Preferred Citation: Kataoka, Tetsuya. Resistance and Revolution in China: The Communists and the Second United Front. Berkeley:  University of California Press,  [1974] 1974. http://ark.cdlib.org/ark:/13030/ft6v19p16j/


 

Index

A

Administrative director's office, 137

Administrative programs:

prior to 1940, 80 , 122 ;

after 1940, 214 , 237 –238;

liberal character of after 1940, 238 –239;

motive for liberalization, 260 ,

See also Chinese Communist Party, Land revolution, Three-thirds system

Agricultural production, sharp decline of after war, 234 –235

Arendt, Hannah, 310

Asia before Europe, slogan of:

opposed by CCP, 303 –304;

supported by Kuomintang, 304

August First Declaration, 21 –22

B

Black field, 118 , 235

Bolshevization of CCP, slogan of:

supported by Internationalists, 161

Boyle, John Hunter, 150

Britain:

inclined to side with Japan against China, 164 ;

impact of Soviet-German pact and World War on, 165 –166;

closed Burma Road, July 1940, 208 ;

reopened Burma Road, October, 223

Bunker, Gerald, 150

C

Central Plains Bureau, CCP:

decision to establish, 82 , 160 ;

established, 195 ;

renamed Central China Bureau in winter, 1940, 82 ;

vied with Hsiang Ying and Kuomintang for control of north Kiangsu, 160 , 195

Chang Ch'ün:

September, 1936 talks (as foreign minister) with Japanese ambassador Kawagoe, 41 ;

vowed to eradicate CCP, 169

Chang Chung:

negotiated with Chou En-lai, 53 ;

in liaison function in Yenan, 213

Chang Fa-k'uei:

appointed 4th War Zone commander, 1939, 153

Chang Hsüeh-liang:

target of CCP's regional united front (against Kuomintang) tactics, 33 –34;

negotiated with Chou En-lai, 40 –41

Chang Kuo-t'ao:

became doubtful of CCP's rural revolution, 13 ;

mutual recrimination with Mao at Meoerhkai, 20 –21;

criticized Mao's radicalism at Loch'uan Conference, 59 ;

defected from CCP, 1938, 71

Chang Lan-feng, 288

Chang Nai-ch'i:

opposed Mao's land confiscation policy, 39 ;

regarded as CCP's "ally," 222

Chang Tsung-ch'ang, 203

Chang Wen-ang, 91

Chang Wen-t'ien:

appointed General Secretary of CCP at Tsunyi, 20 ;

warned against Left deviation, 1940, 198 , 234 ;

criticized Mao, 261

Chang Yin-wu, Kuomintang regional commander:

accused by Mao as friction monger, 167 ;

forces of, attacked by Communists, 169 ;

forces of, liquidated, 192

Chang Yün-i, 227

Chang Yu-san:

negotiated with Japanese in Kiri Operation, 190


314

Changkufeng Incident:

border skirmish between Soviet Union and Japan, 1938, 155

Ch'en Ch'ao-lin:

negotiated with Japanese in Kiri Operation, 190

Ch'en Ch'eng:

appointed 9th War Zone commander, 153 ;

reorganized San-Min-Chu-I Youth Corps, 153 ;

accused Communists of not fighting Japanese, 191

Ch'en Chi-t'ang:

revolted against Kuomintang in Southwestern War, 38

Ch'en I:

crossed Yangtze into north Kiangsu, 211 ;

on CCP's decision for Battle of 100 Regiments, 215 ;

appointed commander of New Fourth Army, 227

Ch'en Kuan:

commanded 115th Division after Lin Piao wounded, 99

Ch'en Yün, 163

Cheng Wei-san:

views of, on China's peasants, 297 –298, 300

Ch'eng Ch'ien:

accused Communists of subverting war, 191

Chi-Je-Liao (Hopei-Jehol-Liaoning) District (of Chin-Ch'a-Chi Border Region), 94

Chi-Lu-Yü (Hopei-Shantung-Honan) District (of Chin-Chi-Lu-Yü Border Region):

established, 192 .

See also Large Hopei-Shantung-Honan, Small Hopei-Shantung-Honan Districts

Chiang Kai-shek:

forced by China's disunity to appease Japan, 14 –15, 52 , 77 ;

demanded total surrender by CCP, 37 ;

responded to Soviet overture for alliance, 41 ;

made no public promise at Sian, 44 ;

in Suiyuan Incident, 86 –87;

spurned local settlement of Lukouchiao Incident, 52 ;

agreed to German mediation, 68 ;

warlordism increased pressure for war on, 86 –87;

announced stage of counter-offensive, 155 ;

repeatedly warned Communists against unauthorized expansion, 157 , 163 , 169 ;

reportedly able to end war peaceably, 164 ;

appealed to and threatened Britain, 164 –165;

approved of constitutionalism, 168 ;

reaction to Japan's peace terms, 180 ;

wooed by Japan in Kiri Operation, 191 ;

suspected Soviet-Japanese agreement at China's expense, 208 ;

peace terms with Japan, 244 ;

ultimatum to CCP over north Kiangsu question, 225 –226;

authored China's Destiny

Chiang Kai-shek, Madame:

asserted Chiang Kai-shek could end war, 164

Chiang Ting-wen:

appointed 10th War Zone commander, 153

Chiaotung District:

established, 99 –100

Ch'ien Yung-ming:

in peace contact, 223

Chin-Ch'a-Chi (Shansi-Chahar-Hopei) Border Region:

founded, 92 –93;

administrative program, 237 ;

tax rate higher in, 247 –248;

attack on, by Japanese forces, 271 –274

Chin-Chi-Lu-Yü (Shansi-Hopei-Shantung-Honan) Border Region: shaped up only in 1940

Chin-Chi-Yü (Shansi-Hopei-Honan) District (of Chin-Chi-Lu-Yü Border Region);

founded 92 ;

administrative program, 238

Chin-Sui (Shansi-Suiyuan) Border Region:

location of, 92 ;

founded 100 ;

underwent hardships under pacification, 275

Ch'in Ch'i-yuang:

accused by Mao as friction monger, 167

China Expeditionary Forces:

established, 116

Ch'in Pang-hsien:

disputed Mao at Tsunyi Conference, 18 –20;

replaced by Chang Wen-t'ien as General Secretary, 20 ;

supported Wang Ming in defense of Wuhan, 74

China Youth Party:

cooperated with Japanese, 98

Chinese Communist Party:

strategy in war summarized, 9 ;

declared war on Japan, 1932, 9 ;

origin of Long March myth, 12 –13;

lost O-Yü-Wan (Hupeh-Honan-Anhwei) Soviet, 13 ;

Fourth Front Army's Program Upon Entering Szechuan, 14 ;

Fifth Plenum of 6th Central Committee ordered defense of Kiangsi Soviet, 16 ;

July, 1935 signal to evacuate Kiangsi, 16 ;

Internationalists' view of Kiangsi Soviet's fall, 1934, 16 –17;

error in handling Fukien Rebellion, 17 ;

radio contact with Moscow during Long March, 18 , 23 ;

at Tsunyi Conference, 18 –19;

Internationalists' view of fall of Kiangsi Soviet at Tsunyi, 18 –19;

strange realignment of power at Tsunyi, 19 –20;

at Moukung and Maoerhkai, 20 –22;

August First Declaration, 21 –22;

decided to move into northern Shensi, 21 ;

November 13; 1935 declaration, anti-Chiang Kaishek, 27 ;

issued two declarations on


315

November 28, 1935, one anti-Chiang, the other proposing ceasefire to him, 27 ;

requested by Manchurian Communists to enter into ceasefire with Chiang Kai-shek, 27 ;

directed by Comintern to propose ceasefire to Chiang Kai-shek, 27 ;

relaxed treatment of rich peasants, 29 , 39 ;

proclaimed Soviet People's Republic, 31 ;

proposed anti-Chiang "united front from below and above" at Wayaopao, 32 ;

decided on regional united front of warlords to force Kuomintang into war, 33 –34;

encouraged Southwestern War against Chiang Kai-shek, 34 , 38 ;

raided Shansi to provoke war, 35 –37;

March, 1936 declaration on Shansi raid, 35 –36;

April, 1936 declaration on Shansi raid, 36 ;

April 25, 1936 declaration, 37 ;

second ceasefire proposal to Kuomintang, May 5, 1936, 37 ;

directive of July, 1936 confirmed expropriation of landlord class as part of united front, 38 –39;

kept landlord class out of united front throughout, 40 ;

Northern Bureau demanded party Center to adopt non-sectarian policy, 40 ;

first united front proposal to Kuomintang, August, 1936, 40 ;

proclaimed Democratic Republic, 40 ;

admitted national bourgeoisie to united front, 40 ;

ordered unilateral restraint toward Kuomintang army, October, 1936, 40 ;

resolution of September, 1936, 42 –43;

Sian Incident, 42 –44;

ordered by Stalin to save Chiang Kaishek's life, 43 ;

alarmed by Japan's retreat from north China in spring, 1937, 44 ;

terms of united front, 53 , 55 ;

anticipated war in May, 1937, 54 , 91 ;

sabotage of local ceasefire at Lukouchiao, 55 ;

telegram of July 8, 1937, 55 ;

declaration of united front, September 22, 1937, 55 ;

proposed common program but rejected by Kuomintang, 56 ;

Wang Ming demanded 7th party congress, 56 ;

Loch'uan Conference, August, 1937, 57 –61;

Ten Point National Salvation Program adopted, 58 ;

resolution on CCP participation in government, 58 –59;

adopted Mao's military line, 60 ;

military dispute, 60 , 65 –68, 69 –71, 75 –79;

Battle of P'inghsingkuan, 61 –65;

commenced base construction, 65 –66;

Politburo conference, December, 1937 disturbed by Chungking-Tokyo peace talk, 68 –69;

disputes over defense of Wuhan, 71 –75, 78 ;

Southeastern Bureau created, 73 ;

Yangtze Bureau created, 73 ;

Politburo conference, March, 1938, demanded defense of Wuhan, 73 –74;

Sixth Plenum of 6th Central Committee, 79 –82;

7th party congress postponed, 80 ;

pledged to cooperate with Kuomintang after war, 80 ;

adopted 15-point administrative program, 80 ;

demanded "bloc within" of Kuomintang, 81 –82;

adopted anti-traitor program, 81 ;

resolution on party organization in Communist bases, 81 ;

military expansion program, 82 ;

decided to establish Central Plains Bureau to take north Kiangsu, 82 ;

failed to take southwestern Shansi and turn to Shantung, 82 , 92 , 99 ;

expanded into south and central Hopei, 82 , 94 –95;

war plans in Shansi, 91 –92;

friction with Kuomintang regional forces, 95 , 154 , 157 , 168 , 192 , 198 –199, 222 , 233 ;

policy toward bandits, 106 –107;

incorporated rural self-defense organizations into base infrastructure, 113 –114;

built local governments, 114 –116;

Kuomintang's provision for Eighth Route Army, 122 ;

liquidation of traitors, 133 –135;

ordered New 4th Army to leave south bank of Yangtze and take north Kiangsu, 159 ;

Party consolidation directive, August, 1939, 162 –163;

decision on penetrating masses, November, 1939, 163 ;

Shen-Kan-Ning Border Region blockade began, 164 ;

Kuomintang's restriction of Communism intensified, November, 1939, 168 ;

Kuomintang's supply of ammunition to Eighth Route Army stopped, 169 ;

demand on Kuomintang to approve Communist occupation of Hopei, 169 ;

contingency plan for Chinese defeat discussed, 172 ;

resolution of October, 1939 warned against split in united front, 172 ;

December Incident, 174 –179;

control of 23 hsien in Shen-Kan-Ning secured, 177 ;

took December Incident to be beginning of civil war, 178 ;

refused to accuse Chiang Kai-shek, Yen Hsi-shan for attack, 178 –179;

New 4th Army and Eighth Route Army link up in north Kiangsu, 180 , 195 ;

directive of January, 1940 assured friction is "local,"


316

Chinese Communist Party

180 ;

rebuttal of Kuomintang accusations, 192 ;

secured control of Hopei by early 1940, 192 ;

Northern Bureau Lich'eng Conference restrained Left deviation, 193 ;

pushed by Kuomintang army out of southern Shansi, northern Honan, entered boundary accord, 193 ;

decision of February, 1940 warned of Kuomintang's capitulation, 193 ;

urged Hsiang Ying to speed up occupation of north Kiangsu, 194 ;

divided New 4th Army into two commands, 195 ;

Eighth Route Army main unit reached north Kiangsu to subdue Kuomintang opposition, 195 , 198 ;

Communist armies' total force level, 206 ;

concerned with defection of regional Kuomintang forces to Japanese, 200 –207;

June proposal to Kuomintang, 207 ;

July 7, 1940 manifesto, 210 ;

July 1 decision, 210 ;

rejected Kuomintang's first counter-proposal, 211 ;

August counter-proposal to Kuomintang, 212 –213;

August 15 directive on united front work, 213 ;

November directive on united front work, 214 ;

Double Ten Program of liberal reform adopted by Northern Bureau, 214 ;

motive for waging Battle of One Hundred Regiments, 214 ;

Central Committee's decision for offensive, 215 ;

Communist forces' casualty in offensive, 220 ;

September, 1940 proposal to Kuomintang, 221 ;

New 4th Army won decisive battle against Kuomintang in north Kiangsu, 222 ;

directive to anticipate Kuomintang attack, 222 ;

September, 1940 directive and war contingency plans, 222 ;

November, 1940 directive to win sympathy from public, 224 ;

message to Kuomintang refusing to give up north Kiangsu but agreeing to vacate south Kiangsu, 225 ;

December, 1940 directive noting end of capitulation crisis in Chungking, 225 ;

New 4th Army Incident, 226 ;

taken aback by stern Kuomintang action, 226 ;

disparity between Communist account and facts in New 4th Army Incident, 226 ;

reorganized New 4th Army, 227 ;

Twelve Item Demand on government, 227 ;

united front stabilized after Pearl Harbor until U.S. landing in China, 227 –228, 264 –265;

March, 1940 directive warning against radicalism, 233 ;

instituted Three-thirds system, 233 ;

warned against atrocity, 234 ;

blockade war with Japanese, 235 –236;

post-1940 administrative programs, 237 –238;

demanded constitutionalism, 241 ;

October, 1940 directive on artists, 242 ;

directive on intermediate groups, 242 ;

December, 1940 directive on united front policy, 244 ;

decision on land policy, January, 1942, 246 –247;

directive on labor hero Wu Man-yu, 259 ;

destruction of Communist organizations by Japanese, 271 ;

New 4th Army's consolidation of north Kiangsu came late in war, 274 , 286 , 291 –292, 294 ;

Japanese penetration of Communist bases, 275 ;

erosion of Communist bases, 277 ;

picked troops and simplified administration, 277 , 279 ;

reorganization of military, 278 ;

September 1, 1942 decision reverses party-army relationship, 279 ;

rate of desertion from army, 281 ;

loss of bases stopped, 284 ;

comparison of force levels between Communist and Japanese armies, 285 –286;

reason for survival of Communist bases, 286 , 310 ;

Resolution on History, 295 ;

Kao Kang's report on Shen-Kan-Ning, 298 ;

feared premature Soviet-Japanese war, 303 ;

third anti-Communist high tide against Shen-Kan-Ning, 304 ;

preparation for general insurrection against Kuomintang, 304 ;

requested U.S. to take command of all Chinese forces, 305 ;

7th party congress rewrites party history, 307 –308;

origin of Maoist myth, 308 .

See also Land revolution, Three-thirds system

Chou En-lai:

on ceasefire missions, 27 , 28 , 37 ;

letter to Ch'en Li-fu, 41 ;

negotiated terms of united front, 53 ;

on Eighth Route Army's reorganization, 60 ;

supported Internationalists' demand for defense of Wuhan, 74 ;

dispatched to persuade Hsiang Ying, 159 ;

on Chiang Kai-shek, 182 ;

negotiated terms of united front, 211 , 221 ;

on guerrillas, 310

Chu Huai-p'ing:

attacked Communists in December Incident, 178

Chu Shao-liang:

appointed 8th War Zone commander, 153 ;

in December Incident, 177

Chu Te:

opposed Mao's military line, 70 ;

transferred to Shen-Kan-Ning, 173 ;

letter to Kuomintang, 244


317

Ch'ü party committee, 139

Chugen[*] Campaign, 267

Chuk'ou Incident, 233

Chungking negotiation:

CCP's insistence on keeping north Kiangsu in, 158

Chungt'iaoshan, Battle of, 267

Clark-Kerr:

British ambassador to China, 164

Clear and hold tactics:

intensity of, 270

Comintern. See Soviet Union

Communist base:

organization of, 136 –141

Communist forces:

force level in 1937, 145 ;

in 1940, 206 ;

in 1943 281 , 306 ;

in 1945, 308

Communist power:

conditions of, 8 –9, 14 –15, 86 –87, 304 , 308 –309

Constitutionalism:

CCP demand for, 56 , 241 ;

Kuomintang's support for, 168 ;

Kuomintang's postponement of, 241

Craigie, Sir Robert:

British ambassador to Japan, 165

Creel, H. G., 309

Crowley, James B., 49 , 52

Cultural Revolution:

on Battle of One Hundred Regiments, 216

D

Dare-to-die column, 177 –178

Date Junnosuke, 204

December Incident:

in Shen-Kan-Ning, 174 –176;

in Shansi, 177 –178

December 9th Movement:

Internationalists' approval of, 38 ;

Mao's approval of, 38 ;

Liu Shao-ch'i on, 86

Democratic centralism:

in Three-thirds system, 240

Democratic Republic:

proclaimed by Chinese Communist Party, 44 –46

Desertion:

cause of, 281 –283

Detachment:

size of, 136 –137

Doihara-Ch'in Te-ch'un Agreement, 36 , 52 . See also Umezu-Ho Ying-ch'in Agreement

E

Eighteenth Group Army:

formal designation of Communist army in north China by Kuomintang government, 55 .

See Eighth Route Army

Eighth Route Army:

autonomy of Red Army being major issue in united front negotiations, 28 , 53 , 55 , 59 –60;

initial Kuomintang order of battle, 55 ;

authorized combat zone, 55 , 209 –210, 212 ;

aversion of officer corps toward guerrilla warfare, 71 ;

combat tactics of, 64 –65, 220 , 213 –274;

regularization dependent on external source of supply, 71 , 160 , 305 ;

Kuomintang provisions for, 122 , 166 ;

Chin-Ch'a-Chi Military District ahead in mass mobilization, anti-traitor work, aggressive military operation, 134 , 274 ;

army-party relationship, 139 , 279 ;

authorized force level, 145 , 212 ;

combat report of Battle of One Hundred Regiments, 219 ;

headquarters attacked, 274 ;

localization of, 276 –279;

desertion from, 281 –283;

expanded again at end of war, 306

Eighth Route Army: 115th Division:

in Battle of P'inghsingkuan, 61 –65;

failed to take southwestern Shansi, 92 ;

redeployed to Shantung, 99 ;

did not take part in offensive initially, 217 ;

committed atrocities, 233

Eighth Route Army: 120th Division:

transferred to central Hopei to reorganize warlord army, 82 , 93 –94;

returned to northern Shansi, 173 ;

transferred unit to Shen-Kan-Ning, 173

Eighth Route Army: 129th Division:

expanded into south Hopei, 94 –95;

close cooperation with Sacrifice League, 90 ;

in 1940 offensive, 218 –219

F

Fan Chu-hsien, 98 –99

Far Eastern Munich, 164 –166

Feng Chih-an:

division commander under Sung Che-yüan, 34

Feng Shou-p'eng, 203

Fifth Encirclement and Suppression Campaign:

Kuomintang's strategy in, 15 ;

Wang Ming's appraisal of, 16 –17;

Jerome Ch'en on, 144

First Changsha Campaign:

fierceness of, 171 ;

CCP's concern over, 172

France:

inclined to appease Japan, 164 , 166 ;

surrendered to Germany, 208 ;

closed Indochina route to Chungking, 208 ,

occupation of French Indochina, 208

Friction between Kuomintang and Communist forces, 95 , 154 , 157 , 167 , 168 , 192 , 197 –198, 222 , 233 . See also December Incident, New 4th Army Incident

Fukien Rebellion:

Mao blamed for handling of, 17 ;

Mao's reluctance to speak of, 47

G

Germany:

trained Kuomintang army, 17 , 53 ;

proposed anti-Soviet defense alliance to Tokyo, October, 1935, 29 ;


318

Germany

anti-Comintern pact with Japan, November, 1936, 29 ;

mediation in war, 68 , 71 , 208 , 223 ;

pact with Soviet Union, 165 ;

overture for alliance with Japan, 165 ;

Axis alliance completed, 222 ;

invaded Soviet Union, 264

Grain ticket, 128

Guerrillas:

total number in north China in Communist estimate, 114 ;

in Japanese estimate, 203 ;

irregular security forces formally enlisted by Japanese, 205 –206;

total Communist irregular forces, 206 , 308 ;

convergence of Chinese tradition with Communist infrastructure, 297 –302.

See also Chinese Communist Party, Rural self-defense

H

Han Chün, 177

Han Fu-ch'ü, Shantung governor:

fled from Japanese, 98 ;

executed by Kuomintang, 288

Han Te-ch'in, Kiangsu governor:

attacked New 4th Army, 197 ;

forces of, routed, 222 ;

fled province, 287 ;

forces of, on Kiangsu-Anhwei border, 291

Hard wall and clean field, 279

Hata Shunroku:

commander of China Expeditionary Forces, 268

Hinton, William, 116 , 118

Ho Kan-chih:

cited, 37 , 45 , 215 ;

on Soviet intervention in united front, 227

Ho Lung:

in Battle of One Hundred Regiments, 218 ;

on rural self-defense, 299

Ho Ping-ti, 309

Ho Ying-ch'in:

in Umezu-Ho Ying-ch'in Agreement, 36 , 52 ;

in Sian Incident, 43 ;

military report to Kuomintang's 5th Plenum, 155 ;

report of illegal Communist activities to U.S., 173 ;

message to CCP, October, 1940, 222 –223;

second message to CCP, December, 1940, 225 ;

denounced by CCP for New 4th Army Incident, 227

Hofheinz, Roy, Jr., 295

Hou Ju-yung, 178

Hsi-k'uan , 123

Hsi-liang , 123

Hsiang Ying:

advocated mobile warfare, 70 –71;

supported Internationalists and objected to CCP's order to move north, 159 ;

defended united front with Kuomintang, 160 ;

November, 1940 letter to Kuomintang, 224 ;

killed in New 4th Army Incident; some mystery surrounding his death, 226

Hsiao Ching-kuang, 176

Hsiao K'e, 94 , 272

Hsieh-tou , 299

Hsü Fan-t'ing:

organized Shansi New Army, 100 , 177 ;

strange reaction to December Incident, 179

Hsü Hsiang-ch'ien:

moved into south Hopei, 95 ;

on difficulty of penetrating Shantung, 99 ;

attacked Shantung government, 211

Hsü Yung-ch'ang, 68

Hu Tsung-nan:

in December Incident, 178

Hu Yü-chih, 23

Hua-cheng wei-ling , 279

Hua Fu (Otto Braun), 20

Hua hsia-ch'ü , 279

Huai River Valley:

in Mao's plans for last challenge agaisnt Chiang Kai-shek, 157 –158, 308

Huaipei Su-Wan (North Huai Kiangsu-Anhwei) base:

founded, 196 ;

administrative program of, 238

Huang Yung-sheng, 272

Huangch'iao:

first battle of, 211 ;

second battle of, 222

Hui Peiple's Detachment, 272

Hull Note:

impact of, on united front, 264

Huntington, Samuel P., 104 –105, 295

Hut'uo River, 272

I

I'chang Campaign, 199

Imai Takeo, 190

Indochina. See France

Intellectuals:

"reliable ally" of CCP, 31 ;

subverted warlord forces, 34 ;

sabotaged local ceasefire at Lukouchiao, 55 ;

pre-war agitation of, 85 –86;

Liu Shao-ch'i on, 86 ;

as cadres in Communist bases, 86 –91, 139 , 230 –231;

Li Wei-han on, 231 ;

tension with old army cadres, 231 .

See also Sacrifice League

Internationalist:

controlled CCP during Fifth Encirclement Campaign, 16 ;

views of, on CCP's defeat, 16 –17, 18 –20;

view of, on Fukien Rebellion, 17 ;

connection between urban line and softness toward Kuomintang, 26 –27, 72 –73, 262 –263;

accused Mao of Left deviation, 45 , 78 , 261 ;

struggle for power with Mao, 73 , 160 , 161 –163;

tried to retain foothold in Wuhan


319

and Shanghai-Nanking-Hangchow delta, 74 , 159 ;

undermined by Kuomintang, 79 , 210 ;

in Shansi Province, 90 ;

demanded bolshevization of CCP, 161 ;

final defeat of, 227 –228.

See also Chang Wen-t'ien, Ch'in Pang-hsien, Soviet Union, Wang Ming

Iriye Akira:

on U.S. intervention in China war, 265 –266

Ishikawa Tadao, 40

Ishiwara Kanji, 68

Itagaki Seishiro, 61 , 191

J

Jao Shu-shih:

on political complexity of central China, 290

Japan:

feared China's unification under Kuomintang, 9 ;

Stalin wanted neutrality pact with, in 1931, 29 ;

in anti-Comintern pact with Germany, 29 ;

sought to readjust relation with China in 1936, 41 –42;

retreated from north China in 1937, 44 , 52 ;

origin of second Sino-Japanese war, 48 –49, 52 –53;

Army General Staff opposed China war, 52 , 68 ;

proclaimed "New Order," 71 –72;

set up Temporary and Restoration Governments in China, 149 –150;

Imperial conference decision of November, 1938, 150 ;

invited China to take part in "New Order," 150 ;

negotiated with Wang Ching-wei, 150 –151;

Japan-Wang Ching-wei agreement, 151 ;

new war policy, November, 1938, 151 ;

new war policy, December, 1938, 151 ;

border wars with Soviet Union, 155 , 165 , 171 ;

sought British cooperation against China, 164 –166, 208 ;

hesitated between alliance with Britain and Germany, 165 ;

impact of Soviet-German pact on, 165 –166;

explored sphere of influence agreement with Hitler and Stalin, 165 ;

neutrality pact with Soviet Union, 1941, 165 ;

established China Expeditionary Forces in 1939, 166 ;

campaigns in 1939, 171 ;

came close to defeat in Kuomintang's winter offensive, 171 ;

landing in Kwangsi coast, 171 , 199 ;

peace exploration through Kiri Operation, 189 –191;

Ich'ang Campaign, 199 ;

sought to withdraw troops from China, 199 , 266 ;

began to pursue Communist troops primarily in late 1939 in north China, 200 ;

extended blockade line into Shansi, 206 –207;

"southward advance" advocated, 208 , 264 ;

plans to take Indochina to encircle China, 208 ;

impact of Battle of One Hundred Regiments on, 219 , 264 ;

joined Axis, 222 ;

last peace exploration before recognizing Wang Ching-wei regime, 223 –224;

accepted Kuomintang's peace terms, 224 ;

troop level in China in 1941, 266 ;

motive for attacking Kuomintang forces in Shansi in 1941, 266 –267;

began most intense phase of pacification in north China, 268 ;

penetration of Communist bases, 268 –276;

passim; setback in Pacific, 284 ;

began to reduce pacification zone in north China, 284 ;

force level in pacification campaigns, 284 –286;

parallel between China war and Vietnam war, 286 ;

cooperation with Yen Hsi-shan, 287 –288.

Jen Pi-shih, 60 , 244

Johnson, Chalmers, 4 –5, 311

Jung Wu-sheng 91 , 177

Justice Force, 87

K

Kagesa Sada'aki, 150

Kao Ching-t'ing, 159 , 195

Kao Kang:

review of Shen-Kan-Ning Border Region's history, 298 ;

on connection between Communist movement and bandit movement, 298

Kao Shu-hsün, 192

Kataoka, 240

Kao Tsung-wu:

visited Japan as Kuomintang's emissary, 150 ;

defected back to Chungking, 179

Kenkoku dainigun, 203 –204

Kiri Operation, 189 –191, 223

Kolaohui, 107 –108

Konoe, Fumimaro, prime minister:

first peace exploration, 68 ;

refused to deal with Kuomintang, 71 ;

proclaimed "New Order," 150 ;

explored "pan-region" arrangement with Germany and Soviet Union, 165 ;

in Kiri Operation (in second cabinet), 191 ;

last peace exploration, 223 –224;

recognized Wang Ching-wei government, 224

Ku Chu-t'ung:

in decision to accept German mediation, 68 ;

appointed 3rd War Zone commander, 153 ;

in New 4th Army Incident, 226 , 227

Kuan Hsiang-ying, 218

Kuan Wen-wei, 211

Kuhn, Philip A., 6 , 84 , 300

K'ung Hsiang-hsi:

threatened Britain with prospect of Sino-Japanese alliance, 164


320

Kuomintang:

traditional, rather than fascist, dictatorship, 7 ;

force level in 4th and 5th encirclement campaigns, 13 , 15 ;

debilitated by warlordism, 15 , 86 –87;

compelled to appease imperialist powers before national unification, 15 , 77 ;

new tactics in 5th encirclement campaign, 15 ;

refused ceasefire with CCP, May, 1936, 37 ;

moved toward alliance with Soviet Union, 41 ;

abandoned appeasement of Japan, 41 –42;

abandoned armed struggle with Communists at 3rd Plenum of 4th CEC, 44 , 54 ;

hoped to check Japan with Anglo-American intervention, 53 , 265 , 304 ;

shift of anti-Communist strategy, 54 ;

order of battle for 8th Route Army, 55 ;

accepted united front, September, 1937, 55 –56;

assigned CCP in northern Shensi, 55 ;

in southern Kiangsu, 159 ;

in Shen-Kan-Ning, 174 ;

in northern Shantung, 212 ;

Program of Resistance and Reconstruction , 58 ;

provisions for Communist army in early stage, 122 ;

total force level, 145 , 305 ;

strategic options against Japan and CCP, 148 –149;

rebuffed "New Order," 150 ;

5th Plenum, 152 –155;

military reorganization and centralization, 153 , 154 ;

new order of battle, 153 ;

rejected "block within," 153 ;

War Area Party and Political Affairs Commission, 154 ;

anti-Communist measures, 154 ;

expelled Wang Ching-wei, 155 ;

stage of counter-offensive, 155 ;

commenced Shen-Kan-Ning blockade, 164 ;

new stage in anti-Communism, November, 1939, 168 ;

decided to convene national assembly, 168 ;

stopped supply of ammunition to CCP, 169 ;

First Changsha Campaign, 171 ;

nearly defeated Japanese 11th Army in winter offensive, 171 ;

plotted December Incident, 174 ;

T'ienshui Headquarters, 175 ;

penalized Yen Hsi-shan, 177 ;

terms of peace with Japan in Kiri Operation, 190 ;

warning to CCP against unauthorized expansion, 191 ;

regional forces in Hopei liquidated by Communists, 192 ;

Wei Li-huang pushed back Communist forces, 192 ;

7th Plenum, 208 ;

in critical international situation, 208 ;

first counter-proposal to CCP, 208 –210;

ordered New 4th Army out of central China in final decision, 211 –212;

anticipated Communist insurrection in August, 1940, 214 ;

second deadline for Communist compliance, 223 ;

peace terms with Japan, November, 1940; 224 ;

third deadline for Communist compliance, 225 ;

attacked New 4th Army, 226 ;

disbanded New 4th Army, 226 ;

plans to attack New 4th Army in north Kiangsu, 226 –227;

subsequent negotiations with CCP in war, 228 ;

hoped for Russian intervention, 303 ;

hoped for U.S. landing in China, 304 ;

changed mind after U.S. intervention in Shen-Kan-Ning crisis of 1943, 306

L

Lai Ch'uan-chu, 227

Land revolution:

July, 1936 directive of CCP reconfirmed expropriation of landlord class, 38 ;

land confiscation indispensable for peasant mobilization, 40 , 309 ;

landlord class kept out of united front, 40 , 119 ;

standard sequence in Communist land revolution in Kiangsi, 117 –118;

land investigation, 118 , 245 ;

development of land program from 1935 to 1937, 118 –119, 122 ;

unified progressive tax, 122 , 248 ;

land confiscation during war, 122 –123, 128 , 132 ;

national salvation public grain, 123 ;

hsi-liang , 123 ;

hsi-k'uang , 123 ;

rent and interest reduction early in war, 124 ;

rational burden, 124 –127;

village class rational burden, 125 –127;

hsien class rational burden, 125 ;

tax rates in Shansi 128 –129;

tax rate on poor, 129 ;

handling of traitors, 132 –135;

landlord class forced to become traitors, 134 ;

CCP's ban on free market, 236 ;

CCP removed ban on free market, 237 ;

CCP decision on land policy, January, 1942, 246 –247;

tax rate after 1941, 248 –249;

tax exemption of properties after 1941, 248 ;

squeeze on landlord class after 1941, 249 –250;

rent reduction after 1941, 249 ;

tactics adopted in rent and interest reduction, 251 ;

CCP policy on interest rate after 1941, 251 –252;

tax exemption of industries, 252 –253;

transformation of landlord class, 252 –253;

social mobility of peasants, 253 –258;

continuity of CCP land program from Kiangsi to Yenan periods, 310

Large Hopei-Shantung-Honan District:

definition of, 95 , 98

Lei Feng, Corporal, 301


321

Li P'in-hsien, 197 –291

Li Shou-wei, 222

Li Te (Albert List), Comintern agent, 276

Li Tsung-jen:

revolt against Chiang Kaishek, 1936, 38 ;

appointed 5th War Zone commander, 153

Li Wei-han:

critical of rural orientation, 231

Liang Hua-chih, 90

Liang Tun-hou, 90

Lich'eng Conference:

CCP Northern Bureau curbed radical excess, 193 –194, 234

Lin Hsi-min, 106

Lin Piao:

report on Battle of P'ingh-singkuan, 64 –65;

supported Mao on base construction, 66 –67;

failed to take southwest Shansi, 92

Lin Po-ch'ü, 243 , 256

Lindsay, Michael, 248

Liu Chih-tan, 36 , 108

Liu Kuei-t'ang, 203 –205

Liu Po-ch'eng, 193 –194, 218

Liu Shao-ch'i:

on intellectuals, 86 ;

on Yen Hsi-shan, 87 ;

report on guerrilla war in north China, 104 ff.;

as chief of Central Plains Bureau, 160 , 195 ;

on cultivation of a Communist, 163 ;

political commissar of New 4th Army, 227 ;

on conditions in central China, 289 ;

feared premature Russo-Japanese war, 303

Lo Jui-ch'ing, 232

Long March: See Chinese Communist Party, Maoist history, Mao Tse-tung

Lü Cheng-ts'ao:

recruited by CCP before Sian Incident, 93 –94;

in action in central Hopei, 272

Lu Chung-lin:

appointed Hopei governor, 95 , 157 ;

appointed Hopei-Chahar War Zone commander, 153 ;

suffered setbacks in friction, 168 ;

fled Hopei, 192

Luntung Incident: See December Incident

M

Mao Tse-tung:

resistance as "peasant war," 3 ;

China as "semi-colonial," "semi-feudal" country, 5 ;

on preconditions of "Red political power," 8 ;

originated myth of Long March, 13 ;

advice of, ignored by CCP leadership, 16 ;

began to criticize his opponents, 16 ;

blamed defeat on personal tactical error of opponents, 17 , 19 ;

monopolized radio communication on Long March, 18 ;

on validity of rural strategy at Tsunyi, 18 –19, 20 ;

Tsunyi Conference as military coup, 20 ;

blamed Chang Kuo-t'ao at Meoerhkai, 21 ;

insisted on Shensi as destination of Long March, 21 ;

conceded Wang Ming's authorship of August First Declaration, 22 ;

ended Long March with 4,000 troops, 26 ;

objected to ceasefire proposal, 27 ;

objected to united front from above, 28 –30;

sought to combine revolution and war, 32 –34;

attitude of, toward landlord class, 38 –40;

revealed ways to force China into war, 3 ;

on contradiction, 47 ;

Eight Point Program of, 58 ;

ordered Communist forces to disengage from enemy and concentrate on base construction, 66 ;

strategic analysis of, 66 –71;

controlled preparation for 7th CCP congress, 73 ;

strategic analysis of, 75 –79;

opposed defense of Wuhan, 78 ;

military policy of, prevailed at 6th Plenum, 79 –80;

postponed 7th CCP congress, 80 ;

had his way on substantive decisions of 6th Plenum, 80 ;

ordered expansion into Hopei, Shantung, north Kiangsu, 82 ;

upheld Chin-Ch'a-Chi Border Region as model to be emulated, 92 , 157 ;

on difficulty of subduing armed peasants, 101 –102, 104 ;

on typical land revolution sequence in Kiangsi, 117 –118;

on tax rates, 129 ;

predicted troop level necessary to defeat Kuomintang, 143 –144;

on Far Eastern Munich, 164 ;

on second stage of world war, 166 –167;

announced stage of stalemate, September, 1939, 167 ;

laid down tactics for piecemeal expansion, 180 –182;

conception of revolutionary united front, 182 ;

view of, on Kuomintang government, 182 ;

on New Democracy as post-bourgeois-democratic stage, 187 ;

close resemblance of, to Heinz Neumann, Besso Lominadze, Ch'ü Ch'iu-pai, 187 –188;

on China as Asiatic society, 188 ;

birthday greeting to Stalin, 188 –189;

objected to Battle of One Hundred Regiments, 216 –217;

power of, consolidated after New 4th Army Incident, 227 –228;

against ostracism of intellectuals, 231 ;

opposition to parliamentarism, 240 ;

attitude toward enlightened gentry, 241 ;

republished Rural Survey,


322

Mao Tse-tung

244 –245;

criticized capitalism in bases, 259 ;

on dispensing with October Revolution in China, 261 ;

criticized P'eng Te-huai's liberalism, 262 ;

picked troops and simplified administration program of, 277 ;

on loss of troops and population in war, 281 ;

views of, shifted between primacy of army and peasantry, 296 ;

on Chinese revolution as armed struggle, 308

Maoist history:

"Maoist strategy," 3 –4;

on validity of rural strategy, 4 ;

on Long March, 12 –13;

on defeat in Kiangsi as purely tactical subjective error of incumbent leaders, 18 –20;

common denominator of Mao's critics, 262 –263;

birth of Maoist myth on peasant revolution, 307 –308

Maoerhkai Conference, 20 –22

Matsuoka Yosuke[*] :

discussed "pan-region" arrangement with Hitler and Stalin, 165 ;

in search of peace with China, 223 –224

Military district, 137 , 139

Militia:

established, 279

Mobilization Committee:

hostile to Yen Hsi-shan in Communist areas, 90 ;

organization of, 116

Moore, Barrington, Jr., 7

Mou Ch'eng-liu, 203

Moukung: See Maoerhkai Conference

Myers, Ramon, 234

N

National Assembly:

Kuomintang's agreement to convene, 168 ;

postponed, 241

National Political Council:

demanded defense of Wuhan, 75 ;

pressed for national assembly and constitutionalism, 168

National salvation by detour, 287 . See also White skin, red heart

New Democracy:

economic components of, 247 ;

political intentions behind, 260 –263.

See also Chinese Communist Party, Land Revolution, Three-thirds system

New 4th Army: See Chinese Communist Party, Hsiang Ying

New 4th Army Incident, 226

Newly organized village, 126 , 141

Nieh Jung-chen:

upheld by Mao as model in base construction, 92 , 157 ;

in Battle of One Hundred Regiments, 217 ;

number of troops under, 272

Nishio Chuzo[*] :

first commander of China Expeditionary Forces, 166

Nomonhan Incident, 165 , 171

North China Area Army:

established, 61 ;

jurisdiction in north Kiangsu, 197

North Kiangsu:

Communist penetration of, came late in war, 274 , 286 , 294

North Yangtze Command, 195

Northeastern Anti-Japanese Army:

proposed Chiang Kai-shek and Mao Tsetung unite against Japan, October, 1935, 27

Northwest Route, 173

O

Okamura Yasuji:

appointed commander of North China Area Army, 268 ;

sanko[*] seisaku of, parodied by Communists, 273

One-half system:

precursor of Three-thirds system, 240

O-Yü-Wan (Hupeh-Honan-Anhwei) Soviet:

loss of, 13

P

Pacification:

zone of, 152 ;

degree of, in Japanese statistics, 268 –269

Pai Chien-wu, 204

Pai Ch'ung-hsi:

revolted against Chiang Kai-shek, 34 ;

in Kuomintang decision for peace discussion, 68 ;

messages to Communists, 222 –223, 225

P'an Han-nien:

dispatched to Moscow from Maoerhkai, 23 ;

in ceasefire negotiation with Kuomintang, 37

P'ang P'ing-hsün:

attacked Communists in December Incident, 178 ;

succeeded Lu Chung-lin as Hopei governor, 209 ;

defected to Japanese, 288

Panyushkin, A. S., 170

Peasants:

tradition of militarization, 6 , 84 , 300 ;

conditions for supporting Communists, 14 –15, 265 , 286 ;

land expropriation and redistribution indispensable for mobilization of, 40 , 309 ;

"semi-feudal" traits of, and their linkage to Communist infrastructure, 101 –116, 136 –142, 298 –299;

Lo Jui-ch'ing's view of, 232 ;

revolutionary potential of, 295 –297;

Cheng Weisan's view of, 297 –298, 300 ;

Max Weber on, 299

Pearl Harbor:

impact of, on united front, 265

Peiyüeh District, 271 –272

P'eng Chen, 238

P'eng Hsüeh-fen:

organized guerrillas in northern Honan, 95 ;

disagreed with


323

Liu Shao-ch'i's order to move behind Japanese line, 196 ;

attacked by Kuomintang, 290

P'eng Te-huai:

appointed vise-commander of 18th Group Army by Kuomintang, 55 ;

opposed Mao at Loch'uan Conference, 61 ;

belittled Lin Piao's achievement, 63 ;

protested Lin Piao for taking away Yen Hsi-shan's credit, 65 ;

accused by Mao of warlordism, 66 ;

demanded mobile war against Japanese, 67 , 70 –71;

patronized Sacrifice League, 90 ;

transferred Lin Piao out of Shansi for fear of Yen Hsi-shan, 92 ;

sought to save Chungking's face after December Incident, 178 –179;

protest message to Ch'en Ch'eng, 191 ;

at Lich'eng Conference, 193 –194, 233 –234;

motive for launching Battle of One Hundred Regiments, 214 –216;

1959 self-criticism on offensive, 216 ;

message to Kuomintang, November, 1940, 224 ;

presumptive author of prototype of Three-thirds system, 240 ;

lenient on tax policy toward rich, 247 –248;

on rent and interest reduction, 250 –251;

demanded permanent democracy, 262 ;

wounded by Japanese, 274 ;

1942 self-criticism on offensive, 276 ;

criticized during 7th Plenum of 6th Central Committee, 283

P'inchiang Incident, 233

P'inghsingkuan, Battle of, 61 –64

Po I-po:

organized Sacrifice League, 87 ;

organized Dare-to-Die Columns, 177

Puppetization:

Kuomintang troops in Shantung, 288 –289

Q

Quebec Conference, 304

R

Refugee students from Peiping and Tientsin, 86 , 94 . See also Intellectuals, Sacrifice League

Regional force:

on CCP side, 139 –140, 278 –279;

on Japanese side, 205 –206

Rural self-defense:

tradition of militarization, 6 , 84 ;

in northern Honan, 98 ;

in Shantung, 99 ;

Mao on difficulty of subduing armed landlords, 101 –102, 104 ;

in northern Shensi, 104 ;

bandits in north China, 106 ;

Kolaohui, 107 –108;

secret societies in Hopei, 107 ;

Lienchuanghui, 108 –109;

organization of, 109 , 112 ;

total number of armed peasants estimated, 114 , 203 ;

liquidation of bandits, 133 ;

landlord insurrection against Communists, 197 ;

defection of irregular Chinese forces, 201 –203;

puppet forces, 205 –206;

revolutionary Peking opera Tiger Mountain relates the tale of, 289 ;

"native diehards," 291 –293;

in Huaipei District, 291 –295;

bandits in Huaipei, 292 ;

"native Communists," 294 ;

Ho Lung's views on, 299 –300;

connection of, with Communist movement, 300 –301

S

Sacrifice League:

original organization of, 86 –91;

as regional force of Communist army, 177 –178.

See also Hsü Fant'ing, Yen Hsi-shan

Sanko[*] seisaku, 273

Schwartz, Benjamin:

on Maoist strategy, 3 –4

Security Strengthening Campaigns, 268

Seigo[*] (Clearing the village) Program, 268

Selden, Mark, 122 , 174 , 240

Self-defense corps, 140 , 278 –279

Service, John S., 182 , 306

Shangkuan Yünhsiang, 227

Shangtang, 125

Shansi New Army, 177 –178

Shantung Column, 99 , 275 –276

Shantung District:

conditions of, early in war, 95 –100;

not assigned to CCP except northern part, 212 ;

administrative program of, 238 ;

conditions of, in 1941–42, 275 –276, 288 –289;

suffered from collaboration of Kuomintang troops, 288 –289; 203 –205

Shantung tzu-chih lien-chün, 204

Shen Hung-lieh:

appointed Shantung governor, 98 ;

attacked Fan Chu-hsien, 98 –99;

attacked by Communist forces, 211

Shen-Kan-Ning order Region:

administrative program of (1939), 122 , (1941) 238 ;

Kuomintang blockade tightened, 164 , 223 , 304 ;

Kuomintang-CCP dispute over, 174 –176;

Kuomintang-CCP proposals on, in boundary dispute, 207 –212

Sheng Shih-ts'ai, 170 , 175

Shih Yu-san:

in friction with Communist forces, 192 ;

requested defection, 203 ;

appointed Chahar governor, 209 ;

executed, 288

Shippe, Heinz, 2

Sian Incident:

CCP's part in, 33 –34, 40 –41;

Mao's stand on, 43 ;

Moscow's reaction to, 43 ;

settlement of, 44


324

Sino-Soviet nonaggression pact, 41 , 55

Small Hopei-Shantung-Honan District, 95 , 98

Snow, Edgar, 2 , 43

Soong, T. V., 221

South Hopei District:

established, 95

South Yangtze Command, 195

Southeastern Bureau:

creation of, 73 ;

reduced in significance by Central Plains Bureau, 160 –161

Southwestern War:

anti-Chiang anti-Japanese character of, 34 , 38 ;

Moscow and Wang Ming dismayed by, 38

Soviet-German pact, 165 –166

Soviet People's Republic, 31

Soviet Union and Comintern:

Comintern radio contact with CCP on Long March, 18 ;

Comintern instruction on Kiangsi evacuation, 21 ;

Comintern directed CCP and Manchurian Communists to propose ceasefire, 27 ;

Soviet interest in maintaining Sino-Japanese tension, 29 ;

Soviet proposed neutrality pact to Japan, 29 ;

Soviet attempt to improve relations with China, 29 ;

Soviet disapproval of warlord revolt against Chiang Kai-shek, 38 ;

Soviet overture for anti-Japanese alliance, 41 ;

Soviet ordered to save Chiang Kai-shek's life at Sian, 43 ;

Soviet assistance to China in war, 55 , 75 , 169 –170, 225 ;

Comintern satisfied by CCP 6th Plenum, 80 ;

Soviet-Japanese border wars, 155 , 165 , 171 ;

Soviet-Japanese nonaggression pact forecast by CCP, 165 ;

Soviet expansion in northwest China, 169 –170;

Soviet intervention in united front during crisis, 169 –170, 225 , 227 ;

Comintern Tschita Conference ordered building Northwest Route, 173 ;

Comintern Tschita Conference ordered Communist offensive against Japan, 199 ;

Soviet impact on second united front assessed, 303 –304

Special administrative commissioner's office, 139

Special district, 139

Stilwell, Joseph, 300

Su T'i-jen, 205

Suiyuan Incident, 41 –42, 86

Sun Fo:

regarded as CCP's ally, 222

Sun T'ien-ying, 203

Sung Che-yüan, 33 –34, 175

Sung Jen-ch'iung, 95

Sung Liang-ch'eng, 192

Sung Shao-wen, 90 , 140

Sung Shih-lun, 94

Sung Tzu-liang, 190 –191

Suzuki Takuji, 189

T

Tada Shun, 150

Taihaku kosaku[*] (Yen Hsi-shan operation), 287 –288

T'aihang District:

as second class military district, 139

T'aiyüeh District, 207

T'ang En-po, 227

T'ang heng-chih, 68

T'ang Yang-tu, 205

T'angku Agreement, 49

T'ao Hsi-sheng, 179

Teng Hsiao-p'ing, 95

Teng Tzu-hui:

on rationale for taking north Kiangsu, 158 ;

in Battle of One Hundred Regiments, 218 ;

appointed director, political department, New 4th Army, 227 ;

in struggle against native opposition in Huaipei, 291

Terauchi Hisaichi, 61

Thornton, Richard C., 4 , 5 , 188

Three-thirds system:

announced, 233 ;

Mao's opposition to similar institution, 240 ;

prototype of, devised by Mao's critics, 240 ;

and constitutionalism, 241 ;

intermediate groups in, 241 –242;

dispute in CCP over, 243 –244;

turnover of officials in, 245 –246;

as means of political change, 245 ;

P'eng Te-huai's views on, 262

Tiger Mountain, revolutionary Peking opera:

as episode on armed landlord, 289

Ting Shu-pen, 192

Traitor:

program for handling, at 6th Plenum, 81 ;

liquidation of, 133 –134;

reason why landlords became traitors, 134

Trautmann, O. P., 68 , 71

Trotskyite, struggle against, 233

Tsap'ai, 203 , 224

Tseng Yang-fu, 27

Tso Ch'üan:

concern for security of Sinkiang Route, 215 ;

killed in action, 274

Tsunyi Conference, 17 –20

Tuan Hai-chou, 291

T'uan , extended multiplex, 300

Tuchman, Barbara, 2

Tung Tao-ning, 150

Tungya t'ung-meng tzu-chih-chün, 204


325

U

Umezu-Ho Ying-ch'in Agreement, 36 , 52

United front: See Chinese Communist Party, Kuomintang, Mao Tse-tung

United front from below and above, 32

United States:

post-Vietnam view of Chinese revolution in, 2 ;

critical role in Chinese revolution by, 10 , 264 , 304 ;

merely reiterated Open Door until 1940, 164 ;

began to commit itself to Chinese side in September, 1940, 221 ;

impact of Export-Import Bank loan on united front, 221 ;

began to enforce Open Door after Axis pact signed, 223 ;

intervention in China not inevitable, 264 –265;

demanded status quo of 1931, 264 ;

Army Observer Section in Yenan, 305 ;

decided on landing in China, 306

Usui Shigeki, 190

V

Van Slyke, Lyman P., 5

Von Seeckt, 17

W

Wakeman, Frederick, 6

Wang Ching-wei:

concerned with survival or Republic in War, 69 ;

negotiation with Japan, 150 –151;

expelled from Kuomintang, 155 ;

futile efforts to mediate between Japan and Kuomintang, 155 –156;

Internationalists chose to be upset by, 156 –157;

subordinates of, defected back to Chung-king, 179 –180;

questions of, figured in Sino-Japanese peace talks, 189 –191, 223 –224;

established Kuomin government in Nanking, 191 ;

formal recognition of, by Japan, 224 ;

impact on united front of formal recognition of, 225

Wang Chung-lien, 291

Wang Kuang-hsia, 291

Wang Ming (alias for Ch'en Shao-yü):

view of, on 5th Campaign as of 1934, 16 –17;

as possible author of August First Declaration, 22 ;

report to 7th Comintern Congress, 23 –24;

criticized rural revolution, 25 –26;

stated August 1st Declaration proposed ceasefire to Chiang Kai-shek, 27 ;

proposed lenient policy toward rich peasants, 29 ;

united front policy of, 34 –35;

disapproved of revolt against Chiang Kai-shek, 38 ;

returned to China, 56 ;

demanded defense of Wuhan, 72 –73;

two stage theory of war, 73 ;

defended Kuomintang as Chinese government, 74 ;

on national defense divisions, 74 –75;

slogan of, for united front, 80 ;

disturbed by Wang Ching-wei defection, 156 –157;

sought bolshevization of CCP, 161 ; 244 –245;

disturbed by December Incident, 180 ;

possible role of, in Battle of One Hundred Regiments, 199 ;

possible role in Kuomintang-CCP negotiations of 1940, 220 –221;

self-criticism of, 228 ;

skeptical of peasants' revolutionary potential, 296

Warlordism:

as precondition of Communist power, 8 –9, 14 –15, 86 –87, 308 –309;

charge of, in CCP, 141

Weber, Max, 299

Wei Li-huang:

appointed 1st War Zone commander, 153 ;

forced Eighth Route Army to withdrew from northern Honan and southern Shansi, 192 –193;

actually supervised Yen Hsi-shen, 192 ;

expelled from Shansi, 266

White skin, red heart, 280 –284, 293 . See also National salvation by detour

Wilson, Dick, 13

Winter offensive of 1940, 171

Wu chih-p'u, 95

Wuhan, fall of, 79

Wu Hua-wen, 288

Wujench'iao, 235

Wu-kung-tui, 284

Wu Man-yu, 258 –260

Wu P'ei-fu, 98

Wu Tsan-chou, 205

Y

Yang Ch'eng-wu:

as sub-district commander, 272 ;

on peasants' morale under pacification, 280 ;

combat report of, 219

Yang Hsiu-feng, 94 –95

Yang Hu-ch'eng, 33

Yang Shang-k'un:

supported Internationalists, 163 ;

review of party organization by, 230 –231;

deplored ban on free market in bases, 237

Yangtze Bureau, 73

Yeh T'ing, 224 , 226

Yen , 126

Yen Hsi-shan:

relationship with Sacrifice League, 86 –91;

authorized Communist base, 90 –91;

authored rational burden, 125 ;

penalized by Kuomintang for early support of united front, 177 ;

struggle with Shansi New Army,


326

Yen Hsi-shan

177 ;

liaison with Japanese, 203 ;

defection to Japanese, 287 –288

Yin Ju-keng:

abandoned by Japanese, 52

Yu Hsüeh-chung:

in Shantung, 99 ;

appointed Shantung-Kiangsu War Zone commander, 153 ;

penalized by Kuomintang, 154 ;

troop size under, 197 ;

liaison with Japanese, 203 ;

fled from Shantung-Kiangsu zone, 287

Yu-k'ang, 283

Yü-Wan-Su Border Region:

liquidation of, 95 , 196

Yüan Kuo-p'ing, 226


 

Preferred Citation: Kataoka, Tetsuya. Resistance and Revolution in China: The Communists and the Second United Front. Berkeley:  University of California Press,  [1974] 1974. http://ark.cdlib.org/ark:/13030/ft6v19p16j/