PART FOUR—
FORMS OF THE SHAMANIC QUEST
Chapter Ten—
Shamanism, Possession, and Ecstasy:
Australia and the Tropics
Like myth, which looks to the undetermined future as well as the sacrosanct past, spirit mediumship, especially in less standardized forms culminating in oracular speech, provides an essential counterpart to the putative closure of ritual by its continual opening toward unrealized potentialities of human existence. The practiced medium's voluntary solicitation of a condition that surpasses her ordinary powers and leads her toward an intrinsically unpredictable goal thus exhibits the form of a spiritual quest as a purposeful exploration of the transcendent unknown.
Yet the uncertainties of this formalized quest are severely circumscribed by its practical function within the institutional structure of tribal religion. The information imparted during trance most often pertains, as Lessa writes of Ulithi (1966b, 51), to such immediate concerns as "the feasibility of an ocean voyage, the safety of relatives away from home, the cause of an illness, the attitude of a loved one, the approach of a typhoon." The future revealed through the medium's words or the diviner's interpretation of signs is a very constricted future holding out no prospect of fundamental change beyond restoration of health or increase of fortune; for in tribal thought the future, as we have seen, is in general an underdeveloped forward extension of the overshadowing past.
The medium's personal transformation by possession trance is a temporary change without major consequence (in most instances) for daily life. Her self-perception as the passive implement of a power beyond her control reduces, moreover, the extent to which she actively participates in shaping its responses (thus in shaping the future), and increases
her tendency to fall back on cultural stereotypes restricting both the uncertainty that initiates the quest and the transformative encounter with the new that is its goal. Only in exceptional cases does the recognized medium fail to enter trance and transmit the spirit's words—and without risk of failure the quest through spirit possession can never go far toward transcending the ancestral certainties of ritual to which it remains, in many tribal religions, firmly linked.
The Shaman as Ecstatic Master of Spirits
In some cultures, however, instead of awaiting descent of a spirit summoned to possess his body and speak through his mouth, the medium himself sets out, or sends helping spirits under his command, to another world in search of what cannot be found in his own. This figure, in whom the spiritual quest becomes a fully active pursuit of transcendence, we shall call the shaman, using a term which for many writers is synonymous with medium.
Thus for Nadel (25) the shaman "is a passive medium when possessed; but through his ability to induce possession, he is also a master of these supernatural powers." This criterion derives from the studies of Kroeber (1907, 327) and from those of Shirokogoroff (1935a, 271), who saw the Tungus (Evenk) shaman, from whose language the word derives, as "a master of spirits , at least of a group of spirits." But control over possessing spirits is characteristic of all disciplined mediums, so that any distinction based on mastery alone is one of degree. To that extent, Lewis is justified in including, like Nadel, the African medium in his understanding of the shaman (188–89) as "not the slave, but the master of anomaly and chaos," whose hard-won control of affliction he repeatedly re-enacts. The shaman, so defined, is a medium able to induce possession at will and for controlled ends by spirits whose helpless victim he, like others less in command of anomaly, once was. He cures others' afflictions by mastering his own and thus becomes a doctor by having ministered, when a patient, to himself.
This understanding of shamanism, endorsing its identification by earlier anthropologists such as Frobenius (2:561) with the "religion of possession" practiced, for example, in the bori cult, did not go unquestioned. Thus for Oesterreich (305) the "original Shamanism" of northern Asia consisted not in possession but in visual phenomena; to call possession states shamanism was "a misuse of words" (309). And Eliade, in his monumental study Shamanism , distinguished the shaman (1964, 5) not by visionary but by ecstatic trance, "during which his soul is believed to leave his body and ascend to the sky or descend to the underworld."
Ecstasy, as Eliade conceives it, is sharply differentiated from possession. The shaman's mastery is shown not in voluntarily inducing possession by spirits who control him during trance but in his own control over spirits through whom he communicates with the beyond without becoming their instrument. Shamans do sometimes appear to be possessed, Eliade concedes (6), but these exceptional cases often turn out to be only apparent. The shaman is always an active agent and never merely a vehicle, as is the medium, for another; his ecstasy, far from annulling the self, frees it to realize to the fullest powers normally beyond its reach.
Thus the "specific element" of shamanism, Eliade concludes (499), is not the shaman's embodiment of spirits but the ecstasy of ascent to the sky or descent to the underworld. This criterion has by no means been universally accepted. Findeisen characterizes the shaman (7) as a possession priest (Besessenheitspriester ); and Lewis takes explicit issue (50) with Eliade's division between spirit possession and shamanism. The two regularly occur together, he remarks (51), "particularly in the Arctic locus classicus of shamanism"; the Tungus evidence of Shirokogoroff, for example, "makes nonsense of the assumption that shamanism and spirit possession are totally separate phenomena" (55–56). If the shaman, as Lewis affirms with Firth, is a voluntarily possessed master of spirits, all shamans are mediums who "function as a 'telephone exchange' between man and god."[1]
But if possession is sometimes part of the shaman's experience (as Eliade never denied), it is not definitive as it is for the medium. "There are certainly transitions with combinations of both phenomena, shamanism and mediumism," Paulson writes in concurrence with Eliade, "but basically there is a great difference in kind between them. Possession is more a characteristic of mediumism, the 'soul-journey' (the dispatching of the so-called free-soul, i.e., the person himself), however, a characteristic of shamanism" (Bäckman and Hultkrantz, 21). The shaman may appear to be seized by an alien spirit but he typically remains wholly himself while becoming other. In imitating the voice and gestures of his helping spirits or of the divinities he visits, he engages in a dialogue in
[1] The very passage from Eliade (reaffirming his distinction between ecstasy and possession) which Lewis dismisses as "nonsense" on the basis of Tungus evidence occurs in the context of Eliade's argument (1964, 499–500) that Tungus shamanism as portrayed by Shirokogoroff is in its present form "strongly influenced by Lamaism" and "cannot be considered a 'classic' form of shamanism, precisely because of the predominant importance it accords to the incarnation of 'spirits' and the small role played by the ascent to the sky." In citing Firth's criterion of the shaman as a "master of spirits," Lewis likewise fails to note that Firth preferred to use shamanism "in the limited North Asiatic sense" (1964, 298), and found "spirit possession and spirit mediumship in Tikopia but not shamanism" (1967a, 296).
which he is the central actor; even if he falls into catatonic trance, his soul is thought to retain its conscious existence in the supernatural regions to which it has traveled. After waking, the shaman can precisely describe his soul journey, Paulson observes (1964, 138), whereas a possessed person has no memory of what happened during possession, since he was then a wholly different being.
Medium and shaman, then, though by no means categorically distinct, differ significantly in the beliefs most typical of them. The medium's personality or self is thought to be obliterated by the spirit that displaces it, even when seizure is voluntarily induced; the shaman's is thought to remain intact and in charge of its destiny even when it assimilates the identities of others, and its mastery of spirits extends into trance itself, where it is always an active agent, never merely the instrument of powers beyond it. Where possession plays an important role in shamanism, as among the Tungus and some other Siberian peoples, it most often does so, as Hultkrantz remarks (Bäckman and Hultkrantz, 25), during the future shaman's call, when spirits (often those who will become his helpers) may seem to drive him insane and even "kill" him in order to resurrect him as a newly empowered being. During the shamanistic seance, on the other hand, most apparent "possession" is deliberate impersonation of spirits under the shaman's command, even if the step between imitation and possession, as Hultkrantz cautions, is very slight.
Eliade's definition of the shaman as one whose soul ascends to the sky or descends to the underworld excludes, however, not only the medium but Oesterreich's visionary shaman, leaving out "the many cases in Siberia and North America where the shaman does not depart from his body, but waits for the arrival of the spirits" (Hultkrantz 1973, 29). Hultkrantz therefore suggests (Bäckman and Hultkrantz, 20) widening the concept of shamanism to include not only extra-corporeal flight but clairvoyant experience, which may accompany or precede it. Inasmuch as these remain distinct, we may differentiate a "weak" and a "strong" form of shamanism embodied respectively by the visionary and the ecstatic (Hultkrantz 1979, 87).
Visionary inspiration presupposes the widespread primitive belief in mobile spirits, including human souls capable of wandering abroad during sleep or after death; the shaman communicates with such spirits not only spontaneously in dreams, like others, but in trance under his disciplined control. Ecstatic shamanism even more particularly rests on belief in soul dualism and a detachable "free-soul" typical, Hultkrantz contends (1973, 30), of regions conspicuous for "strong shamanism," since "only the shaman's free soul can transcend the boundaries of the dead
without risking his life."[2] The ultimate ecstasy of return from the dead is the fullest expression of the shaman's mastery of spirits: his ability, without losing his own identity, to assimilate the transcendent and thereby infuse the actuality of his world with the indeterminate potentiality of others beyond it.
Shamanism must be regarded, Hultkrantz writes (Bäckman and Hultkrantz, 28), as a continuous historical complex centered in northernmost Europe, northern and central Asia, and the Americas—homes of the ancient hunting and herding cultures of Arctic and sub-Arctic Eurasia and their extension, in recent millennia, into the New World. The fact of historical and geographical continuity need not imply, however, that any pure or "original form" of shamanism can be discovered or ever existed. A complex entails coexistence of many components, none of which can be isolated as uniquely essential. We can identify, in cases like the Tungus, intrusions or accretions from (for example) Lamaist Buddhism, but no pristine substratum intruded upon; for shamanism has never existed, so far as we know, without the accretions. Tungus shamanism, like any other, is "classic" in its very contamination. The widespread prevalence in the Americas of shamanistic practices clearly analogous to those of Siberia strongly suggests that forms of shamanism were brought to the New World millennia ago, but this probability need not imply that historically attested Siberian shamanisms are more nearly "original" than those of America; indeed, the relative isolation until recent centuries of most American tribes outside the Peruvian and Mexican spheres from influence by "higher" agricultural civilizations makes the opposite hypothesis equally plausible, though no doubt equally meaningless and certainly no more verifiable.
Shamanism cannot be restricted, moreover, to the "continuous historical complex" of northern Eurasia and the Americas. Paintings of human figures in bird or animal guise from such caves as Les Trois Frères in France suggest the tantalizing possibility that something resembling historical shamanism may have flourished in western Europe during the last Ice Age or even (as imagination takes flight) that it may have been common to paleolithic hunting cultures; if so, the "historical complex"
[2] Hultkrantz 1953 and Paulson 1958 set forth the evidence for an ideology of soul dualism (or "dualistic pluralism") in North America and North Asia, arguing that the duality between "body soul" or "life soul" and "free soul" or "dream soul" (the individual alter ego which survives after death) is more primitive, especially in regions where shamanism prevails, than belief in a unitary and indivisible soul. The tendency of these two supposedly basic categories to subdivide in many different ways, however, and the existence of similar beliefs in dual or multiple souls in non-shamanistic regions, suggests that caution is in order before accepting their impressively documented hypothesis.
of shamanism might once have been coextensive with the human race. Such a possibility (like hypotheses of universal ancestor worship, mana, totemism, dying corn gods, or primal hordes devouring their fathers) can no more be entirely discounted than proved. But the questionable evidence of a few painted figures no less plausibly interpretable as gods, sorcerers, or mediums than as shamans hardly justifies so sweeping a conjecture as La Barre's (1970, 163–64) that the supernatural "is patterned simply [!] on the human master of animals," who is "simply the human shaman himself," thus the ultimate object of all human worship.
On the other hand, where no historical continuity with Eurasian-American shamanisms is probable, parallel practices may have arisen along with or after the agricultural rites and spirit possession cults too easily assumed by Eliade to be later intrusions. Even where mediumship is so prevalent as in tropical India, the Hill Saora "shaman," like his Siberian counterpart, may send his tutelary on a "spirit-hunt in the other world" to find the agent responsible for a sickness and argue with it in propria persona (Elwin 1955, 242–43). And in Africa, the only continent where ecstatic shamanism is rare, according to Eliade (1961, 153), the shamanism of the Zinza of Tanzania—distinguished from traditional mediumship by "lucid" possession in which the shaman engages in dialogue with the spirits and reports without loss of identity what they tell him—is a recent development associated with newly introduced bacwezi spirits (Bjerke, 139–40, 148–49).
These examples suggest not only that spirit possession and shamanism may coexist, as they often do, but that shamanism may develop from mediumship and not only, as Eliade seems to assume in speaking of shamanic "vestiges" in Polynesian mediumship, the other way round. Both the recent origin of Zinza shamanism outside any major historical complex and its rapid growth during a few decades of cultural crisis confirm the untenability of any search for a single evolutionary line uniting the various shamanisms practiced in different parts of the world since an antiquity long beyond apprehension. No doubt shamanism was once far more widespread than now, but nothing justifies the assumption that it universally preceded other forms of religion.
Australia: In Quest of the Lingering Dream
If the ecstatic quest for transcendence is rare in Africa, where mediumship developed in close connection with ancestor worship and agricultural rites, it is common among the totemic hunting and gathering tribes of aboriginal Australia. Here the sparsity, over centuries and millennia, of external religious influences (except on northern coastal tribes by nonshamanic Melanesians) strongly suggests an origin inde-
pendent of any known complex elsewhere—or a connection so immemorially ancient as to be past all but hypothetical, not to say imaginary, reconstruction.
The remarkable conservatism of Australian religion, with its "metaphysical emphasis on abidingness" (Stanner 1979, 36–38), is rooted in the formative time widely known as the Dreaming. The tribal "ancestors" of this long gone yet hauntingly present age, whether human beings or totemic animals, were endowed with a primal creativity deriving from ability to project their dreams in a visible landscape "considered to be an integral part of the reality of eternity" (Strehlow 1970, 134). In this ancestral time, the Aranda altjiringa, reality was as mobile as dream. "The living Aboriginal, on the other hand," Nancy Munn writes (147), "is faced with a fait accompli, " a fixed topography offering no possibility that his dreams, too, might create or transmute reality. Through ritual, which perpetuates that past by making it present, man maintains contact with the ancestral beings who have never abandoned the world they formed. Thus ritual gives purpose to men's lives (though far less to women's), but this purpose no longer embraces the possibility of changing an inherited world that admits no variation, hence no future.
Yet the fact that creatively autonomous ancestral beings have never abandoned the tribal lands and may be reincarnated (among the Aranda and some other tribes) in living men through initiation shows that even in societies so conservative as these the seeming closure of ritual does not preclude transcendence. The purposeful quest of the First People for a homeland is re-enacted by every living tribesman both in his physical wanderings through a countryside saturated by myth and in the spiritual journey infallibly mapped by ritual. The powers of the mythical ancestors, including self-transformation, are latent in every man who, in tribal initiations normally undergone by all adult males, approaches the creative potential of the original Dreamers.
Australian, like Polynesian and African, myths tell of a time now lost when inhabitants of earth could visit the sky and return. But whereas in most African tales the heavens, since that primal breach, have been inaccessible to all except an occasional half-divine trickster, and in Polynesia ascent to the sky was attributed to mythical but not living beings, in Australia a few respected elders designated by special initiation as most advanced in knowledge of the Dreaming, the "clever men" called by Elkin "aboriginal men of high degree," were thought in some tribes to be still capable of journeying to the skies in spirit as the First People had long before done in the flesh. These medicine men are not only mediums but shamans, able after their initial possession to "fly through space unseen, and ascertain what is happening at a distance" (Elkin 1978, 298). They are intermediaries who retain their hard-won mastery
as they venture forth in quest of fuller contact with the spirits than is given, outside participation in ritual, to their fellow tribesmen.
According to Spencer and Gillen's classic account (1899, 523–25) of the Aranda (Arunta) medicine man, in a cave south of Alice Springs a man who wishes to become the spirit-double of a Dream Time ancestor lies down to sleep. At daybreak, a spirit pierces his neck and tongue with an invisible lance, then replaces his internal organs and implants magic stones in his body. Coming to life again, the man returns to his people and after several days of odd behavior paints himself with powdered charcoal and fat: "All signs of insanity have disappeared, and it is at once recognized that a new medicine man has graduated."
Although in some respects, such as replacement of the internal organs and insertion of magic stones, the Aranda medicine man resembles others in aboriginal Australia, shamanic elements are less prominent than in many tribes. The celestial dimension, to begin with, is almost entirely absent in the accounts of Spencer and Gillen, who took pains to rebut the Rev. C. Strehlow's contention (Spencer and Gillen 1927, 2:593) that the word Altjira (from which altjiringa derives) referred not to multiple "totem-gods" but to a "good God" whose sovereignty extends over Heaven. The findings of C. Strehlow, like those of Howitt, who reported similar beliefs in a heavenly "All Father" in southeast Australia, were thus in large measure discredited by those who held, with Spencer and Gillen, Herbert Spencer, and Frazer, against the dissenting voices of Andrew Lang and later Wilhelm Schmidt, that belief in a High God was an evolutionary construct never achieved by primitive Australians (see Eliade 1971, ch. 1). Whether or not C. Strehlow's reports were contaminated, as Spencer and Gillen thought, by missionary influence, at least some Aranda shared the belief of many tribes in a sky world inhabited by spirits from which man had been cut off in a distant past. Thus T. G. H. Strehlow (1964, 2:725) reports an Aranda belief "that men had to die only because all connections had been severed between the sky and the earth." When avenging spirits chopped down a tree linking them, the bridge to unending life was destroyed forever.
Only in his initial quest for power does the Aranda medicine man remotely resemble the ecstatic shaman, for as Spencer and Gillen remark (1899, 530), he is no more favored than other members of his tribe in communicating with spirits who neither descend to possess him, nor appear in visions, nor carry him off to the heavens. Having obtained his powers, he becomes not a shaman but a magician. A very different account was given by Howitt in his roughly contemporary studies of the rapidly vanishing religions of southeast Australia, for more than a century the center of white settlement on the continent. Here, among the Kurnai, Wiradjuri, and other tribes, medicine men acquired power not
only by dreaming, inheritance, or insertion of quartz crystals but by sleeping near a grave or visiting the "sky-land," to which they magically ascended by a cord or spiderweb to the heavens. Nor were these feats confined to the southeastern region; outside central Australia, according to Elkin (1954, 304), most postulant medicine men journey to the sky. Thus in the northwestern Forrest River district, a continent away from Howitt's tribes, a medicine man receives power from the rainbow snake, mediator between earth and sky, after ascending in the pouch of an older medicine man in the form of a skeleton. Unlike most mediums (and many Siberian shamans), in this and other Australian tribes one becomes a medicine man not by sudden onslaught of madness, illness, or unsolicited dreams, nor by inheritance alone, but through a deliberate quest for transcendent power.
A Bandjelang clever man of northern New South Wales told Elkin (1978, 141) that in his making he went to the mountains and fasted for two or three months. In tropical Arnhem Land, the main object of the medicine man's making is to seek a vision of bird-like spirit children while fasting alone in a solitary place (22–23); elsewhere this place is sometimes a tomb, water hole, or (as among the Aranda) sacred cave. Even when his office customarily passes from father to son, the candidate's powers are not simply given but must be won and continually renewed by perilous journeys to the world beyond. To a great extent, especially in tribes like the Aranda where personal communion with the spirits virtually ceases after his "making," the aboriginal medicine man (like the rarer medicine woman) resembles the sorcerer in other tribal societies, displaying his powers through essentially magical, therefore mechanically compulsive, techniques. But the fundamental shamanic component of interchange between the human and spirit worlds, if not always clearly dominant over the magical element (as the Aranda example reminds us), permeates Australian religion. Only because his powers are not innate and his magic not automatically effective, like those of many witches and sorcerers, does the Australian medicine man so often renew his contact with the spirits dwelling under the earth or in the sky.
The doctor, Elkin writes (32), must himself be magically cured and resurrected before he can cure others by the spirit power he now embodies. His self-transformation—in contrast to the typical spirit medium's recovery of a self theoretically unaltered by the experience of possession—is equivalent to death and rebirth, often renewing him in body as in spirit by replacement of his internal organs. Insofar as he deliberately seeks to become a medicine man, the Australian is therefore consciously pursuing the indeterminate goal of his own transformation into a being that he cannot, to begin with, fully envisage. This transforma-
tion, Elkin remarks (306), "explains why he seems so strange when he returns to his people. He now lives on a different plane from them, though in all ordinary relationships there is nothing specially noticeable about him."
He has gained spiritual power not through drugs or violent frenzies (14) but through quiet receptivity, meditation, and recollection; his powers are not a psychopathic aberration but the extension to a "high degree" of the sacred condition shared by all initiated members of his tribe. Yet because he has striven to go beyond the given in his quest for a never wholly predictable visionary knowledge that brings him into contact with the totemic ancestors of the dream time, he dwells on a different plane from those who have never been dismembered and renewed, nor left the body behind in the rapturous spirit's heavenly flight. The transmuted medicine man, Eliade remarks (1971, 157), "lives simultaneously in two worlds: in his actual tribal world and in the sacred world of the beginning, when the Primordial Beings were present and active on earth." He alone of the living is a link between them; he allows society to adjust to perpetual change while maintaining the appearance of sameness because he incarnates, in his restless quest to surpass the given, the primal creativity that has never entirely vanished from the seemingly static world to which it gave form in the Dreaming. His is the realm, in Elkin's words (1950, 282), of "the apparently contingent and unexpected, especially in the sphere of sickness and death," those inevitable accidents of human life whose issue can be foreseen with certainty by no man.
Tropical Shamans of Malaysia and Indonesia
In parts of the Pacific islands and southeast Asia, where spirit mediumship is widely practiced, the ecstatic quest for transcendence has likewise flourished. In the isolated, unusually democratic Polynesian island of Niue, the taula-atua might be possessed by gods or ghosts, but could also send his own gods to recover a sick person's lost soul (Loeb 1924, 393–97)—a triumph characteristic not of the medium as instrument of the spirits but of the shaman as their master. In several Melanesian societies, a professional dreamer was thought to visit the dead in sleep and bring back the soul of a sick infant held by a deceased relative (Codrington, 208–09).[3] And in New Caledonia a Kanaka tribesman may climb up
[3] On an extremely general level, the flying witches of Melanesia (and of Africa or Europe) can be compared to shamans, as Layard has done in paralleling "flying tricksters" of the New Hebrides to Siberian shamans; common traits include, in his view, initiatory death and resurrection, metamorphosis into animal form, flight through the air, epileptic symptoms: and homosexuality. But shamans differ fundamentally, as Layard notes, from witches in their vocation of healing and fighting against demonic forces and death. One might speculate that witchcraft has been especially prominent in regions like Melanesia, Africa, Europe, and the Pueblo and Navajo Southwest where ecstatic transcendence, denied the communally sanctioned expression of shamanism, has taken illicit forms.
to a platform of his house where he seeks visions in a deliberate quest for transcendent knowledge (Leenhardt, 28).
But it is in the Malay peninsula and Indonesian archipelago that the prevalent spirit mediumship of these regions most strikingly intermingles with practices similar to those of northern Eurasia. The Malay belian actively combats his spiritual foes. If not quite a master of spirits (since the possessing tiger-spirit is thought to act through him), he is far more than a "telephone exchange" for their messages, and although his familiar spirit is inherited, he may establish communication with it through tuntut (Endicott 1970, 16), a vision quest involving solitary vigil beside an open grave or in the dark forest.
Possession by a tiger may not be indigenous to the Malay belian but borrowed from the shamanistic Negrito or Senoi (Endicott 1970, 22; cf. 81). The Negritos belong to a stock thought to have been among the first inhabitants of southeast Asia but confined in recent centuries to the Andaman Islands and pockets of peninsular Malaysia and the Philippines; like the Australians, they are mainly hunters and gatherers. The Andamanese, when first observed by E. H. Man in the late nineteenth and by Radcliffe-Brown in the early twentieth century, were among the most primitive peoples on earth, lacking not only agriculture and domestic animals (even the dog until 1858) but knowledge of making fire. The shamanism of their medicine man is visionary rather than ecstatic; through dreams he communicates with spirits of the dead and performs cures (Radcliffe-Brown 1922, 177).
Among the less isolated Negritos or Semang of the Malay peninsula, the crystal-gazing hala is in some respects, like his Andamanese counterpart, a visionary shaman; in others, he more nearly resembles ecstatic shamans elsewhere. The word hala signifies transformation into a tiger (Schebesta, 121); ability to change into so potent a spirit betokens mastery of extraordinary spiritual power. At nocturnal ceremonies he ascends on incense to the sky while singing songs in voices ascribed to celestial chenoi spirits (136–40); here he gains power to transform himself into spirit beings without loss of his own identity. Shamans of neighboring tribes were able to free a person's soul carried off by disease, sending familiar spirits to retrieve it from captivity (Evans, 219–20); thus they performed the supreme shamanic task of penetrating and returning from the world of the dead.
Ecstatic ascent to the heavens is especially prominent in Batek Negrito shamanism. The Batek, Endicott writes (1979, 91–96), believe that a personal shadow-soul can leave the body to make contact with the spirits in dreams. But the most effective communication with the hala' asal ("original superhuman beings") is trancing by a shaman, whose shadowsoul can fly anywhere in the universe (145), guided by songs to its destination. It may also make earthly journeys in its tiger-body in search of information from the spirits. At a session held several times a year (154–55), a Batek shaman sinks into trance after singing with eyes shut how his shadow-soul journeys to the sky or through deep pools to the underworld, where it visits the hala' asal and the dead. "It also just travels about, marvelling at the wonderful sights." Unlike the dreamer (or medium of other cultures), the shaman determines what hala ' to visit and chooses the topic of discussion as his soul ranges in quest of transcendent knowledge.
Chinese mediums of Singapore find a shamanic counterpart in the female "soul-raiser" (Elliott, 137–39) who calls up the shen Kuan Yin to help her seek out the souls of the dead. Trembling violently and speaking alternately in her own voice, the sing-song chant of Kuan Yin, and the "horrible growl" of the dead, she reports the goddess's progress through the gruesome underworld and the ghosts' responses to questions from relatives, engaging in dialogue with her familiar spirit. But it is in the Indonesian archipelago above all that the juxtaposition of shamanism (both visionary and ecstatic) and spirit mediumship reveals the multiplicity of its forms. The seer of the Mentawei islands off Sumatra ascends in a boat (the communal house) to the sky, borne by eagles to the spirits who are the sole source of visionary knowledge (Loeb 1929, 78). But the most striking instances of shamanism in this great island chain are found not in prevalently Muslim Sumatra or Java,[4] but in tribal Borneo (Indonesian Kalimantan and Malaysian Sarawak and Sabah) and Sulawesi (Celebes).
In the myths of the Bare'e-speaking Toradja of Sulawesi studied by Adriani and Kruyt, people could visit the gods when heaven and earth were close together (Downs, 10), and even now the upperworld is sometimes accessible by a coconut palm or other means. Along with elaborate agricultural rituals and initiatory head hunting, ecstatic shamanism was central to Toradja religion, and was open to all women (and men who dressed and acted as women) with talent for it, even an occasional slave
[4] In the village religions of east central Java described by Geertz (1960, 19–21), malignant spirits may answer a curer's questions through the possessed victim's mouth and agree to depart in return for food and drink, but neither spirit mediumship nor shamanism appears in highly developed forms comparable to those of other islands, including nearby Bali.
(47).[5] Shamans, whose chief function here as elsewhere was to retrieve souls of the sick captured by spirits, could journey in search of advice from celestial deities; their excursions, described in "litanies" composed in a nearly incomprehensible shamanic language (48), became common property of the tribe. The Wana of Sulawesi, also visited by Kruyt and recently studied by Atkinson, dress in rags to search for forest spirits, since power originates in the wilderness. Their shaman sees in controlled waking states what others see only in dreams; in the elaborate mabolong ceremony he and his spirit familiars "travel to distant realms in pursuit of lost aspects of a patient's being" (Atkinson, 123), although journeys to a celestial "Owner," Atkinson surmises, may be a recent development influenced by Christianity and Islam (159, 197).
In Borneo spirit possession and ecstatic shamanism continually intermingle. Even where the former predominates, the medium, far from passively awaiting the spirit, may boldly set out to seek it in worlds remote from her own. Especially in the northwestern state of Sarawak, shamanism is highly developed. For the Berawan (Metcalf, 58–62), illness results from loss of the soul, which the shaman must recover. To the strumming of a stringed instrument the shaman enters a trance in which her soul "makes astral journeys to locate the soul of the sick person and to wrest it away from whatever has seized it." Other shamans operate without soul flight (260–61), but their skills derive from personal inspiration, and what they teach of spirit worlds is not fixed dogma or invariant ritual but inquiry into what can never, in a world of intrinsic uncertainty, be finally known.
Among the Sea Dayaks or Iban of Sarawak, Erik Jensen writes (55), religion is almost synonymous with divinely sanctioned ritual order (adat ). But the Iban, as Geddes describes them (3) in contrast to the Land Dayaks (or to conservative peoples like the Zuñi, Tallensi, and Aranda), are "restless innovators for gain, prestige, or sheer enjoyment of change." This restlessly searching aspect of their experience finds religious expression in a shamanism based on divine revelation communicated by a mobile soul (semengat ) wandering to the spirit world during sleep (D. Freeman 1967, 316); for dreams, as a basis for religious belief, produce, as Freeman observes (1975, 285), "not 'ordered pattern,' but innovation and change."
Such revelations may be spontaneously communicated, but when the soul is captured by a malignant spirit, the services of a shaman (manang ) are required. Shamans, both male and (less commonly) female, fall into three classes (Freeman 1967, 316, 320): novice, fully initiated shaman,
[5] Downs notes (48n.) that Adriani and Kruyt termed those whom he calls shamans "priestesses." Cf. Wales, 63.
and transvestite shaman. The shaman's position may be passed from father to son, but no one becomes a shaman without being "summoned in a dream which is said to involve experiencing himself in a new way, commonly the dress of the opposite sex. . . . The spirit calling the Iban," Jensen writes (144), "remains his familiar spirit, his contact, his guide, and helper in the spirit world." In the last century manangs ranked second to village chiefs, and might be chiefs themselves (Ling Roth, 1: 265), but their recent social standing is more equivocal. Most suffer from a physical handicap such as blindness and are stigmatized as failures in terms of normal Iban values. Skepticism toward them is common, yet the most prestigious manangs are highly respected members of the community.
The manang's treatment of disease takes various forms, of which the ecstatic journey to recover a patient's departed soul is the most potent. During the pelian ritual, held in the longhouse at night, the manang journeys over water to the land of the dead in search of an errant soul, which he retrieves in trance and restores to the sick person's head. When all else fails, a victim of serious illness may seek a personal encounter with spirits to whom, in the vision-quest known as nampok, he offers food and sacrifices a cock on a solitary hillside or in a graveyard. He beats out on his drum a summons for the spirit, who rewards him, if he stands his ground, with a charm to guide him through life (Jensen, 124). In this way not only the shaman but the ordinary Iban could acquire divine power through possession of a guardian spirit or personal totem.
Nor was recovery from illness the only goal of the vision quest. "A man who was fired with ambition to shine in deeds of strength and bravery, or one who desired to attain the position of chief, or to be cured of an obstinate disease, would, in olden times," Ling Roth observes (1: 185), "spend a night or nights by himself on a mountain, hoping to meet a benevolent spirit who would give him what he desired. To be alone was a primary condition of the expected apparition," for society's laws and conventions had to be left far behind in order to achieve this communion with the cosmic order on which all things human depend. Here the restless need for continual innovation permeating Iban culture (if not indeed human nature) culminates in a deliberate personal quest for transcendence of the individual self through solitary encounter with a kindred if ultimately unknowable other.
Chapter Eleven—
Shamanic Heartland:
Central and Northern Eurasia
Australia and parts of tribal southeast Asia are one region where shamanistic practices have survived down to the present; Arctic and sub-Arctic Eurasia from Lapland eastward through Siberia (and Alaska to Greenland), along with much of Central Asia, is another. Between these widely separated areas exist traces, in the China of Taoist-inspired folk religions, the highlands of Kachin Burma and Indian Nagaland, and above all (quite literally) the mountainous tableland of Tibet, of what may once have been a far more widely disseminated shamanism of prehistoric times.
The Antiquity of the Shaman: Tibet and Hints of Prehistory
Beliefs derived from the largely shamanistic Bon (or Bön) religion of Tibet prior to the introduction of Tantric Buddhism in the seventh century A.D. and its development into Lamaism pervade folk religion even now, to the extent that "the so-called Buddhist population is practically Shamanist" (David-Neel, 9). Here too we find the tripartite cosmos, and a legendary time when the king, at least, could ascend to heaven until the cord linking it to earth broke (Tucci, 167, 225). A detachable "double" may leave the body involuntarily to wander abroad in dreams, and the delog or 'das log[1] ("one who has returned from the beyond") can
[1] Some Tibetan terms are given in roughly phonetic form, some in the wildly unphonetic Tibetan orthography.
travel in trance to far-off places. These include various paradises, purgatories, and the bardo, where the dead await reincarnation, as related in the Bar do thosgrol or "Tibetan Book of the Dead," a Lamaist book of counsel probably influenced by Bon shamanism (Evans-Wentz, 75). The Buddhist lama who whispers this sacred text into the dead man's ear is himself, like the tribal shaman, a psychopompos or soul-guide (Tucci, 194) who accompanies the dead person on his difficult path during the fortynine days of the intermediate state between death and rebirth.
Tales of 'das log returning from the beyond, which closely recall shamanistic journeys of the soul, thus reinforce Lamaist teachings (Tucci, 198–99). Grave sickness and hallucinations usually precede the trance in which the 'das log, believing himself dead, visits the other world, sometimes rising into the air on a horse which suddenly appears and takes him away under the guidance of invisible beings. Other Tibetan practices, whatever their source, reflect the shamanistic belief that the human soul may journey to far-off homes of the spirits in quest of superhuman powers. Gomchen ascetics can "kill men at a distance and fly through the air" (David-Neel, 42), and the rigorously trained lung-gom-pa run long distances barely touching the ground, even wearing chains to prevent them from floating in the air (210). The legend of Shambhala tells of a Pure Land, at once on earth and in the mind, tirelessly sought by those on the road to Nirvana in quest of a liberation that will eventually transform both travelers and the world (Bernbaum, 103). That Shambhala may be reached by magical flight on horseback recalls Central Asian rituals in which shamans similarly ascend to the heavens (165).
In the folk religion evidently descended from the pre-Buddhist Bon (David-Neel, 36–37), a male or female medium, dancing to drum and bell, trembles convulsively as a possessing spirit of the dead frenziedly communicates its wishes. In contrast, shamans of yore splendidly regaled themselves for bold flights on a clay deer or a drum, leaving no doubt, Tucci writes (241), of "similarities between the old Tibetan religion and shamanism; the ride through the air, the magical use of the drum, the calling back of the souls of the dead or dying." And even now, after thirteen centuries of Buddhism, the Bon sorcerer is in essence a shaman. As observed by David-Neel (38–39) among the "practically Shamanist" Tibetans of Sikkim, the sorcerer's "double" travels in trance to the dwelling of a demon holding a captive soul, then obscurely describes his fight to restore the soul to its owner.
With the gradual spread of Lamaist Buddhism northward to Mongolia and Siberia, not only those who adopted (and adapted) the new religion but others who presumably retained ancestral shamanistic practices were deeply influenced by it. Indeed, some scholars—notably Shirokogoroff—attribute not only the Tungus (Evenk) shaman's costume,
mirror, and drum but the word "shaman"[2] and Siberian shamanism itself to Buddhist influences from Tibet and Central Asia. Given the wide diffusion of a clearly ancient shamanic complex from Lapland eastward to Greenland (hence far beyond Buddhist influences), this conclusion is untenable; but the undoubted impact of Lamaism on Mongolian and Tungus shamanism suggests a complex and reciprocal relation between them. For the Lamaist Buddhism that spread to the north had already been profoundly influenced, as we have seen, by ancient Tibetan Bon shamanism. Indeed, David-Neel (243) heard a learned lama maintain that bold Tibetan mystical theories of a "Short Path" to Buddhahood by direct ascent in this life are "faint echoes of teachings that existed from time immemorial in Central and Northern Asia."
In most of northern Eurasia and much of Central Asia shamanism has been practiced either as a component of tribal religion or in conjunction with Christianity, Islam, or Buddhism into recent times. These peoples of tundra, taiga, and steppe, whether Lapp or Finno-Ugrian to the west, Turco-Tatar, Mongolian, or Tungus-Manchu in Altaic-speaking Siberia and Central Asia, or the "paleo-Siberian" tribes (Chukchee, Kamchadal, Koryak) and others such as the Ainu in the Far East, have for centuries or millennia lived as nomadic hunters, fishers, or herders of reindeer or cattle; their shamanism, in contrast to the fixed rites of agricultural peoples, is a central expression of this mobile existence.
The profusion of splendid animals (and a few human figures in animal garb) painted deep in nearly impenetrable caves by reindeer hunters of Ice Age France and Spain tantalizingly suggests the existence of a paleolithic shamanism. Even evidence from Greek and Chinese writers thousands of years later remains too scanty, however, to allow more than speculative reconstruction of the religious practices of such ancient Central Asian nomads as the Scythians and Huns.[3] The most intriguing ac-
[2] Mironov and Shirokogoroff in 1924 endorsed the derivation of Tungus shaman (which entered Russian in the seventeenth and eighteenth centuries) from Sanskrit sramana[*] (via Pali samana[*] ), a Hindu or Buddhist ascetic. Mironov, after Levi, thought the Sanskrit-Pali term passed into China (becoming sha-men ) through Indo-European Kuchean or Tokharian speakers of northwest India before the Turkish conquest of the eleventh century. Shirokogoroff uses this derivation to support his theory (127) that shamanism is "a relatively recent phenomenon" in Siberia, beginning with Lamaism. Elsewhere (1935b, 42) he suggests that it is only about two or three centuries old among some Tungus. Eliade (1964, 498), though accepting Buddhist stimulus, argues that Tungus, and generally Asian, shamanism "is not a creation of Buddhism ." Others, such as Diószegi and Hultkrantz, derive shaman from an Altaic root such as Tungus-Manchu sa[*] or sa, "to know" (Hultkrantz 1973, 26). As far back as 1917 Laufer summarized arguments for a native Tungusic derivation bearing witness, he thought (371), to "the great antiquity of the shamanistic form of religion."
[3] Maenchen-Helfen (269) thinks it certain that the Huns had shamans, but the evidence he cites is the component kam (Turkic for "shaman") in the names of high-ranking Huns. He also notes that in Chinese writings kan (ancient kam ) is equated with Chinese wu, usually translated "sorcerer" or "shaman." References to Hun wu in such Chinese annals as the Han Shu (History of the Former Han ) generally emphasize their magical powers, however, and give little indication of specifically shamanistic attributes.
count is Herodotus's of the Scythians, a migratory Indo-Iranian or possibly Altaic people whose territory once stretched from near the Black Sea to the borders of China, penetrating westward into the Balkans and Prussia and southward, for a brief time, into Palestine and almost to Egypt. Some of their soothsayers, Herodotus remarks (IV.67), belong to "the class of effeminate persons called 'Enarees'," who suffer from what he elsewhere (I.105) calls the "female disease." After a burial (IV.73–75), the Scythians cleanse themselves in a vapor bath formed by stretching woolen cloth over a framework of sticks, and "inside this little tent they put a dish with red-hot stones in it. Then they take some hemp seed, creep into the tent, and throw the seed on to the hot stones. At once it begins to smoke . . . The Scythians enjoy it so much that they howl with pleasure."
Few though these details are, the androgynous prophets, purification by steam bath, intoxication by cannabis, and subsequent howling strongly suggest affinities with Central Asian, Siberian, and American shamanisms observed over two thousand years later. Transvestite shamans are found, Meuli notes (2:826), in much of Siberia and North America, especially among the "Paleo-Siberians" and Asiatic Eskimo; sweat baths such as Herodotus described are widely used by Native Americans for ritual purification, notably before vision quests; and narcotics ranging from tobacco to Siberian fly-agaric mushrooms and South American yagé induce visions throughout much of the Eurasian-American shamanic complex. And since shamans often act as "psychopomps," conducting souls of the recently dead to the underworld, Meuli plausibly conjectures (2:821–22) "that the Scythian too in his sweat-hut was striving for the same object, that his 'howling' was a singing-over of the dead man's soul—that the Scythian," in short, far from howling with pleasure in his primitive sauna, "was shamanizing."
Ancient Central Asian shamanism may have profoundly influenced religious practice in Greece, as Dodds (ch. 5) and Meuli believed, and conceivably in Persia, India, and China as well. Such heady speculations aside, we have clear accounts of shamanistic sessions from European travelers to the courts of Genghis Khan's successors in Turkestan, Mongolia, and China. "The oracle (cham) intending to invoke the spirits begins his sorcery and frenziedly beats the ground with a drum," wrote the Franciscan monk Ruysbroeck, King Louis IX of France's envoy to Mon-
golia in 1253–55. "At last he begins to get wild and lets himself be bound. Then the evil spirit comes in the dark, he gives it meat to eat, and it utters the oracular answer." Such an account, Siikala writes, "proves that the séance has in the main remained almost unchanged" for at least seven hundred years.[4]
Subsequent accounts of Central Asian and Siberian shamans express intense fascination with their incomprehensible frenzies. Thus Richard Johnson (354–56) vividly describes the "devilish rites" of the northern Siberian Samoyeds whom he visited in 1556:
first the Priest doeth beginne to playe upon a thing like to a great sieve, with a skinne on the one ende like a drumme . . . Then hee singeth as wee use heere in England to hallow, whope, or showte at houndes, and the rest of the company answere him with this Owtis, Igha, Igha, Igha, and then the Priest replieth againe with his voyces. And they answere him with the selfe same wordes so manie times, that in the ende he becommeth as it were madde, and falling downe as hee were dead . . . I asked them why hee lay so, and they answered mee, Now doeth our God tell him what wee shall doe, and whither wee shall goe.
In the remainder of his performance the "priest" thrust a heated sword "through his bodie, as I thought, in at his navill and out at his fundament," and was decapitated (behind a curtain) by a drawn cord, his head falling into a kettle of boiling water. "And I went to him that served the Priest, and asked him what their God saide to him when he lay as dead. Hee answered 'that his owne people doeth not know: neither is it for them to know: for they must doe as he commanded.'"
With expansion of the Russian empire into Turkestan and Siberia, detailed accounts of shamanistic performances proliferated; and though some observers regard shamans as mere charlatans, others openly admit the powerful impact of their wild behavior on imperfectly civilized modern man. "Every time that here or elsewhere I have seen shamans operate they have left on me a dark impression which was long in fading," yon Wrangel writes (Oesterreich, 295) of his experiences in Siberia during the 1820s. "The wild glance, blood-shot eyes, raucous voice which seemed to come forth with extreme effort from a chest racked by spasmodic movements, the unnatural convulsive distortion of the face and body, the bristling hair, and even the hollow sound of the magic drum—all this gives to the scene a horrible and mysterious character which has gripped me strangely every time . . ."
Extensive observations in the eighteenth and nineteenth centuries,
[4] Siikala, 77, citing Charpentier, Vilhelms av Ruysbroeck resa genom Asien 1253–1255 (Stockholm, 1919), 258–59. Siikala (77–87) summarizes accounts of shamanism since the thirteenth century.
and ethnographical studies by Shirokogoroff, Bogoras, Jochelson, Sternberg, Anisimov, and others in the late nineteenth and early twentieth, when shamanism was in evident decline, are central to the mass of materials in Russian, German, English, French, Finnish, Swedish, and Hungarian on which such twentieth-century scholars as Harva, Eliade, Paulson, and Hultkrantz have drawn for their studies of North Eurasian shamanism. From these voluminous writings one fact that emerges (allowing us to deal with Eurasian shamanism as a whole rather than tribe by tribe) is the extraordinary extent to which, despite countless variations, not only has shamanism remained "almost unchanged" in many respects from the time of Ruysbroeck (if not Herodotus) until its recent decline, but despite "the variety of races and the enormous distances that separate them," as Mikhailovskii (158) long ago observed, many of its practices are "repeated with marvellous regularity." Insofar as the shamanism of the hunters and herders of northern Eurasia (and beyond) has pre-eminently expressed the restlessly mobile, transcendently questing dimension of primitive religion, nothing about it has been more striking than its consistency and persistence in these regions throughout immense expanses of space and time.
The Shamanic Cosmos and the Imperious Call
The cosmology common to many North Eurasian tribal peoples comprises three regions linked together by a central axis mundi, whether pillar or tree, mountain or river (Eliade 1964, 259); though not unique to shamanistic cultures, it is fundamental to their view of the world, high-lighting the transitional place in the cosmos of man in general and the shaman in particular. Similar tripartite divisions are found in Tibet and as far away as Sulawesi, and some North Eurasian tribes, like the Chukchee, distinguish five, seven, or nine vertical worlds (Bogoras, 330). The sacred and profane, divine and human, are not opposed in insuperable dualism but linked by the axis that provides, for those between, the perpetual opportunity of passage between them.
In some cases the tripartite cosmos corresponds to a threefold soul; in every case a mobile soul is believed to depart temporarily from the body during dreams and illness and permanently at death (Harva 1927, 472–74). Because of this peripatetic capacity, those who inhabit the middle world can voyage to the heavens or the world of the dead: a latent potentiality continually impeded, however, by the limits of the everyday human condition.
Thus the Koryak near the Bering Sea believe that in the mythological age of Big Raven, "men could ascend to heaven, and get down to the underground world, with great ease. Now only shamans are capable of
doing it" (Jochelson 1908, 121). As Eliade remarks (1964, 259), the shaman alone "knows the mystery of the break-through in plane" and can communicate to those who have half forgotten it this transcendent potentiality of everyone who inhabits our liminal world.
Although shamans may perform priestly functions, Mikhailovskii observes (91), their chief importance derives from duties which distinguish them sharply from priests. Moreover, nowhere (apart from shamans who continued to practice after a tribe's conversion to Lamaism, Islam, or Christianity) do we find a sharp dichotomy, as in many cultures where spirit mediumship is practiced, between the shaman and a more prestigious guardian of tribal ritual. The shaman, unlike most mediums, is the supreme and often the sole intermediary between his people and the spirit world. On the other hand, although many shamans practice magic (often against shamans of other clans), they characteristically seek communion with spirits instead of attempting to coerce it through mechanical formulas; the shaman's performance, unlike the magician's, is in theory a venture in the unknown.
Shamanic ecstasy is no mere technique, like magic or ritual, then, but a transcendent ("ek-static") quest to restore the harmony shattered for the individual by illness or death, and for the people by loss of primordial unity with kindred spirits in the heavens and fellow creatures on earth. The widespread conception of a soul inherent in natural objects was closely connected, among the Altaic and other peoples, with belief in an inspiriting power identified as the owner or master of phenomena ranging from forest or sea to species of plants and animals. It was in general this owner, not individual members of a species, that ceremonies sought to propitiate after the killing of a kindred animal, notably, among Boreal hunting peoples, the bear (Hallowell 1926, 154). In the Finnish bear feast called "the wedding," Bishop Rothovius observed in 1640 (Harva 1927, 97–98), "when they capture a bear, they must hold a feast in the dark, drinking the health of the bear from its skull, acting and growling like the bear, procuring in this way further success"; similar rites are common throughout the Eurasian-American complex.
The shaman can mediate between men and spirits (of animals or others) because he has been empowered by his own guardian spirit in the shape of an animal or ancestral shaman, the two being not clearly distinct. This tutelary spirit or genius (often assisted by various helping spirits in bird or animal form) is no doubt, as Harva suggests (1927, 284), in essence the shaman's own mobile soul, a universally latent power to which the shaman intermittently gives rein, at the risk of madness, while others regard it as dangerous and strive to hold it in check. The secret language of many shamans, moreover, is frequently thought to be an animal language, and the shaman's costume may be adorned with bird
and animal features. Such costumes, Harva believes (1927, 519), originally represented the shaman's soul-animal, to which he remains inseparably joined long after the cleavage between human and animal has taken place for others.
Through the metamorphic capacity of the mobile soul, shamans are thought to be able, among the Koryak and elsewhere, to transform themselves into other shapes (Jochelson 1908, 117), above all into the animal forms they assume upon donning their costumes. Such transformations are a common motif of myths throughout the world; the shaman, even in a time when bodily transformation, like bodily flight, is no longer possible, perpetuates the versatility of the mobile soul shared by all animate creatures in the mythic past. "Each time a shaman succeeds in sharing in the animal mode of being," Eliade writes (1964, 94), "he in a manner re-establishes the situation that existed in illo tempore, in mythical times, when the divorce between man and animal had not yet occurred": the lost paradise of the dawn of time. To re-establish this condition cannot be simply to recapture a timeless past, however, for it is the capacity for inherently uncertain change that the restless shaman repeatedly embodies in his endless quest to actualize a unity with all creation that is now forever potential and thus forever future.
The vocation of shaman in most of North and Central Eurasia, like that of spirit mediums in much of the world, is not voluntarily chosen but "ineluctably and fatally determined" (Paulson 1964, 135). Predisposition to the call may be hereditary, but the "gift" is normally "accepted as a heavy burden, which man takes up as the inevitable, submitting to it with a weary heart as of one doomed. It is not the shaman who elects the protecting spirit, but the protecting spirit who elects the shaman" (Sternberg, 473). This call, again like the spirit medium's, is characteristically communicated by onslaught of illness, whose often bizarre symptoms led some observers to consider shamanism a pathological condition: epilepsy, neurosis, or "Arctic hysteria" resulting from long nights, malnutrition, and cold. Among the Yakut, a person destined to shamanism, Mikhailovskii writes (85–87), suddenly "gabbles, falls into unconsciousness, runs about the woods, lives on the bark of trees, throws himself into fire and water, lays hold of weapons and injures himself, so that he has to be watched by his family; by these signs they know that he will be a shaman." A future Buryat shaman, marked by solitary thoughtfulness, Mikhailovskii continues, "begins to have fits of ecstasy, dreams and swoons become more frequent; he sees spirits, leads a restless life, wanders about from village to village and tries to kam, " that is, to be the shaman he is becoming.
In these and other instances the transformation into a shaman is more protracted than the spirit medium's call, which may be as sudden as that
of the Ashanti who rushes wildly into the bush and emerges hours or days later as a medium-priest, even if weeks of disorientation and months or years of instruction follow. The shaman, too, receives training from other shamans, but it is typically by spirits themselves—above all his guardian spirit—that he claims to be instructed during his long preparation. His relationship with a guardian spirit of the opposite sex is frequently (like that of some mediums) a sexual one. Thus a shaman of the Gold tribe told Sternberg (476–77) of a spirit who approached him, on his sick bed, in the shape of a beautiful woman, saying: "I love you, I have no husband now, you will be my husband and I shall be a wife unto you." Threatening to kill him if he resisted, she has come to him ever since from her solitary mountain hut, sometimes as an old woman, sometimes as a wolf or winged tiger, "and I sleep with her as with my own wife, but we have no children."
In this story, as in many from Siberia, the spirit takes the initiative in instructing the resisting novice, who appears as passive as a typical medium. Sometimes, however, the shaman's vocation, though initially involuntary, takes on the shape, as he gradually identifies with the transcendent spirit within, of an initiation or quest for realization of hitherto unsuspected powers. In the vivid account of the Tavgi Samoyed shaman Sereptie Djaruoskin reported by Popov (137–43), the novice must find out everything for himself; hence the quest is especially prominent.
After Djaruoskin felled the shaman's tree of which he had dreamed the previous night, "a man sprang out of its roots with a loud shout," commanding the terrified woodsman to come down through the root. Like Alice following her theriomorphic guardian spirit in the ecstasy of Victorian dream, Djaruoskin noticed a hole in the earth. "My companion asked: 'What hole is this? If your destiny is to make a drum of this tree, find it out!'" Recognizing the hole through which a shaman gained his voice, he descended and saw a river with two streams flowing in opposite directions. "'Well, find out this one too!' said my companion." And so with every strange sight, Djaruoskin must divine its meaning and his destiny as a shaman. To the repeated injunction "Find it out!" he repeatedly gives the correct answer, which he had not known before. "You will be a great shaman indeed, you find out everything," the spirit says, clapping his hands,". . . since you have seen all these things": Djaruoskin's own wish is of no account. Finally (like Virgil crowning Dante lord of himself atop Mount Purgatory), "'Now that we have arrived here, I will leave you alone,' said my companion. . . . 'Shamanizing, you will find your way by yourself.'" Hereafter the reluctantly questing shaman will guide others on a path which he himself must continually discover, since it leads forever beyond him.
The Chukchee compare the preparatory period of a shaman's call,
Bogoras writes (421), "to a long, severe illness; and the acquirement of inspiration, to a recovery." The call may be reluctantly shouldered at first, but during his long initiation by a guardian spirit the shaman increasingly acquires the spirit's powers (which are those of his own mobile soul) and thereby control of the forces assaulting him. Seized by spirits, Krader says of the Buryat shaman (115), "he uses the power thus derived to seize the spirits . . . to his own ends." His hard-won ability to make use of his own affliction is thus the first and most crucial sign of the mastery of spirits that defines him as a shaman and enables him to minister to the afflictions of others. Therefore the shaman "is not only a sick man," Eliade rightly insists (1964, 27), but "a sick man who has been cured, who has succeeded in curing himself." By courageously enduring affliction and transforming it into spiritual grace, he becomes, to quote Lewis again (188–89), "the master of anomaly and chaos. . . . In rising to the challenge of the powers which rule his life and by valiantly overcoming them in this crucial initiatory rite which reimposes order on chaos and despair, man reasserts his mastery of the universe and affirms his control of destiny and fate."
Far more than most mediums, whose personalities are unchanged by periodic possession, the shaman's extraordinary experience sets him apart from his world. "I think it was mine," Djaruoskin says of a tent seen in his vision (Popov, 142), strange though it seemed: "I went in, not as a man but as a skeleton." This sense of no longer fully belonging to a society which he alone sees sub specie aeternitatis leaves the shaman a conspicuous outsider even after recovery from his initial "disease" has made him a socially honored (if widely feared) magician and healer. Despite the reverence, even posthumous worship, sometimes accorded him, the Siberian shaman often seems unhappy in a personal life "wholly isolated" and deprived of constant communication with human beings (Shirokogoroff 1935b, 89–91). His startling nonconformity is perhaps a counterweight (like the antics of the peripheral Pueblo clown) to the intense collective pressures of tribal societies: he is a "safety valve" (Shirokogoroff 1923, 247)not only for psychic maladies but for latent individualistic impulses of his tribespeople, which could never be realized by more than a few without shattering their unity. The Buryat are divided, Krader writes (132), between the aberrant shaman and the social conformity of others; the shaman thus embodies "transcendence by the individual of the social norm." As such, he remains perpetually estranged from the society whose need for vicarious transcendence he fulfills: a figure inherently in between.
One example of this transcendence of the socially given is the adoption by some Siberian shamans, especially in the Far East (as also among the Iban of Borneo and many American tribes), of the dress and man-
ners of the opposite sex: a potent expression of the shaman's self-transformative powers. By this ultimate metamorphosis he (or less frequently she)[5] subverts the conventions even of shamanic society and endures the isolation of having restored, in a divided world, the longlost unity not only of human and animal, heaven and earth, but of the primal androgyne in which male and female, too, are one.
Ecstatic Ascent and Descent: In Quest of a Soul
The shaman's communication with spirits can be conceived, as we have noted, in two ways: either his soul journeys in ecstasy to the world beyond, or spirits enter and inspire him (Harva 1938, 540). These are by no means exclusive, since the guardian spirit may enter his body before departing as his alter ego: in this case possession or inspiration is preliminary to ecstasy. To the extent that the second way predominates, however, shamans may seem "entirely passive," like those of the Ainu (Ohnuki-Tierney, 113), and thus indistinguishable from mediums. Far more distinctive of North Eurasian shamanism is trance, ranging from cataleptic stupor to ecstatic frenzy, in which the shaman's own soul (often identified with his guardian spirit) in the company of his helpers, or these alone at his command, set forth to the spirit world in active quest of knowledge or to retrieve a soul whose loss has endangered another's life. In addition to hypnotic singing and beating of drums, Eurasian shamans, to induce visionary trance, frequently make use of stimulants and narcotics, including the indigenous fly-agaric mushroom, eaten dry or drunk in a potion and recirculated by drinking the urine. This hallucinogen, Bogoras writes (205–07) of the Chukchee, makes a man "unconscious of his surroundings, . . . walking or tumbling about on the ground, sometimes raving, and breaking whatever happens to come into his hands" while "the agaric spirits take him through various worlds and show him strange sights and peoples."
Despite the effects of this and other stimulants, the shaman is not typically considered (like the medium) a vehicle swept away by overwhelming powers but is distinguished precisely by retaining a crucial margin of self-control which allows him, at the height of seemingly de-
[5] On transvestite Siberian shamans, see Krader, 112, on the Buryat; Sternberg, 493, on the Gold; Jochelson 1926, 194, on the Yukaghir and Yakut; and Bogoras, 450–53, on the Chukchee. In much of northern Eurasia and Central Asia shamans have in recent historical times been mainly male. Female shamans are also found, though in general, Harva observes (1927, 499), "these can in no way be compared with the male in power and importance." As a rule, only on the outer fringes of the Eurasian shamanic complex (from the Tajiks and Uzbeks of Central Asia to Korea and the Ainu of northern Japan), in mainly agricultural cultures, have female shamans predominated both in number and in prestige.
mented ecstasy, to orient his visionary experience toward a purposeful goal. Anyone can assimilate spirits, Shirokogoroff writes (1935b, 50), but only shamans "can subordinate them to themselves, doing with them as they please." The shaman can be guided by a guardian spirit that is both within and beyond him only inasmuch as he does not surrender wholly to it; its very guidance is thus the proof of his mastery.
By this guidance, the shaman's trance becomes a fully purposeful quest. In initiatory rites of Central Asia, Siberia, and (as Eliade emphasizes[6] ) much of the world, his journey often takes the form of ascent to the sky. The elaborate ceremonies performed by the Turkic Altai for their celestial deity Bai-Yulgen, for example, as described by Radloff (Mikhailovskii, 74–78), include ritual ascent by the kam of a birch tree in which steps have been carved. Walking several times round the tree placed in his yurt, he beats his tambourine while his body quivers and he mutters unintelligible words. In ecstasy he climbs the tree, one step for each heaven, thumping his tambourine and shouting. "The more powerful the kam is, the higher he mounts in the celestial regions; there are some, but few, who can soar to the tenth, eleventh, twelfth, and even higher. . . . After his conversation with Yulgen, the ecstasy of the shaman reaches its highest point, and he falls down completely exhausted."
In most instances, however, the shaman's soul travels to the heavens while his body remains below. Often he ascends by his magical drum, painted with shamanistic animals or birds and sometimes depicting the sky above and the underworld beneath. The Tofa shaman Kokuev modestly told Diószegi (1968b, 311–12) that he flew only about four meters from the ground, "because I was a small shaman." Yet even at this far-from-celestial height he journeyed astride his drum to sacred lakes and mountains to learn from their spirit masters whatever he wanted to know.
Such ascents, in body or spirit, were among the principal means by which Eurasian shamans could gain and renew the visionary knowledge indispensable to their people's well-being. In their central task, however, diagnosis and treatment of disease, and in some others like safe conduct of the souls of the dead, their goal was usually not the upper but the lower world, to which shamans alone of the living could penetrate and hope to return. Entry to these subterranean realms (as to the heavens
[6] See esp. 1964, ch. 4. Eliade's discussion is dominated by the hypothesis (1961, 154) "that ecstasy as ascension preceded ecstasy as descensus ad inferos " (descent to the under-world), on the grounds that dreams of ascent are "universally attested" (are not dreams of falling?) and that flight is "universally known" in archaic myths (but so is enclosure in caves). To stress the temporal or theoretical priority of one over the other is to forget what Heraclitus (and T. S. Eliot and Eliade himself) well knew, that "the way up and the way down are one and the same."
also) might be by a hole in the middle of each vertically ordered plane through which the world-axis passes from the North Star to the center of the earth. Among the Altaic peoples, Harva writes (1938, 347–48), everything in the lower world "seems to be other," its day corresponding to our night and its night to our day.
The songs and ceremonies of shamans who have returned from this realm vividly describe its geography and its perilous roads over raging rivers or streams of blood. The Reindeer Gold shaman's itinerary crosses high mountains and primeval swamps until reaching the village of the dead, where smoke rises "and reindeer feed as among the living Reindeer-Tungus" (Harva 1938, 485–87). Many northern Siberian peoples believe the realm of the dead lies to the north, at the mouths of rivers flowing into the Arctic Ocean or beyond the death-sea, and many in both North and Central Asia tell of an evil prince (Erlik-Khan for the Altai) who rules over the dead and carries off souls to his realm.
Nor is this mirror world a place of eternal stasis: it may be a beginning as much as an end of life, and thus a source of perpetual regeneration. Some peoples believe souls of the dead may be reborn in children of the same family. The Yenisei Ostiaks, or Kets, "believe that the soul can take up its dwelling, or live again in some animal, especially in bears, and also vice versa, " in a cycle of continual renewal (Harva 1938, 481). Yukaghir shamans often go to the land of shadows to request a soul for living childless relatives, or to seize one by force and put it in a woman's womb—though such a soul will soon escape from the body and return to the world below (Jochelson 1926, 160). Because of this dual nature of the underworld, some shamans not only escort souls of the dead to their future homes but bring back to the world of the living souls of the unborn. The other world of Siberian cosmology is thus no eternally changeless realm but partakes in a dynamic interchange of living, dead, and unborn, an interchange—pertaining to the future as much as the past—in which the shaman, both psychopomp and midwife, plays the indispensable role of mediating between the two worlds.
The most common reason for a shaman's descent to the underworld was not to escort souls of the dead, however, or replenish the living, but to retrieve the soul of a sick person feared to be in danger of death, or to gain advice from the dead on how to expel disease. This hazardous quest, in which shamans might risk their own lives, occasioned their most elaborate performances as well as dramatic accompanying narratives and retrospective sagas commemorating their heroic achievement.
Many in the centuries since Richard Johnson have described ceremonies for recovering a sick person's soul. Thus the old Yukaghir Samsonov re-enacted for Jochelson (1926, 196–99) the curing rite of his clan. After beating a drum and conjuring up spirits of animals and birds, the
shaman lay motionless while his soul descended through his drum to the world below; he then described his journey. Having crossed a river and entered the tent of his ancestors, he rescued the sick man's soul by force and stuffed it up his ear to prevent it from escaping. Finally, after two virgins revived him by rubbing his legs, the shaman, beating his drum and jumping, returned the soul to the patient.
The shaman frequently enacts his quest (commonly in a darkened tent) for his patient and others. Among the Tungus or Evenk, performances were especially stormy, Jochelson noted (1926, 199–200) after watching Samsonov's son-in-law "call forth his spirits with such wild onomatopoetic screams, whistling, grinding of teeth and terrible facial contortions, that the Yukaghir would be terrified." A generation later, Anisimov (1963b, 100–101) witnessed an Evenk curing session which he describes in detail. Swaying slowly to the drum, by a glimmering fire, the shaman invoked spirit helpers through song, vividly describing their responses. In the silence after the drumming ceased, "the voices of the spirits could be clearly heard: the snorting of beasts, bird-calls, the whirring of wings." Then to thunderous drumming and agitated song the shaman's animal double (khargi ) and attendant spirits descended to the lower world by the world-tree and learned from an ancestor the cause of the clansman's illness. If the shamanic ancestor failed to provide the needed information, the shaman sent his khargi to the supreme heavenly deity, the ultimate source of knowledge to which only he of the living, by virtue of his ecstatic vocation, had access.
So vividly is the khargi's journey evoked, with "comic and dramatic dialogues, wild screams, snorts, noises, and the like," Anisimov recalls (101–03), "that it startled and amazed even this far from superstitious onlooker." At the height of his ecstasy, the shaman threw his drum to his assistant, seized the thongs connected to the tent pole, and danced a pantomime illustrating how the khargi rushed on his dangerous journey at the shaman's command. While the hypnotized audience "fell into a state of mystical hallucination, feeling themselves active participants in the shaman's performance," he leaped into the air with the help of the tent thongs, imitating the flight of his spirits, "reached the highest pitch of ecstasy, and fell foaming at the mouth on the rug." Gradually revived by his assistant, he began to dance a pantomime symbolizing the khargi's return to the middle world. Then, rhythmically swaying on the thongs, he told in recitative of the khargi's deeds in the other world, reported the ancestral spirits' advice on fighting the disease spirit, put the drum aside, and paused; the first part of the performance had ended.
After resting, the shaman again seized the thongs and began to whirl around the tent pole in a furious dance, attempting to expel the spirit of the disease (Anisimov, 103–05). When all else failed, a contentious dia-
logue ensued, in which the shaman persuaded the disease-spirit to pass into a sacrificial reindeer; his helpers then showered the spirit with jibes and threats. Once more the shaman seized the thongs and threw himself into a frantic dance, accompanied by wild screams and snorts and flying coals and ashes. As the ecstasy of shaman and onlookers reached its highest pitch, the captured disease-spirit was defecated into the abyss by one of the shaman's spirit birds. The shaman and his spirits then returned to the middle world, barricading all passages from the world below. After sacrificing the reindeer and dancing through various heavens up to the supreme god into whose safekeeping he gave an image of the patient's soul, the shaman, in a strenuous dance of ecstasy, celebrated his triumph and that of his people over the forces afflicting them—the always-provisional triumph of life over death which must continually be sought anew because it can never be final.
For both shaman and audience such a performance is no mere theatrical representation but an undertaking demanding supreme effort and entailing possible failure or even death from loss of the shaman's soul. Deep trance, in which the soul is thought to leave the inanimate body for the other world, resembles a coma; Shirokogoroff (1935b, 76–77) found that the pulse of a Tungus shamaness rapidly dropped in half, while her body turned cold and showed no vital signs. "The shaman knows that his soul is going forth, he knows too that on its way back to his body it can be robbed or detained, he knows that a life without soul is impossible, and if he has convinced himself that it has really not returned, nothing further remains for him but to suspend the action of his heart, and to die." Knowing well that transcendence of the here and now is no trifling matter, shamans try to avoid going on such dangerous journeys more than once a year.
Shamanic Narration: Heroes of the Spirit
More than most priests or mediums, the shaman is frequently venerated by those whose aspirations (however worldly) he strives to fulfill through quests to other worlds above and below. His dramatic account of his adventures, in story, song, or recitative, was no doubt "a primordial form of poetry" descending from ancient times, and very possibly also, as Meuli suggests (849), a "germinal form" for myth, folktale, and poetry in general. In the shaman's wild songs, vividly describing the strange sights and adventures, trials and dangers experienced on his difficult journeys in the spirit world (Harva 1927,523), with their perilous battles against demonic foes, is one possible kernel of full-blown epic and dramatic poetry (see Kirby) celebrating the spiritual quest of the conquering hero.
No language of North or Central Eurasian shamanistic peoples was written until recently, but a large body of oral poetry from these regions has been recorded in which the shamanic quest is central. Unlike much early oral literature of Europe, Nora Chadwick suggests (1936, 291)—though like Homer's Nekyia (Odysseus's visit to the underworld) and some poems of the Elder Edda—oral sagas of the Turkic peoples or "Tatars" of Central Asia, as collected by Radloff in the late nineteenth century, relate, insofar as the distinction can be made, "not to the actual, but to the spiritual experiences of their heroes," and the search motif "plays perhaps a larger part than any other single theme in these poems," whose hero himself usually performs shamanistic feats (325).
The hero's career in these oral epics typically takes him over rivers and seas on a "hero horse" by whose aid, in Radloff's summation (Chadwick 1936, 292),[7] "he climbs the mountain ridges which tower to Heaven, and finally he mounts to the very sea of the gods; . . . dives down into the depths of the nether world and there does battle with fearful giants and swan women." The hero or heroine of the poems communicates with spirits through music, the heroine often transforming herself, like some shamans, into a bird, the hero riding away, like others, on his magical horse. Visits to worlds above and below are common themes (302). Several poems describe heroic underworld journeys like that of the maiden Kubai Ko who visits Erlik, king of the dead, to seek her brother's head, returns with it to earth, and with the water of life restores him to health (306). Visits to the heavens are also frequent, especially by women, on horseback or as birds, with the purpose of saving souls. The hero or heroine of these Turkic epics is engaged, for the people's good, in a perilous quest open to all in those far-off times, but in these latter (and lesser) days restricted to the shaman alone.
Apart from narrations of their spiritual travels, made by shamans themselves and recorded by others during performances, accounts like these from Central Asia of journeys to other worlds are seldom found in the cultures of aboriginal Siberia. The impact of shamanism is evident, however, in the oral epics of such widely separated peoples as the Finns to the west and the Ainu and Manchus to the east.[8] Prominent
[7] Chadwick draws primarily on Wilhelm Radloff (V. V. Radlov), Proben der Volkslitteratur der Türkischen Stämme und der Dsungarischen Steppe, published in 10 volumes between 1866 and 1907; this citation is from 5:vii.
[8] Shamanistic elements, including flights through the air and attempted ascent of the sky, also pervade the Tibetan/Mongolian epic of Gesar of Ling. "There is good reason to believe that the most ancient traditions relating to Gesar appeared among the Bonpös," David-Neel writes (David-Neel and Yongden, 19), ". . . and that subsequently a Buddhist gloss was given to these traditions" in an epic "impregnated with shamanism." In extant versions, however, this purportedly shamanistic substratum has been overgrown by lush accretions of Tibetan magic and Buddhist marvels.
among the fabulous adventures of the Finnish hero Väinämöinen handed down in the oral tales collected by Lönnrot as the Kalevala are descents to the dead in Poems 16 and 17 (96–112). In order to fetch the charms needed to complete the boat constructed by his magic singing, Väinämönen visits the Abode of the Dead where "Death's stumpy daughter," washing laundry in Death's dark river, warns him that "many have come here, not many returned," and lulls him to sleep. Escaping the river of Death by transforming himself into an otter and a snake, Väinämöinen warns against voluntarily going to Death's Domain and tells of the evil wages paid to wrongdoers there. He next seeks the needed charms from the long dead Antero Vipunen, who lies outstretched with trees growing from him, and when this earthy corpse swallows him, builds a smithy in his entrails and forces Vipunen to reveal the charms. Väinämöinen then emerges from Vipunen's mouth and completes the wondrous boat of his travels.
Despite motifs common to widely disparate peoples, much in these and other adventures of the Kalevala suggests that its strange heroes, "smiths, singers, and magicians," may in essence, as Meuli suggests (2: 693–95), be shamans. Their chief weapon is song, such as the "eternal sage" and master harpist Väinämöinen learns from the dead Vipunen through his shamanistic initiation in the bowels of the earth; and when he finally sets out in a copper boat "toward the upper reaches of the world, to the lower reaches of the heavens" at the end of Lönnrot's compilation (337), he leaves his harp behind as "the eternal source of joyous music for the people, the great songs for his children." In short, Meuli concludes, the adventure with Vipunen and other exploits of Väinämöinen "are shamans' journeys" like those known among the Siberian Samoyed tribes distantly related to the Finns.
Some five thousand miles to the east, on Japan's northernmost main island, Hokkaido, the Ainu epic tradition "is one of the richest and most interesting bodies of archaic oral folklore in existence" (Philippi, 21). Recorded mainly in the early twentieth century, when the language was fast beginning to vanish, these remarkable songs have unmistakable shamanistic affinities. Human, animal, and divine mingle inseparably in poems narrated, like shamans' accounts, in the first person singular, whether by a human being, a semi-divine culture hero, or a god or goddess associated with an animal species such as the bear.
Although the epic reciter, usually a woman (like almost all Ainu shamans), "does not go into a trance, the gods borrow the reciter's lips in the same way as those of a shaman" (Philippi, 3). Indeed, some female reciters double as shamans, and the heroines of epic literature are normally depicted as such (45), suggesting that age-old north Asiatic shamanism "is an all-pervasive influence in Ainu life" (27). In the poems,
shamanistic feats are performed by divinities themselves (the active agents during shamans' trances) or by animals incarnating divinity. Thus the Owl God sends Dipper Boy to request the Gods of Game and Fish to replenish the food from whose lack human beings—until they learn to treat the slain properly—are dying (111–14). In another song a shebear obeys the Fire Goddess's commands to cure a chieftain's daughter by licking her wounds and blowing on them, like a shaman (129–31; cf. Kitagawa, 119–21).
Clearly shamanistic though these poems are, they remain peripheral to our concerns, since the Ainu shaman's personal self is thought to be passively displaced by the god possessing her rather than journeying forth in ecstatic quest of transcendent knowledge. (The Hokkaido Ainu were not nomads but salmon fishers who in some ways more resembled sedentary agriculturalists than the restless hunters and herders of North Asia.) Turning to the Tale of the Nisan[*]Shamaness —a Manchu folk epic dating, in origin, to perhaps the seventeenth century and surviving in three written redactions discovered in the early twentieth—we find a full-blown rendition, in prose interspersed with verse incantations, of the ecstatic otherworld quest most fully attested among the kindred Tungus who gave the shaman his international name.
Here there can be no doubt of shamanistic influence, since the heroine is a shamaness rescuing a soul from the land of the dead. In the longest version, a son, Sergudai Fiyanggo, is born to a wealthy village official, Baldu Bayan, and his wife in their fiftieth year, after the loss of their previous son in a hunting accident at age fifteen. When Sergudai reaches fifteen he asks to go hunting, for "none of us escapes the fate that comes bringing life and death to us all" (40). Fever suddenly fells him, and he dies. At the funeral, an old hunchback tells the stricken father a skilled shaman can bring the boy back to life: "Go quickly and seek her!" Having said this (50), he walked leisurely away, "sat on a five-colored cloud and was lifted upwards"; Baldu Bayan joyously recognizes that a god has instructed him.
A young woman hanging out clothes directs him to the other bank, where he learns that she herself was the shaman he sought. Having thus deceived him, she yields to his tearful pleas and begins her divination by throwing objects in the water and beating a tambourine while "the spirit permeated her body" (52). In rhythmic mutterings she reveals that Sergudai died when Ilmun Han, Lord of the Dead, sent an evil spirit to seize him, and divines that Baldu Bayan owns a dog born on the same day as his son. But as to bringing the boy back to life: "How will I, a small and weak shaman, be able to accomplish this? . . . What do I know?" (55).
Offered half of Baldu Bayan's property, she consents to try, and is borne to his house as quickly as if she were flying; there her old assistant,
Nari Fiyanggo, joins her. After she dons her shaman's garments, bells, and cap, "her tall, slender body waved like a trembling willow" as "the spirit entered, permeating her fully. Suddenly, gritting her teeth, she began to mumble" (57–58), calling for rooster, dog, lumps of bean paste, and bundles of paper: "I am going to pursue a soul into a dark place. . . . Truly try hard to revive me when I come back" (59). Her assistant begins to mutter, using the drumstick to conduct the spirits, as the shaman starts on her perilous quest.
Leading the rooster and dog, she sets out to seek Ilmun Han. A lame one-eyed man ferries her over a river, informing her that Monggoldai Nakcu, kinsman of the Lord of the Dead, had passed the same way with Sergudai's soul. Crossing the Red River on her drum like a whirlwind, she tells the gatekeepers, "I am going to seek Monggoldai Nakcu in the realm of the dead" (63–64). At the third pass of the underworld she shakes her skirt bells and calls on Monggoldai Nakcu to restore, for a fee, one who did not reach the full length of his life; but he scornfully refuses, saying that Ilmun Han has "made Sergudai his son and is raising him lovingly! Could it be possible to give him back to you?" (65).
The shamaness angrily says she is "finished" (66) if she fails to retrieve him. She bids her bird and animal spirits fly into Ilmun Han's city and bring the boy to her; they rise up like fog, and a great bird carries Sergudai away. Ilmun Han angrily sends Monggoldai Nakcu in pursuit, and after bargaining with the shamaness he promises, in return for rooster and dog, to add ninety years to the boy's life: "Until his hair turns white, his teeth turn yellow, his waist becomes bent, his eyes grow dim, and his feet begin to lag, let him urinate standing up and defecate squatting down" (70).
As she leads Sergudai back, a resentful spirit angrily asks why she has not revived "your dear warm husband who was married to you from youth" (71), and threatens boiling oil if she refuses. She quickly rids herself of him—"Without a husband, I shall live happily" (74)—and continues on her way, "now walking merrily as the breeze, now running quickly as a whirlwind" (75). She sees an ugly old woman, Omosi-mama, distributor of souls, "manufacturing small children" and placing them in bags (77); when the shamaness was born, Omosi-mama recalls, "I placed a shaman's cap on your head, tied bells on your skirt, put a tambourine in your hand, and causing you to act as a shaman, I playfully brought you to life." Omosi-mama shows her punishments of the underworld to instruct her in consequences of good and evil while a bodhisattva, by a bridge of souls, assigns future incarnations, from Buddhas to worms. The shamaness bows and promises to report these things to the living.
After she returns to the home of Baldu Bayan, her assistant revives
her, and she fans the soul into Serguddai's body, which awakens as from a long sleep. She then lives respectably, "making a break with all strange, dissolute matters" (88–89). When her mother-in-law accuses her of killing her husband a second time by refusing to resurrect him, the Emperor, in sparing her life, decrees that her shaman's cap and bells, tambourines and implements, be bound with steel rope in a leather box and thrown into the village well. "Let us," the epic's redactor piously concludes, "overcome and abstain from evil" (90).
Profoundly influenced though this tale clearly is by popular Mahayana Buddhism in important details—its descriptions of hellish punishments, its moralistic ending, and above all its need to declare shamanism a thing of the past—its account of a shaman's underworld journey is surely an authentic reflection of the far older Tungus-Manchu culture of pre-Buddhist times. In this vivid Manchu folk epic, as in those of Turks and Finns (and more marginally of the Ainu), an unmistakably shamanic figure engages in the central undertaking of shamans everywhere, the quest in other worlds for means of restoring human life in this one.
For this world, the here and now of immediate human experience, is not autonomous but can only attain fulfillment through interaction with what lies beyond it—with the transcendent yet potentially immanent worlds of the spirit. In the traditional cultures of these vast regions the shaman alone can bring about communication between them, thereby breaching the closure of a world in which man would otherwise be less than human. In mythical times, to be sure, there were others, as the quests of the Turkic and Finnish epic heroes attest, no less spiritually adventurous than shamans themselves, but since those far-off days when men could speak the language of animals, change shape, and ascend to the heavens at will, the shaman alone, in the solitude of his (or her) demanding vocation and the hazards of spiritual journeys on others' behalf, has made of life, in Shirokogoroff's words (1935b, 96), "a kind of hero's existence," continuing at whatever personal cost the indispensable quest for ecstatic transcendence through communication with the beyond on which the life and wellbeing of others depend no less than before. It is doubtful that any imperial edict will be able to silence this telltale drumming forever or dispense for long with the visionary services of some wise one (or fool) speaking with the indefeasible authority bestowed by cap and bells.