 166 , 186

Tsuji Kiyoaki, 4 , 5 , on effectiveness of training programs for civil servants, 187 -188;

on dominant position of bureaucracy, 204 -205;

on ringisei , 195 -196

Tsukuba University, 183

U

United Kingdom. See Great Britain

United States, 8 , 143 , 144 , 156 , 157 , 159 , 169 , 183 , 184 , 186 , 188 , 190 , 218 , 247 , 249 , 261 , 262 ;

approximates open competitive model, 126 ;

Civil Service Commission (USCSC), 37 , 41 ;

Congress, 212 , 213 ;

Department of Defense, 250 ;

Department of State, 41 ;

Foreign Service, university background of members in, 119 ;

mobility in employment in, 250 ;

number of lawyers in, compared with Japan, 98 ;

Office of Personnel Management (OPM), 114 ;

pragmatic approach to administration in, 25

United States, Presidential management-intern program (PMIP), 114 -115, 118 , 120 , 143 , 190 , 261 , 262 ;

fields of specialization among interns in, 121

Utsumi Hitoshi, 69

V

Vertical society. See Tate shakai

Vogel, Ezra F., 4 ;

on ringisei , 196 -197

W

Ward, Robert E., 32 , 66

Warner, Lloyd W., 121

Waseda University, 88 , 90 , 106 , 107 ;

graduates of, hired by the Finance Ministry, 92 ;

performance of graduates of, in higher civil-service examination, 112 -113;

performance of graduates of, in judicial examination, 98

Wataridori (migratory bird), 241 , 242

Weber, Max, 28

Welfare, Ministry of, the number of women in, 99

Western democracies, 217 , 252 , 261 , 263

Whitney, Brigadier General Courtney, 37

Women: appointment of, to higher civil service, 104 ;

compensation of, in civil service, 222 ;

difficulties encountered by, in higher civil service, 107 -108;

in Finance Ministry, 175 ;

increase in number of, in higher civil service, 258 , 260 ;

lifting of restrictions on, in civil service, 62 ;

performance of, in higher-level foreign-service examination, 113 -114;

performance of, in judicial examination, 98 ;

profile of administrative elite, 106 -108;

resignations of, from civil service, 231 ;

underrepresentation of, in higher civil service of Western democracies, 122 , 262

World War II, Japanese defeat in, 9 , 32 , 205

World youth-survey project, 155 -159, 186

Y

Yakuin , 239 , 241 , 242

Yale University, 119

Yamaguchi Jiro, 5 ;

on end of bureaucratic dominance, 215


297

Year of entry, of civil servants, 130 , 254 .

See also Nenji , effects of on promotion

Yobiko (preparatory school), 154 , 167

Yokosuberi. See Side slip

Yonin , definition of, 17 -18

Yoshida Shigeru, 53

Z

Zaibatsu , 256 .

See also Financial clique

Zen Kanko Rodo Kumiai Kyogikai (Zenkanko, or Coordination Council for Public Service Unions), 49

Zoku (tribe), 212 , 213 ;

giin (tribal Diet members), 7 , 200


 

Preferred Citation: Koh, B. C. Japan's Administrative Elite. Berkeley:  University of California Press,  c1989 1989. http://ark.cdlib.org/ark:/13030/ft7t1nb5d6/